Ross A. Walters

Principal Ins. Cos. - IRA — None

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Oppenheimer Capital Appreciation Fund Class A - IRA — None

Wells Fargo Bank - IRA — None

lowa Retirement Investors Club 4038 Plan (Mass Mutual) — None

Trust #1 — Int/Div

R — Interest

Principal High Y1d 11 Fd

Harbor Int'l Fund Inst

Pimco Total Return Fd. Inst.

Principal Preferred Sec. Fd

Vanguard Inflation Protected Fd

Prudential Jennison Nat. Res. Fd

Templeton Global Bond Fd

Third Ave. Real Estate Value Fd

Tortoise Energy Infra. Corp.

Vanguard Index Fds. Lg.-Cap ETF

SPDR Ser TR S&P Div. ETF

Cash (Principal Money Market)

Trust #2 — Int/Div

n — Interest

Principal Gov. & High Quality Bond Fd — Buy

Principal Gov. & High Quality Bond Fd — Sold

Principal Short Term Inc. Fd — Buy

Principal Short Term Inc. Fd — Sold

Principal Income Fund

Principal High Y1d 11 Fd

Principal Preferred Sec. Fd

Principal Global Div. Inc. Fd.

Insurance Contract (Principal)

Cash (Principal Money Market)

Liability — Bank of America — Mortgage on personal residence of family member

Spouse's income — 2013 — West Des Momes, lowa School District (Part-Time Teacher) - Salary

Parts | and VIL Trust #1 is a testamentary trust. Trust #2 is an mter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal. | have listed the trusts because of the trustee's management authority over trust assets,

Part VII A(5) - Certificates of Deposit.

Part VII A(6) - Change in Plan Administrator