W Richard Lee

Bank of America - account — Interest

Bank of the West - account — Interest

Principal Financial Group - common stock note — Int/Div

Principal Universal Life Protector policy #1 — None

Principal Universal Life Protector policy 42 — None

Mate Life Insurance Co. - Asset Care whole life/long term care — None

Properties Co. #1 common stock - note 2 — Rent

IRA #1 - Franklin Funds

Franklin Small-Mid Cap Growth Fund Class A — Distribution

Franklin Small-Mid Cap Growth Fund Class C — Distribution

Franklin Growth Fund - Class A — Distribution

IRA #2 -« Franklin Funds

Franklin Small-Mid Cap Growth Fund Class C — Distribution

IRA #3 « Principal Securities, Inc. - note 4

Fidelity Government Cash Reserves Money Market — Int/Div — Sold (part)

Fidelity Government Cash Reserves Money Market — Sold (part)

Principal Global Diversified Income Fund Class A — Int/Div — Buy

Principal SAM Flexible Income Fund Class A — Int/Div — Buy

Trust #1

American Funds Money Market Fund - A — None

Principal Survivorship Universal Life policy — None

Trust #2 — None

Oil & Gas Royalty - Kem County, CA

Trust #3

promissory note from Valley Power Systems, Inc. — Interest

Residential property - Jefferson County, CO «note 3 — None

Income beneficiary, Trust #3

Liability — Central Mortgage Company — mortgage on single family residence - Jefferson County, CO, Part VII, line 36

Note 1: Equity interest in Principal Fmancial Group, Inc. 638 shares of common stock issued im conunction with life insurance policies. Quarterly dividends are

reinvested. Shares held by issuer. Marketability unknown.

Note 2: Properties Co. #1 is a real property holding company, single asset - commercial property in Kern County, CA. - leased by family member's business. 1 hold

27.5% of the common stock, stock not marketable - uppraisal date, March 13, 2009.

Note 3: Single family residence in Jefferson Co., Colorado co-owned with family members. Original cost $329,000. | hold an undivided 20% interest as an

investment only. No income,

Note 4: Effective October 20, 2017, Principal Securities changed its IRA custodian and clearing platform from Pershing LLC, to Fidelity Clearing & Custody

Solutions and its broker-dealer National Financial Services LLC. The former Pershing Government Account - money market fund was automatically transferred to

the Fidelity Government Cash Reserves account.