Karen S. Crawford

2015Annual

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What was filed

  • 203

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Wallace Chapter, Amencan Inn of Court
  • Welsh Chapter, American lan of Court
  • Council of Visitors, California Western School of Law
  • Trust No. 2
  • Custodial Accounts, Nos. 1,2
  • Association of Business Trial Lawyers ("ABTL")

As filed

Trust Acct. No. 2 (Vanguard)

Ca. Tax Exempt Money Market

Prime Money Market Fund — Interest

Total Intmatonal Stock Admiral

Total Bond Market Index Admiral

Total Stock Market Index Admiral

Trust Acct. No. 3(Y)

Trust Acct. No. 4(Y)

Custodial Acct. No. 1 (American Funds) — Interest

Money Market FUnd-529A

Bond Fund of Amenica-529A

Capital World Growth and Income Fund-529A

Growth Fund of America-529A

Income Fund of America-S29A

Intermediate Bond Fund of America-S29A

Investment Co. of America-S29A

New Perspective Fund-529A

New World Fund-529A

SMALLCAP World Fund-529A

Washmgton Mutual Investors Fund- 529A

Custodial Acct. No. 2 (American Funds) — Interest

New Growth Fund of America-S29A

New Perspective Fund-529A

New World Fund-529A

SMALLCAP World Fund-529A

Investment Co. of America-S29A

Capital Worls Growth and Income-529A

Income Fund of America-529A

Bond Fund of America-529A

Intermediate Bond Fund of America-S29A

Ca. Tax Exempt Money Market — Interest

Retirement Acct. IRA No. {TIAA/NCREF) — Interest

TIAA/CREF Traditional

CREF/CREF Global Equities

Retirement Acct. IRA No. 2 (Schwab) — None

Dodge & Cox Balanced

Retirement Acct. IRA No. 3 (Schwab) — None

Hotchkis & Wiley Large Cap Value

Janus

William Blair Large Cap Growth — None

Tumer Large Growth Institutional (Y)

Baron Growth Inst!

Ivy Mid Cap Growth

Royce Opportunity Instl

First Eagle Overseas

Junus Overseas

MamStay Marketfield — Buy

Dodge & Cox Balanced

BlackRock Low Duration Bond Inst!

Metro. West Total Return Bond

Schwab Balue Advantage Money Ultra

Retirement Acct. IRA No. 4 (UBS) — Interest

S&P S00 TR Index

Russell 2000 TR USD Index

Mass. Mutual Life Exec Group Life, Strategic Group Universal Life Ins, — Interest

ING Life Ins, Firstline VUL Variable Life Ins, Policy — None

Chase Cash Acct — None

Brokerage Account #1 (H)

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

CHK CHESAPEAKE ENERGY — Int/Div

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, SAAB. De C.V. Sponsored — None

DEO DIAGEO PLC-SPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

LUK LEUCADIA NATL CORP — Int/Div

MKL MARKEL CPCOM — None

MSF1 Microsoft Corporation — Int/Div — Sold (part)

NSRGY NESTLE SA SPONSORED — Int/Div

PCP Precision Castparts Corp — Int/Div — Buy

PXD Pioneer Natural Resources Compa — Int/Div

YUM Yum Brands — Int/Div

Brokerage Account #2 (H)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #3 (H)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #4 (H)

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

CHK CHESAPEAKE ENERGY — Int/Div

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De C.V. Sponsored — None

DEO DIAGEO PLCSPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

L LOEWS CORPORATION — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

MKL MARKEL CP COM — None

MSFT Microsoft Corporation — Int/Div — Sold (part)

NSRGY NESTLE SA SPONSORED — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

YUM YUM BRANDS (X) — Int/Div

Brokerage Account #5 (H)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #7 (H)

MO ALTRIA GROUP INC — Int/Div

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, SAAB. De C.V. Sponsored — Int/Div

CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)

CHK CHESAPEAKE ENERGY — Sold (part)

CHK CHESAPEAKE ENERGY — Buy (add'l)

CHK CHESAPEAKE ENERGY — Buy (add'l)

KO COCA COLA CO — Int/Div

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

XOM Exxon Mobil Corporation Com — Int/Div

FCEA FOREST CITY ENTERPRISES — None

GE GENERAL ELECTRIC CO — Int/Div

HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnibuted

115. — Distribution

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 61)

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

MKL MARKEL CP COM — None

MCD McDonalds Corp Com — Int/Div — Buy

MCD McDonalds Corp Com — Buy (add'l)

MSFI1 Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

PCP Precision Castparts Corp — Int/Div — Buy

PCP Precision Castparts Corp — Buy (add'l)

WMT Wal-mart Stores Com — Int/Div — Sold (part)

YUM YUM BRANDS — Int/Div

Brokerage Account #8 (H)

MO ALTRIA GROUP INC — Int/Div

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De CV. Sponsored — None

CHK Chesapeake Energy Corp Com — Int/Div — Sold (part)

CHK Chesapeake Energy Corp Com — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

FCEA FOREST CITY ENTERPRISES — None

GE GENERAL ELECTRIC CO — Int/Div

HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnbuted

146. — Distribution

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 92)

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

MKL MARKEL CPCOM — None

McDonalds Corp Com — Int/Div — Buy

McDonalds Corp Com — Buy (add'l)

MSFT Microsoft Corporation — Int/Div — Buy (add'l)

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

PCP Precision Castparts Corp — Int/Div — Buy

WMT Wal-mart Stores Com — Int/Div

YUM YUM BRANDS — Int/Div

Brokerage Account #9 (H)

MO ALTRIA GROUP INC — Int/Div — Sold (part)

MO ALTRIA GROUP INC — Sold (part)

MO ALTRIA GROUP INC — Sold (part)

MO ALTRIA GROUP INC — Sold

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

KO COCA COLA CO — Int/Div

XOM Exxon Mobil Corporation Com — Int/Div

FCEA FOREST CITY ENTERPRISES — None — Sold (part)

FCEA FOREST CITY ENTERPRISES — Sold (part)

GE GENERAL ELECTRIC CO — Int/Div — Buy (add'l)

GE GENERAL ELECTRIC CO — Sold (part)

HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnibuted

179 — Distribution

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 125)

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

MCD McDonald's Corp Com — Int/Div — Buy

MCD McDonald's Corp Com — Buy (add'l)

MKL Markel Corp Com — None

MSFT Microsoft Corporation — Int/Div — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PCP Precision Castparts Corp Com — Int/Div — Buy

PCP Precision Castparts Corp Com — Buy (add'l)

SRSC Sears Canada Inc — None

SHLD SEARS ROEBUCK & CO — None

Treasury Bonds - TIPS — Interest — Buy (add'l)

WMT Wal-mart Stores Com — Int/Div — Sold

Brokerage account £10 (H)

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Member, Executive Board, Wallace Chapter, Amencan Inn of Court

Member, President, Executive Board, Welsh Chapter, American lan of Court

Member, Council of Visitors, California Western School of Law

Trustee, Trust No. 2

Custodian, Custodial Accounts, Nos. 1,2

Board of Governors, Association of Business Trial Lawyers ("ABTL")

44 and 50Not listed m Section VII and reasons therefore:

1. Trust No. 1: Trust account for trust related expenses,

2. Trust No. 2: Trust account created for benefit of filer.

3. Trust Nos. 3, 4: Trust created for the benefit of third parties for which filer was designated as a “trustee” consistent with the controlling Canons of Judicial

Conduct, No. 4(e). Filer has no financial interest in the assets of these trusts, no knowledge of manner in which the principal is invested, and no control or

influence of any kind over investment decisions related to the assets held in this trust. Rather, filers sole fiduciary responsibility is limited to the exercise of veto

power for requests made by beneficiaries to Trust Nos. 3 or 4 to incur extraordinary expenses as specifically defined by trust document. To reiterate, filer has no

fiduciary responsibilities over the management or investment of the “trust” assets, nor does she have any beneficial interest of any kind in Trust No. 3 and 4.

4. Parmership No. |: real estate assets for which filer has potential future interest when and if partnership real estate interests are sold. Filer has no direct or

indirect control over holdings, and cannot influence policy or other decisions which affect the purchase, exchange, sale or disposition of the partnership assets.

5. Brokerage account no. 6 was merged in 2013 with another account (see 2013 FDR), and no longer exists.

6. Regarding brokerage account nos, 7, 8, and 9, after consulation with a representative from the Washington, D.C. FDR Office, the delivery of shares of

Hutchinson Whampoa (HUWHY ), receipt of new shares of CK Hutchinson Holdings (CKHUY), and related dividents and returns of capital were noted as

follows:

a. HUWHY was held in three accounts on 12/31/15.

b. HUWHY paid a divident in the three accounts in 2015.

©, There was a reorganization (mandatory exchange) on 6/19/15 which resulted, for all three accounts, in the following:

i. All shares of HUWHY were surrendered. This was noted in D{(1) as “Distributed” on 6/19/15 (D2) and the dollar value of the “Distributed” shares was noted in

D(3). This was not a taxabe event and there were no capital gains or losses.

ii. There was a "return of capital” which was noted in the following row. The amount of the ROC was noted in B(1) and the type was noted as a distribution in

B(2).

iii. In addition to the return of capital, shares of CKHUY were received (6/19/2015). There was a subsequent divident paid by CKHUY which was ntoed in B(1)

and B(2). In all three accounts, shares of CKHUY were owned on 12/31/2015. The value was noted in C(1) and C(2). The acquisition of shares of the CKHUY

was noted in D(1) as spinoff

from HUWHY, on 6/19/15(D2) and the dollar value of the shares of CKHUY which were received was noted in D(3),

7. In Part VII, lines 40 and 47, William Blair Large Cap Growth 1 and MainStay Marketfield Tare listed. Both of these assets were acquired on 12/31/2013. The

William Blair Large Cap Growth 1 (line 40) was acquired for $10.33 per share, for an aggregate total purchase price of $7,234.61. The MainStay Marketficld |

(line 47) asset was acquired on the same date for $18.52 per share, for a total of $7.234.64.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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