Robert Lanier Anderson 3

SunTrust Bank - checking account — Interest

Euro Pacific Growth Fund (IRA) — Int/Div

Euro Pacific Growth Fund (IRA) — Int/Div

Sturges Mfg, Utica, NY (common) — Int/Div — Sold

Exxon (common) — Int/Div

SunTrust Bank (common) — Int/Div

TIAA-CREF — Int/Div

House and lot, Bibb County, GA — Reat

SunTrust Bank (common) — Int/Div

shares Russell 1000 Index — Int/Div

shares Russell 2000 Value — Int/Div

shares Russell 2000 Index — Int/Div

shares Russell 1000 Index — Int/Div

shares Russell 2000 Value — Int/Div

shares Russell 2000 Index — Int/Div

shares Russell 1000 Index (IRA) — Int/Div

shares Russell 2000 Value (IRA) — Int/Div

shares Russell 2000 Index (IRA) — Int/Div

shares Russell 1000 Index (IRA) — Int/Div

shares Russell 2000 Value (IRA) — Int/Div

shares Russell 2000 Index (IRA) — Int/Div

Genworth Life Ins. Co (whole life) — Int/Div

SunTrust Bank - money market — Interest

H(RLA/CHARLES SCHWAB CUST IRA ROLLOVER) — Part VII

Schwab US Treas. Money Fund — Interest

SPDR Gold Tr. (GLD) — Int/Div — Sold

FPA New Income CLA — Int/Div — Sold

FPA New Income CLA — Int/Div — Sold

Schwab GNMA Fund (SWGSX) — Int/Div — Sold

Schwab GNMA Fund (SWGSX) — Int/Div — Sold

Schwab GNMA Fund (SWGSX) — Int/Div — Sold

Doublelme Tot. Return Bd. — Int/Div — Sold

Doubleline Tot Return Bd — Int/Div — Sold

Invesco Balanced Risk Fund — Int/Div — Sold (part)

Permanent Portfolio — Int/Div — Sold

PIMCO Exch Traded Fund — Int/Div — Sold

PIMCO Uncoustramed Bond Fund — Int/Div — Buy

PIMCO Unconstramed Bond Fund — Int/Div — Sold

Alpha Oppor Growth Fund — Int/Div — Buy

Osterweis Strategic Inc Fund — Int/Div — Buy

Osterweis Strategic Inc. Fund — Int/Div — Buy

Goldman Sachs Satelite Shategres Port (GXSIX) — Int/Div — Buy

Goldman Sachs Strategic Inc. Fund — Int/Div — Buy

Goldman Sachs Strategic Inc. Fund — Int/Div — Buy

Goldman Sachs Strategic Inc. Fund — Int/Div — Buy

Goldman Sachs Rising Dev. Growth Fund (GXRLX) — Int/Div — Buy

iShares Core S&P Index — Int/Div — Buy

Vanguard (VEA) — Int/Div — Buy

Vanguard (VOE) — Int/Div — Buy

H(RLA SCHWAB INDIVIDUAL ACCOLNTD — Part VII

SCHWAB us tREAS mONEY FUND — Interest

Vanguard Bond Index Fund Sht. Term Bond ETF (BSV) — Int/Div — Sold

PIMCO All Asset Fund — Int/Div — Sold

PIMCO All Asset Fund — Int/Div — Sold

PIMCO Exch Traded Fund — Int/Div — Sold

Doubleline Total Return Fund — Int/Div — Sold

Doubleline Total Return Fund — Int/Div — Sold

Permanent Portfolio Fund — Int/Div — Sold

Alpha Oppor Growth Fund — Int/Div — Buy

Goldman Sachs Rising Div. Fund. (GSRLX) — Int/Div — Buy

Goldman Sachs Satelite Strategies Port 1GXSIX) — Int/Div — Buy

Goldman Sachs Satelite Strategies Port (GXSIX) — Int/Div — Buy

Investco Bal Risk — Int/Div — Buy

iShares Core S&P (IVV) — Int/Div — Buy

iShares Russell 2000 (1WM) — Int/Div — Buy

Vanguard ETF (VEA) — Int/Div — Buy

Vanguard Mid-Cap Growth (VOT) — Int/Div — Buy

H (ADDITIONAL STERNE AGEE ASSETS) — Part VII

Vanguard Appreciation — Int/Div

PIMCO Funds Unconstrained Bond Fund Class A — Int/Div

Suntrust Banks, Inc. Pfd Series 5.875% (RLA) — Int/Div

Suntrust Banks, Inc. Pfd Series 5.875% ma) — Int/Div

Agreement — 1117/07 — R. Lanier Anderson, [11/Chas. Schwab & Co. Cust’ IRA rollover

Part ITT A and B: | have not reported for myself or my F000, this year or in the past several years, the mandatory distributions after age 70 1/2 from my RLA/

Charles Schwab Cust. Rollover or from the other IRA of mine and my [770 , This is because Instructions at page 19 provides: "No income should be disclosed in

this part [Part ITT] if it is derived from an investment asset that should be reported in Part VIL

Part VII, Lme 24, 1s simply a heading to disclose that the following Imess (lines 25 through 49) describe holdings or transactiosn in RLA Schwab IRA Rollover

during 2011,

Part VIL. line 50 is simply a heading to disclose that the following lines (lines 51 through 67) describe holdings or transations in the RLA Schwab individual

account during 2011

Part VII line 68, is simply a heading to disclose that lines 69 through 72 describe holdings that were either already in or added to RLA and © Sterne-Agee

brokerage accounts, Other holdings in those accounts were reported on early lines of Part VII,