Karen S. Crawford
2015Annual
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What was filed
203
investments
6
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Wallace Chapter, Amencan Inn of Court
- Welsh Chapter, American lan of Court
- Council of Visitors, California Western School of Law
- Trust No. 2
- Custodial Accounts, Nos. 1,2
- Association of Business Trial Lawyers ("ABTL")
As filed
Trust Acct. No. 2 (Vanguard)
Ca. Tax Exempt Money Market
Prime Money Market Fund — Interest
Total Intmatonal Stock Admiral
Total Bond Market Index Admiral
Total Stock Market Index Admiral
Trust Acct. No. 3(Y)
Trust Acct. No. 4(Y)
Custodial Acct. No. 1 (American Funds) — Interest
Money Market FUnd-529A
Bond Fund of Amenica-529A
Capital World Growth and Income Fund-529A
Growth Fund of America-529A
Income Fund of America-S29A
Intermediate Bond Fund of America-S29A
Investment Co. of America-S29A
New Perspective Fund-529A
New World Fund-529A
SMALLCAP World Fund-529A
Washmgton Mutual Investors Fund- 529A
Custodial Acct. No. 2 (American Funds) — Interest
New Growth Fund of America-S29A
New Perspective Fund-529A
New World Fund-529A
SMALLCAP World Fund-529A
Investment Co. of America-S29A
Capital Worls Growth and Income-529A
Income Fund of America-529A
Bond Fund of America-529A
Intermediate Bond Fund of America-S29A
Ca. Tax Exempt Money Market — Interest
Retirement Acct. IRA No. {TIAA/NCREF) — Interest
TIAA/CREF Traditional
CREF/CREF Global Equities
Retirement Acct. IRA No. 2 (Schwab) — None
Dodge & Cox Balanced
Retirement Acct. IRA No. 3 (Schwab) — None
Hotchkis & Wiley Large Cap Value
Janus
William Blair Large Cap Growth — None
Tumer Large Growth Institutional (Y)
Baron Growth Inst!
Ivy Mid Cap Growth
Royce Opportunity Instl
First Eagle Overseas
Junus Overseas
MamStay Marketfield — Buy
Dodge & Cox Balanced
BlackRock Low Duration Bond Inst!
Metro. West Total Return Bond
Schwab Balue Advantage Money Ultra
Retirement Acct. IRA No. 4 (UBS) — Interest
S&P S00 TR Index
Russell 2000 TR USD Index
Mass. Mutual Life Exec Group Life, Strategic Group Universal Life Ins, — Interest
ING Life Ins, Firstline VUL Variable Life Ins, Policy — None
Chase Cash Acct — None
Brokerage Account #1 (H)
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
CHK CHESAPEAKE ENERGY — Int/Div
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex, SAAB. De C.V. Sponsored — None
DEO DIAGEO PLC-SPONSORED — Int/Div
GE GENERAL ELECTRIC CO — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
LUK LEUCADIA NATL CORP — Int/Div
MKL MARKEL CPCOM — None
MSF1 Microsoft Corporation — Int/Div — Sold (part)
NSRGY NESTLE SA SPONSORED — Int/Div
PCP Precision Castparts Corp — Int/Div — Buy
PXD Pioneer Natural Resources Compa — Int/Div
YUM Yum Brands — Int/Div
Brokerage Account #2 (H)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #3 (H)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #4 (H)
BRKB BERKSHIRE HATHAWAY INC DE — None
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
CHK CHESAPEAKE ENERGY — Int/Div
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. SAB. De C.V. Sponsored — None
DEO DIAGEO PLCSPONSORED — Int/Div
GE GENERAL ELECTRIC CO — Int/Div
L LOEWS CORPORATION — Int/Div
LUK LEUCADIA NATL CORP — Int/Div
MKL MARKEL CP COM — None
MSFT Microsoft Corporation — Int/Div — Sold (part)
NSRGY NESTLE SA SPONSORED — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
YUM YUM BRANDS (X) — Int/Div
Brokerage Account #5 (H)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #7 (H)
MO ALTRIA GROUP INC — Int/Div
AAPL Apple Inc — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex, SAAB. De C.V. Sponsored — Int/Div
CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)
CHK CHESAPEAKE ENERGY — Sold (part)
CHK CHESAPEAKE ENERGY — Buy (add'l)
CHK CHESAPEAKE ENERGY — Buy (add'l)
KO COCA COLA CO — Int/Div
DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div
XOM Exxon Mobil Corporation Com — Int/Div
FCEA FOREST CITY ENTERPRISES — None
GE GENERAL ELECTRIC CO — Int/Div
HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnibuted
115. — Distribution
CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 61)
LUK LEUCADIA NATL CORP — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
MKL MARKEL CP COM — None
MCD McDonalds Corp Com — Int/Div — Buy
MCD McDonalds Corp Com — Buy (add'l)
MSFI1 Microsoft Corporation — Int/Div
NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div
ORCL Oracle Corp Com — Int/Div
PM PHILIP MORRIS INTL COM — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
PCP Precision Castparts Corp — Int/Div — Buy
PCP Precision Castparts Corp — Buy (add'l)
WMT Wal-mart Stores Com — Int/Div — Sold (part)
YUM YUM BRANDS — Int/Div
Brokerage Account #8 (H)
MO ALTRIA GROUP INC — Int/Div
AAPL Apple Inc — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. SAB. De CV. Sponsored — None
CHK Chesapeake Energy Corp Com — Int/Div — Sold (part)
CHK Chesapeake Energy Corp Com — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div
FCEA FOREST CITY ENTERPRISES — None
GE GENERAL ELECTRIC CO — Int/Div
HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnbuted
146. — Distribution
CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 92)
LUK LEUCADIA NATL CORP — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
MKL MARKEL CPCOM — None
McDonalds Corp Com — Int/Div — Buy
McDonalds Corp Com — Buy (add'l)
MSFT Microsoft Corporation — Int/Div — Buy (add'l)
NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div
ORCL Oracle Corp Com — Int/Div
PM PHILIP MORRIS INTL COM — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
PCP Precision Castparts Corp — Int/Div — Buy
WMT Wal-mart Stores Com — Int/Div
YUM YUM BRANDS — Int/Div
Brokerage Account #9 (H)
MO ALTRIA GROUP INC — Int/Div — Sold (part)
MO ALTRIA GROUP INC — Sold (part)
MO ALTRIA GROUP INC — Sold (part)
MO ALTRIA GROUP INC — Sold
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
KO COCA COLA CO — Int/Div
XOM Exxon Mobil Corporation Com — Int/Div
FCEA FOREST CITY ENTERPRISES — None — Sold (part)
FCEA FOREST CITY ENTERPRISES — Sold (part)
GE GENERAL ELECTRIC CO — Int/Div — Buy (add'l)
GE GENERAL ELECTRIC CO — Sold (part)
HUWHY Hutchison Whampoa Ltd Adr — Int/Div — Distnibuted
179 — Distribution
CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div — from line 125)
LUK LEUCADIA NATL CORP — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
MCD McDonald's Corp Com — Int/Div — Buy
MCD McDonald's Corp Com — Buy (add'l)
MKL Markel Corp Com — None
MSFT Microsoft Corporation — Int/Div — Sold (part)
MSFT Microsoft Corporation — Sold (part)
MSFT Microsoft Corporation — Sold (part)
MSFT Microsoft Corporation — Sold (part)
MSFT Microsoft Corporation — Sold (part)
ORCL Oracle Corp Com — Int/Div
PM PHILIP MORRIS INTL COM — Int/Div — Sold (part)
PM PHILIP MORRIS INTL COM — Sold (part)
PM PHILIP MORRIS INTL COM — Sold (part)
PCP Precision Castparts Corp Com — Int/Div — Buy
PCP Precision Castparts Corp Com — Buy (add'l)
SRSC Sears Canada Inc — None
SHLD SEARS ROEBUCK & CO — None
Treasury Bonds - TIPS — Interest — Buy (add'l)
WMT Wal-mart Stores Com — Int/Div — Sold
Brokerage account £10 (H)
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Member, Executive Board, Wallace Chapter, Amencan Inn of Court
Member, President, Executive Board, Welsh Chapter, American lan of Court
Member, Council of Visitors, California Western School of Law
Trustee, Trust No. 2
Custodian, Custodial Accounts, Nos. 1,2
Board of Governors, Association of Business Trial Lawyers ("ABTL")
44 and 50Not listed m Section VII and reasons therefore:
1. Trust No. 1: Trust account for trust related expenses,
2. Trust No. 2: Trust account created for benefit of filer.
3. Trust Nos. 3, 4: Trust created for the benefit of third parties for which filer was designated as a “trustee” consistent with the controlling Canons of Judicial
Conduct, No. 4(e). Filer has no financial interest in the assets of these trusts, no knowledge of manner in which the principal is invested, and no control or
influence of any kind over investment decisions related to the assets held in this trust. Rather, filers sole fiduciary responsibility is limited to the exercise of veto
power for requests made by beneficiaries to Trust Nos. 3 or 4 to incur extraordinary expenses as specifically defined by trust document. To reiterate, filer has no
fiduciary responsibilities over the management or investment of the “trust” assets, nor does she have any beneficial interest of any kind in Trust No. 3 and 4.
4. Parmership No. |: real estate assets for which filer has potential future interest when and if partnership real estate interests are sold. Filer has no direct or
indirect control over holdings, and cannot influence policy or other decisions which affect the purchase, exchange, sale or disposition of the partnership assets.
5. Brokerage account no. 6 was merged in 2013 with another account (see 2013 FDR), and no longer exists.
6. Regarding brokerage account nos, 7, 8, and 9, after consulation with a representative from the Washington, D.C. FDR Office, the delivery of shares of
Hutchinson Whampoa (HUWHY ), receipt of new shares of CK Hutchinson Holdings (CKHUY), and related dividents and returns of capital were noted as
follows:
a. HUWHY was held in three accounts on 12/31/15.
b. HUWHY paid a divident in the three accounts in 2015.
©, There was a reorganization (mandatory exchange) on 6/19/15 which resulted, for all three accounts, in the following:
i. All shares of HUWHY were surrendered. This was noted in D{(1) as “Distributed” on 6/19/15 (D2) and the dollar value of the “Distributed” shares was noted in
D(3). This was not a taxabe event and there were no capital gains or losses.
ii. There was a "return of capital” which was noted in the following row. The amount of the ROC was noted in B(1) and the type was noted as a distribution in
B(2).
iii. In addition to the return of capital, shares of CKHUY were received (6/19/2015). There was a subsequent divident paid by CKHUY which was ntoed in B(1)
and B(2). In all three accounts, shares of CKHUY were owned on 12/31/2015. The value was noted in C(1) and C(2). The acquisition of shares of the CKHUY
was noted in D(1) as spinoff
from HUWHY, on 6/19/15(D2) and the dollar value of the shares of CKHUY which were received was noted in D(3),
7. In Part VII, lines 40 and 47, William Blair Large Cap Growth 1 and MainStay Marketfield Tare listed. Both of these assets were acquired on 12/31/2013. The
William Blair Large Cap Growth 1 (line 40) was acquired for $10.33 per share, for an aggregate total purchase price of $7,234.61. The MainStay Marketficld |
(line 47) asset was acquired on the same date for $18.52 per share, for a total of $7.234.64.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.