Kevin Gross

State of Israel 7th Dev Reg Savings Amended Bond — Interest

State of Israel 8th Infr & Absp Issue Bond — Interest

State of Israel 8th Infr & Absp Issue Bone — Interest

State of Israel 8th Infr & Absp Issue Bond — Interest

Newberger Berman Brokerage Account #1

State Str Inst] lnvstr Tr US Govt Money Mkt FD Invstr C1 — Interest — Closed

Dreyfus Treas Prime Cash Mgmt Inv Shs money market fund — None — Open

Schlumberger Ltd common stock — Int/Div — Buy (add'l)

Neuberger Berman Genesis FD Investor Class mutual fund — None — with Ime 1) — Part VII

Neuberger Berman Genesis FD Institutional Class mutual fund — Int/Div — Sold (part) — Part VII

Neuberger Berman Genesis FD Institutional Class mutual fund — Buy (add'l)

Neuberger Berman Intl Fund Investor Class mutual fund — None — Sold

Goldcorp Inc New common stock — Int/Div

Sociedad Quimica Minera De Chile SA Apon ADR Ser B com stk — Int/Div

SPDR Gold Tr Gold Shs common stock — None

Range Resources Corp common stock — Int/Div — Buy (add'l)

EMC Corp - Mass common stock — None

Philip Morris Intemational Inc common stock — Int/Div — Sold (part)

Ishares TR FTSE XINHUA China 25 Index Fund — Int/Div — Sold

Potash Corp of Saskatchewan Inc CA Listed common stock — Int/Div

Google Inc C1 A common stock — None — Sold (part)

Google Inc C1 A common stock — Buy (add'l)

Cypress Semiconductor Corp common stock — None — Sold (part)

Kubota Corporation ADR common stock — Int/Div — Buy (add'l)

Wynn Resorts Ltd common stock — Int/Div — Sold

Nmtendo Co Ltd ADR new common stock — None — Sold

Cenovus Energy Inc common stock — Int/Div

Fosters Group LTD common stock — Int/Div — Sold (part)

Fosters Group LTD common stock — Sold

Yaskawa Electric Corp common stock — Int/Div — Buy (add'l)

Yaskawa Electric Corp common stock — Sold

Alpha Nawral Resources common stock — None — Sold

ONOOC Lid Spon ADR common stock — None — Sold

Sanofi Aventis Spon ADR common stock — Int/Div — Sold (part)

Valmont Industries Inc common stock — Int/Div — Sold (part)

Crescent Point Energy Corp common stock — Int/Div

Peabody Energy Corp common stock — Int/Div — Sold

Occidental Pete Corp common stock — Int/Div

Treasury Wine Estates common stock — Int/Div — from line 28)

Treasury Wine Estates common stock — Buy (add'l)

Alpha Nawral Resources Inc common stock — None — Buy

FMC Technologies Inc common stock — None — Buy

Boeing Co common stock — Int/Div — Buy

Honeywell Intl Inc common stock — Int/Div — Buy

United Parcel Sve Inc common stock — Int/Div — Buy

Linear Technology Corp common stock — Int/Div — Buy

Silver Wheaton Corp common stock — None — Buy

Silver Wheaton Corp common stock — Sold

Neuberger Berman Eq FDS GBL Thematic Opp FD Inst! mutual fd — Int/Div — Buy

M&T Bank checking account — Interest — Part VI

IRA #1

Guardian Fund Investor Class mutual fund — Int/Div

IRA #2

Guardian Fund Investor Class mutual fund — Interest

MetLife-whole life — Int/Div

MetLife-whole life — Int/Div

MetLifeswhole life — Int/Div

MetLife-whole life — Int/Div

1/3 interest in Trisis-oil & gas royalty imerest & land in

Scurry, Tvler & Wood Counties, TX — Rovalty

IRA Rollover Acct #1

State St Instl Liquid Resvs Fd Shs Ben Int money mkt fd — Interest — Closed

Dreyfus Treas Prime Cash Mgmt Inv shs money mkt fd — None — Open

Sociedad Quimica Minera de Chile SA Spon ADR Ser B common — Int/Div — Sold (part)

Ishares Tr 1 ISE Xmhua HK 25 Index common stock — Int/Div — Sold

Neuberger Berman Genesis FD Investor Class mutual fund — Int/Div

Neuberger Berman Intl Fund Investor C] mutual fund — None — Sold

Philip Morris International common stock — Int/Div — Sold (part)

Ishares TR NASDAQ Biotechnology Index Fd common stock — Int/Div

EMC Corp-Mass common stock — None — Buy (add'l)

SPDR Gold Tr Gold Shs common stock — None

Schlumberger Lud common stock — Int/Div — Buy (add'l)

Southwestern Energy Co common stock — None

Norfolk Southern common stock — Int/Div — Sold (part)

Norfolk Southern common stock — Sold (part)

Norfolk Southern common stock — Sold

Range Resources Corp common stock — Int/Div

CISCO Systems Inc common stock — Int/Div — Sold

Potash Corp of Saskatchewan Inc CA Listed common stock — Int/Div — Buy (add'l)

Google Inc common stock — None — Buy (add'l)

Unilever N V New York Shs New ADR common stock — Int/Div

Ishares Inc MSC Japan Index Fd — Int/Div

Wisdomtree Tr India Earnings FD ETF — None — Sold

lconix Brand Group Inc common stock — None — Sold

United Parcel Sve Ine C1 B common stock — Int/Div

Cypress Semiconductor Corp common stock — Int/Div — Sold (part)

Kubota Corporation common stock — Int/Div

Wynn Resorts common stock — Int/Div — Sold (part)

Wynn Resorts common stock — Sold

Goldcorp Inc common stock — Int/Div

CNOOC Lid Spon ADR common stock — None — Sold

Nintendo Co LTD ADR New commen stock — None — Sold

Calfrac Well Services LTD common stock — Int/Div — Sold (part)

Calfrac Well Services LTD common stock — Sold

Fosters Group Ltd common stock — Int/Div — Sold

Cenovus Energy Inc common stock — Int/Div

Yaskawa Electric Corp common stock — Int/Div — Sold

Alpha Nawral Resources Inc common stock — None — Buy (add'l)

Alpha Nawral Resources Inc common stock — Buy (add'l)

Alpha Nawral Resources Inc common stock — Sold (part)

Sanofi Aventis Spon ADR common stock — Int/Div

Peabody Energy Corp common stock — Int/Div — Sold

Valmont Industries Inc common stock — Int/Div — Sold (part)

Crescent Point Energy Corp common stock — Int/Div

FMC Technologies Inc common stock — None — Buy

FMC Technologies Inc common stock — Buy (add'l)

FMC Technologies Inc common stock — Buy (add'l)

FMC Technologies Inc common stock — Buy (add'l)

Sino Forest Corp common stock — None — Buy

Sino Forest Corp common stock — Buy (add'l)

Sino Forest Corp common stock — Sold (part)

Sino Forest Corp common stock — Sold (part)

Sino Forest Corp common stock — Sold

Neuberger Berman Intl Fund Inv C1 mutual fund — None — Buy

Neuberger Berman Intl Fund Inv C1 mutual fund — Sold

Halliburton Co common stock — Int/Div — Buy

Halliburton Co common stock — Buy (add'l)

Halliburton Co common stock — Sold

Linear Technology Corp common stock — Int/Div — Buy

Centurylink Inc common stock — Int/Div — Buy

Silver Wheaton Corp common stock — None — Buy

Microchip Technology Inc common stock — Int/Div — Buy

Microchip Technology Inc common stock — Buy (add'l)

Agnico Eagle Mines Ltd common stock — Int/Div — Buy

Agnico Eagle Mines Ltd common stock — Sold

Neuberger Berman Eq FDS GBL Thematic Opp Fd Inst mutual fun — Int/Div — Buy

Neuberger Berman Eq FDS GBL Thematic Opp Fd Inst mutual fun — Buy (add'l)

Treasury Wine Estates US listed common stock — Int/Div — from line 95)

Treasury Wine Estates US listed common stock — Buy (add'l)

Treasury Wine Estates US listed common stock — Buy (add'l)

Treasury Wine Estates US listed common stock — Buy (add'l)

Honeywell Intl Inc common stock — Int/Div — Buy

Boeing Co common stock — Int/Div — Buy

Boeing Co common stock — Buy (add'l)

Boeing Co common stock — Buy (add'l)

Novartis AG American depository shares — None — Buy

IRA #3-Wells Fargo Bank N.A — Interest

IRA #4-Wells Fargo Bank N.A — Interest

Morgan Stanley Smith Bamey brokerage account #1

Blackrock Global Allocation B mutual fund — Int/Div — Sold

Davis NY Venture FD B mutual fund — None — Part VII

Munder Index S00 mutual fund — Int/Div — Sold

Davis NY Venture A — None — Part VII

Davis NY Venture A — Sold

Morgan Stanley Bank NA — Interest

Citizens Utilities Co bond — Interest — Buy

Citizens Utilities Co bond — Sold

Metlife Inc bond — Interest — Buy

Metlife Inc bond — Sold

Allstate Corp bond — Interest — Buy

Allstate Corp bond — Sold

Lincoln Natl Corp bond — Interest — Buy

Lincoln Natl Corp bond — Sold

Stancorp Finl Group bond — None — Buy

Stancorp Finl Group bond — Sold

Nationwide Finl Sves bond — None — Buy

Nationwide Finl Sves bond — Sold

Centurytel Inc bond — None — Buy

Goldman Sachs Group Inc bond — Interest — Buy

Goldman Sachs Group Inc bond — Sold

Donnelley R R & Sons Co bond — Interest — Buy

Donnelley R R & Sons Co bond — Sold

Lincoln Natl Corp bond — None — Buy

Bank America Corp bond — None — Buy

Citizens Util Co bond — None — Buy

Reimbursement — Toumaround Managment Association

Reimbursement — ABI — 08/04 - OB/D6/1 1 — Hershey, PA — mid-Atlantic workshop — lodging

Reimbursement — Natonal Judicial Institute — 0202 -02/04/11 — Toronto, ON — msolvency seminar — transportation & lodging

Reimbursement — Federal Bar Association — 03/11/11 — Wilmington, DE — bankruptcy htiganon advocacy program — meal

Reimbursement — Association of Insolvency Restructuring Advisors — 11/1411 — New York, NY — conference — transportanon

Reimbursement — ABI — 1121711 — Wilmington, DE — conference — meal

Part VII, Line 9 - On 2/8/2011 Neuberger Berman Genesis FD Investor Class share class exchange/merger to Neuberger Berman Genesis FD Institutional Class.

Part VII, Line 10 - On 2/8/2011 Nebuberger Berman Genesis FD Institutional Class share class exchange/merger from Neuberger Berman Genesis FD Investor

Class.

Part VII, Line 50 - During 2011 Wilmington Trust was purchased by M&T Bank and the account transferred to M&T Bank.

Part VII, Line 141 - On 08/01/11

shares of Davis New York Venture B were exchanged out for

shares of Davis New York Venture A,

shares of Davis New York Venture B.

Part VIL, Line 143 - On 0801/11

shares of Davis New York Venture A were exchanged in for