James L. Garrity jr

Citibank, NA Savings, Checking, Money Market — Interest

Uniform Trans. to Minors Accout

Invesco Global Core Equity Fund Class A — None

Eaton Vance Tax Managed Grouwth Fund 1.1 Class A — Int/Div

Wells Fargo Asset Allocation — None

529 Plan Account -- JP Morgan 529 College Age-Based Portfolio C — Int/Div

Shearman & Sterling HR 10 — Tax Qualified Defined Contribution Plan — None

Morgan Lewis Bockius LLP - Defined Contribution Plan — Int/Div

Shearman & Sterling 401(k)

Wellington Vanguard — Int/Div

TRP Stable Value Fund Sch. A — Int

Berkshire Hathaway Inc. Series B New BRK/B — None

Dow Chemical Company — Int/Div

IShares Silver Tr ET SLV — None

IShares ET US Preferred — Int/Div

IShares ET Int'l Select Dividend — Int/Div

IShares MSC Brazil ET Capped — Int/Div

IShares Select ET Dividend — Int/Div

Market Vectors JR Gold Miners — Int/Div

Microsoft Corp — Int/Div

Mondelez Int'l Inc — Int/Div

Philip Morris International Ing — Int/Div

SPDR Dow Jones Indl ET Average ETF TR — Int/Div

SPDR Gold Trust ET — None

Dunkin Brands Grp Inc — Int/Div

SPDR S&P Midcap 400 ET Trust Series N — Int/Div

SPDR S&P S00 Trust ET SPY — Int/Div

Puerto Rico Commonwealth Infrastructure Fin Auth — Interest

New York NY Issues See 64966K Preref £0000 Due 1/1722 — Interest

Mt Vemson NY City School Distr G/O — Interest

Dutchess Co, NY Indl Dev Agy Civic FAC Bard Coll — Interest

Hempstead Town NY LOC Dev Corp Adephi Univ — Interest

Poughkeepsie City NY Pub Impt Ser A Due 1/19 — Interest

New York State Dorm Auth REVS Non ST Supported Debt 2009 Due 7/1/19 — Interest

Newburgh NY Pub Impt Ser B G/O Due 9/1/19 — Interest

Oyster Bay NY G/O Lud CPN 3.250% Due R120 — Interest

NYS MTG AGY REV NY ST HIGH ED FIN AUTH Due 11/1720 — Interest

General Brown Cent Sch Distr NY Brownville & Dexter GIO — Interest

NYS Dorm Auth Revs Non St Supported Debt 2000 Due 1001/1 — Interest

Yonkers NY Sch Ser D G/O Ltd 2.750% — Interest

Metro Trans Auth NY Rev Trans CPN S.0000% due 11/152) — Interest

NYS Urban Dev Corp CPN 5.000% due vu — Interest — Buy

Orangetown NY Pub Imp Ser CPN 2.000% due 2/1/22 — Interest

Rockland Co NY NY Var Purp Ser CPN 42500 doe 6/1/22 — Interest

Tobacco Settlement Fing Corp NY Rey Asset BKD CPN S.000% due 6/1/22 — Interest

Rockland Co NY VAR Purp Ser CPN 4.000% Due 1/15/22 — Interest

Puerto Rico Pub Bldgs Auth CPN 5.250% due 771/23 — Interest

New York NY Subser J CPN 5.000% due $1524 — Interest

Oyster Bay NY G/O Lud CPN 3.250% due 81724 — Interest

Ramapo NY Pub Impt Ser A G/O CPN 3.625% due 5/1528 — Interest — Buy

Metro Trans Auth NY Rev Trans Ser D CPN 5.000% due 11/1528 — Interest

New York NY City Transitional FN Fiscal 2013 Due 71537 — Interest

Metr Trans Auth NY Rev Transn Ser A CPN 5.000% Due 11/15/37 — Interest

Hudson Yards NY Infra Corp SR B/E CPN 2.000% due 2/15/47 — Interest

Barlclay BAn PLC Step Up CPNMedium Term Note CPN 4.500% Due 7/9/20 — Interest

First Eagle FDS Inc Global FD CL SGIX — Int/Div

First Eagle SOCGEN Global FD CL ( FESGX Held in Margin — Int/Div

IVY FDS Inc Asset Strategy FD CL — Int/Div

JP Morgan Equity Income Fund CL A — Int/Div

Pioneer Fundemental Growth FD — Int/Div

Wells Fargo Advantage FDS - Asset Allocation FD Class C — Int/Div

Cohen & Steers Select PFD & Income FD Ine — Int/Div

Nuveen NY AMT FRE Municipal Income Fund NRK — Int/Div

American Fin GRP 7% PFD Maturity 9/30/80 — Interest

Barclays Bank PLC 8.125% Non cum Perp PFD — Int/Div

Deutsche Bank 7.60% PFD contingent Cap m — Int/Div

Royal BK Scotland 7.25% PERPNon-Cum PFD — Int/Div

American Funds — Washinngton Mutual Investors Fund — Int/Div

Mass Mutual Variable Universal Life/MML Small Cap Growth Equity Fund — Int/Div

Schodak NY Central Shool District Fund — Interest — Buy

Brentwood NY 44% Bonds 05/0102022 — Interest — Sold

Lloyds BKG Group — Interest — Sold

Officer, Lincoln Hall Boys' Haven

Officer, Lincoln Hall Foundation

Gift — Morgan Lewis & Bockius LLP — Shared expense for public reception following ceremonial swearing in ceremony at USBC — $10000.00

Agreement — 2011 — Shearman & Sterling Employee Pension Plan -- Defined Benefit Pension Plan

Agreement — 2013 — Morgan Lewis & Bockius LLP « Cash Balance Plan

Reimbursement — Hudson Valley Bar Association — 09/25/15 — Poughkeepsie, New York — CLE — Transportation & meal

Reimbursement — American Bankruptcy Institute — 10/08/15 - 10/09/15 — Washington, D.C — CLE — Transportation, meals & hotel

Reimbursement — Bar AsswCentral NY Bankruptcy Bar Ass'n

Part | -- Estate identified in Part | does not hold any reportable assets.

Part VII -- Shearman & Sterling HR 10 -- The reports that | recieve on this account do not provide a break down of the income attributable to the assets in the

fund. Taempted to get that information but was unable to obtain it. Twas advised that over the course of the reporting period, the fund lost value. That said, |

understand that for purposes of this report, there is a distinction between income and value. Again, 1 wis not able to obtain the information.

Part VIL, lines 66, 67 -« | held the Brentwood and Lloyds investments during my imitial reporting period. They were sold prior to the close of that period and |

erroneously failed to include them in my initial report. 1 apologize for that error. Please accept this as an amendment to my initial report.