William J. Martini

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — None

BROKERAGE ACCOUNT #6 mmm

POWERSHARES EXCH TRAD FD PRFZ — Int/Div

ISHARES TR MCS! EAFE FD — Int/Div — Sold (part)

ISHARES TR MCS! EAFE FD — Sold (part)

POWERSHARES FTSE RAFI US PRF — Int/Div — Buy (add'l)

POWERSHARES FTSE RAFI US PRF — Sold (part)

CHARLES SCHWAB ADV CASH RESERVE PREM — None — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

CHARLES SCHWAB ADV CASH RESERVE PREM — Int/Div — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

AQRSTYLE PREMIA FD CL — Int/Div — Buy (add'l)

AQRSTYLE PREMIA FD CL — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Int/Div — Sold (part)

CAUSEWAY EMRG MKTS FD INSTL SHR — Buy (add'l)

IVY ASSET STRATEGY FUNDCL 1 — None — Buy (add'l)

IVY ASSET STRATEGY FUNDCL 1 — Sold

JANUS GLOBAL RESEARCHFDCL 1 — Int/Div — Sold (part)

JANUS GLOBAL RESEARCHFDCL 1 — Buy (add'l)

NORTHERN MULTIMGR GLBL A — Int/Div — Sold (part)

PIMCO ALL ASSET ALL AUTHORITY CL INST — None — Sold

WINTERGREEN FUND — None — Sold

BARCLAYS BANK PLCETN — None — Buy (add'l)

BARCLAYS BANK PLCETN — Sold

ISHARES CORE S&P ETF — Int/Div — Buy (add'l)

ISHARES TR MCS! EAFE FD — None — Sold

POWERSHARES FTSE RAFI US PRF — Int/Div — Buy (add'l)

POWERSHARES FTSE RAFI US PRF — Sold (part)

POWERSHARES EXCH TRAD FD PRFZ — Int/Div — Sold (part)

POWERSHARES EXCH TRAD FD PRFZ — Sold

POWERSHARES EXCH TRAD FD PDN — None — Sold

SPDR S&P MIDCAP 400 ETF — Int/Div — Buy

SPDR S&P MIDCAP 400 ETF — Buy (add'l)

VANGUARD BOND INDEX FUND — Int/Div — Buy (add'l)

CATALYST HEDGED FUTURES — Int/Div — Buy

GUGGENHEIM S&P 500 PURE GROWTH ETF — Int/Div — Buy

THIRD AVENUE REAL ESTATE VALUE FD INSTL — Int/Div — Buy (add'l)

FIDELITY CAPITAL & INCM FD — Int/Div — Buy

TCW CORE FIXED INCOME CL — Int/Div

VALLEY NATIONAL BANK — None — Sold (part)

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Int/Div

EQ/Equity 500 Index — Int/Div

AXA Moderate - Plus Allocation — Int/Div

AXA Large Cap Growth Managed Volatility — Int/Div

EQ/Mid Cap Index — Int/Div

AXA International Value Managed Volatility — Int/Div

AXA Large Cap Value Managed Volatility — Int/Div

Charter Small Cap Value — Int/Div

EQ/Capital Guardian Research — Int/Div

EQUITABLE - SEP — None — Buy (add'l)

MDClick Holdmgs LLC — None

Trustee, Nicholas Martini Foundation

Trustee, John Cabot Umiversity

Income — 2015 — Nicholas Martim Foundation, Trustee — S22.000.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION, ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, 1 PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.

CERTAIN FUNDS HELD IN JUDGE MARTINI'S AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY CHANGED NAMES DURING 2015:

"EQ/LARGE CAP GROWTH PLUS" CHANGED TO "AXA LARGE CAP GROWTH MANAGED VOLATITLITY"

"MULTIMANAGER SMALL CAP VALUE" CHANGED TO "CHARTER SMALL CAP VALUE"

"EQ/LARGE CAP VALUE PLUS" CHANGED TO "AXA LARGE CAP VALUE MANAGED VOLATILITY"

THERE WERE NO SALES OR PURCHASES OF FUNDS IN THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY DURING 2015.