Thomas Charles Rogers

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 93

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • TD Ameritrade
  • Florence Public School District One
  • Dynamic Development, LLC

As filed

Marion C, SC (172011, S60.000) — None

Brokerage account # (Marked as # )

First Clearing, LLC - Cash balance — None

1 Citigroup — Int/Div

1 -Dragonwave, Inc — None

21 - Frontier Communications Corp — Int/Div

4] «Verizon Communications Com — Int/Div

1-SC Jobs Econ DV Ath Stdnt 4.25% RO124 "Y" — Int/Div

1 -Call Sarepta Therapeutic Exp 216/13 — None

Brokerage account # 2 (Marked as # 2)

2 - Cash balance -First Clearing, LLC — Int

2 Exxon Mobil Corp — Int/Div

2 Exxon Mobil Corp — Buy (add'l)

2.PG&E Comp — Int/Div — Sold (part)

2.PG&E Comp — Sold

Brokerage account # 3 (Marked as # 3)

3 - Ameritrade MMDA Account - Cash balance — Int/Div

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — None — Sold

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Buy (add'l)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold (part)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold (part)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold (part)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Buy (add'l)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Buy (add'l)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold

UGMA 2B (Marked as 2 B)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Buy (add'l)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold (part)

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — Sold

3 - Sarepta Therapeutics formerly AVI BioPharma, Inc, — None — Buy (add'l)

3. A123 System Inc Com — None — Buy

3. A123 System Inc Com — Sold

23. Dragon Wave, Inc — None — Sold

23. Dragon Wave, Inc — Buy

23. Dragon Wave, Inc — Sold

23. Dragon Wave, Inc — Buy (add'l)

23. Dragon Wave, Inc — Sold

23. Dragon Wave, Inc — Buy (add'l)

23. Dragon Wave, Inc — Sold

23. Dragon Wave, Inc — Buy (add'l)

23. Dragon Wave, Inc — Sold

23. Dragon Wave, Inc — Buy (add'l)

23. Dragon Wave, Inc — Sold

3 First Fil Hidgs Inc Com — None — Buy

3 First Fil Hidgs Inc Com — Sold

3 First Fil Hidgs Inc Com — Buy (add'l)

3 First Fil Hidgs Inc Com — Sold

3 First Fil Hidgs Inc Com — Buy (add'l)

S10. — Sold

S10. — Buy (add'l)

S10. — Sold

3. Marvell Technology Group Lud Com — None — Sold

3. MIPS Technologies Inc. - Class A Com — None — Sold

213. PMC-Sierra Inc Com — None — Sold (part)

213. PMC-Sierra Inc Com — None — Sold

3. Skyworks Solutions Inc. Com — None — Buy

3. Skyworks Solutions Inc. Com — Buy

First Federal checking — None

NBSC (also called National Bank of South Caroling) — Interest

Wells Fargo , NA — Interest

Equitable Variable: EQ Agresssive (whole life policy) — None

Jefferson-Pilot Adjustable Life policy — None

UGMA # A (Marked as # A)

A - Capital World Growth & Income Fund nc CIC — Int/Div

2 A - First Clearing, LLC - Cash balance — Interest

2 A American Fds Washington Mut (Edu Svgs Acct)no control) — Int/Div

UGMA 2 A, Trust (Marked as #AT1)

2 ATI - First Clearing, LLC - Cash balance — Int

ATI - Russell Invt Co Global Infrastructure Fd Class S — Int/Div — Sold (part)

ATI - Russell Invt Co Commodity Strategies Fd C18 — Int/Div

ATI - Russell Invt Co Commodity Strategies Fd C18 — Int/Div — Buy

ATI - Russell Intl Develpd Mkts Fd Class S — Int/Div — Buy (add'l)

ATI - Russell Invt Co Global Opportunistic Cr Fd C18 — Int/Div — Sold (part)

2 ATI - Russell Emerging Mkts C1 S — Int/Div — Sold (part)

ATI - Russell Invt Co Global Real Estate Secs FACILIS — Int/Div — Buy (add'l)

ATI - Russell Invt Co Global Real Estate Secs FACILIS — Sold (part)

ATI - Russell Invt Co US Strategic Equity Fd Class S — Int/Div — Buy

ATI - Russell Invt Co US Strategic Equity Fd Class S — Buy (add'l)

ATI - Russell Invt Co Multi-strategy Alternative Fd C1S — None — Buy

ATI - Russell GIbl Eqty Class S — Int/Div — Sold (part)

ATI - Russell US Core Equity Class S — Int/Div — Sold (part)

ATI - Russell US Core Equity Class S — Sold (part)

ATI - Russell US Core Equity Class S — Sold

2 ATI - Russell US Sml Mid Cap Class S — Int/Div — Sold (part)

ATI - Russell US Quant Eqty Class S — Int/Div — Sold (part)

ATI - Russell US Quant Eqty Class S — Sold (part)

ATI - Russell US Quant Eqty Class S — Sold

B - Capital World Growth & Income Fund ne. C1 C — Int/Div

B First Clearing, LLC - Cash balance — Interest

B Columbia Mgmt Futre Schol 529 Collge Svg Pl (no control — Int/Div

2 B-BP PLC stock — Int/Div

Liability — TD Ameritrade — Margin account

Spouse's income — 2012 — Florence Public School District One

Spouse's income — 2012 — Dynamic Development, LLC

In Part VII, page 4, line 1, Column B(1) for 1.25 acres Florence County, 72.13 acres Marion County, SC received no rental income for the year therefore, column

B(2) is "None™,

Part VII, mes 3, 11, 17 66, 69, and 91 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash mn that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,

Part VII, lines 2, 10, 16, 64, 68 and 89 are header lines for the investments listed below the specific line,

Part VII, line 18 AVI BioPharma, Inc. 1s now Sarepta Therapeutics.

Part VII, line 18 Sarepta Therapeutics formerly AVI BioPharma, Inc. was sold on 1004/12. No income was received during the year other than the proceeds from

the sale as is reported in column D,

Part VII, line 67, # A American Fds Washington Mut (Edu Svgs Acct) (no control). The fund is Amencan Funds, Washington Mutual Investors, Fund - A, which

is an educational savings account. (no control)

Part VII, line 92, # B Columbia Mgmt Futre Schol 529 Collge Svg P1 (no control. This is the Columbia Management Future Scholar 529 College Savings Plan.

The funds are invested in the Columbia Moderate Growth A. (no control).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Thomas Charles Rogers | Frix