Stuart M. Bernstein

401K Plan — Int/Div

Partners Defined Contrib. Plan — Int/Div

JP Morgan Chase Bank Accounts — Interest

Citibank Accounts — Interest

Citibank Account — Interest

Citibank Account — Interest

Keogh (Target) Plan--Plan — Int/Div

Common-The Phoenix Compames — None

Phoenix Life Insurance (Whole Life) — Interest

Defined Benefit Trust--Qualified Plan 11 — None

Non-Deductible Contribution Plan 111 {Capital "C" Account) — None

Capital "A" Account — Interest

Schwab Money Market Funds — Int/Div

Bond Fund of America — Int/Div

PIMCO Foreign Bond (Hedged)-D — Int/Div

iShares National Muni Bond — Int/Div — Buy

Metropolitan West Total Return Bond Fund — Int/Div — Buy

Pimco High Yield, Class D — Int/Div — Buy

Pimco High Yield, Class D — Buy (add'l)

Pimco High Yield, Class D — Sold (part)

Pimco High Yield, Class D — Sold (part)

Pimco High Yield, Class D — Sold (part)

DWS Intermediate Tax/ AMT Free Fund Class S — Int/Div — Buy

BlackRock High Yield Bond — Int/Div — Sold (part)

BlackRock High Yield Bond — Sold

BlackRock High Yield Bond — Buy (add'l)

Income Fund of America F — Int/Div — Sold (part)

Income Fund of America F — Sold

Rydex S&P 500 Pure Growth — Int/Div — Sold (part)

Rydex S&P 500 Pure Growth — Sold

ProFunds Rising Rates Opp'y Fund — None — Buy

ProFunds Rising Rates Opp'y Fund — Buy (add'l)

ProFunds Rising Rates Opp'y Fund — Sold (part)

ProFunds Rising Rates Opp'y Fund — Sold (part)

ProFunds Rising Rates Opp'y Fund — Sold

Franklin Income Fund A — Int/Div — Buy

Franklin Income Fund A — Sold (part)

Franklin Income Fund A — Sold

FPA Crescent — Int/Div — Buy

FPA Crescent — Buy (add'l)

FPA Crescent — Sold (part)

FPA Crescent — Sold

Hartford Floating Rate A — Int/Div — Buy

Hartford Floating Rate A — Sold (part)

Hartford Floating Rate A — Sold

Access Flex Bear HY Inv — None — Buy

Access Flex Bear HY Inv — Sold

Pro Shares Short 20+ Year Treasury — None — Buy

Pro Shares Short 20+ Year Treasury — Sold

American High Income (IRA) — Int/Div — Buy (add'l)

American High Income (IRA) — Buy (add'l)

American High Income (IRA) — Sold (part)

Bond Fund of America (IRA) — Int/Div

Schwab Money Market Funds (IRA) — Int/Div

Dodge & Cox Income Fund (IRA) — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund (IRAY — Int/Div

PIMCO Total Return-D (IRA) — Int/Div

PIMCO Foreign Bond (Hedged)-D (IRA) — Int/Div

Loomis Sayles Strategic Income Fund (IRA) — Int/Div — Sold (part)

Loomis Sayles Strategic Income Fund (IRA) — Sold

American Funds Capital Income Builder (IRA) — None — Buy

American Funds Capital Income Builder (IRA) — Sold (part)

American Funds Capital Income Builder (IRA) — Sold

iShares Russell 1000 Growth (IRA) — Int/Div — Sold (part)

iShares Russell 1000 Growth (IRA) — Sold

Rydex Inverse Gov't Long Bond (IRA) — None — Buy

Rydex Inverse Gov't Long Bond (IRA) — Sold (part)

Rydex Inverse Gov't Long Bond (IRA) — Sold (part)

Rydex Inverse Gov't Long Bond (IRA) — Sold (part)

Rydex Inverse Gov't Long Bond (IRA) — Sold

Franklin Income A Fund (IRA) — Int/Div — Buy

Franklin Income A Fund (IRA) — Sold

Rydex High Yield Strategy H (IRA) — None — Buy

Rydex High Yield Strategy H (IRA) — Sold

ProFunds Rising Rates Opp'y Fund (IRA) — None — Buy

ProFunds Rising Rates Opp'y Fund (IRA) — Sold (part)

ProFunds Rising Rates Opp'y Fund (IRA) — Sold

Trust# 1 — Interest

JP MorganChase Bank Account

John Hancock Life Insurance Policy

Note - Debra Richman loan — None — Sold (part) — Richman

Note - Debra Richman loan — Sold (part)

Note - Debra Richman loan — Redeemed

Director, Alumni Association

Reimbursement — Institute — Washington, DC — seminar" Views From the Bench”

Income — 2011 — St. John's Law School Teaching — S11,667.00

Spouse's income — 2011 — == Law firm compensation

All information and explanations relate to Part VII:

GENERAL COMMENTS

1. Where the asset was purchased, sold or held in an IRA, "IRA" is noted pareathetically m the "Description of Assets.”

2. Where multiple purchases or sales of an asset were made during the year, the aggregate amount of income, if any, and value (if still held at the end of the

reporting period) are reported on the first line on which the asset is listed,

SPECIFIC COMMENTS

Lines | and 2: These are pension plans, Contributions were made during 2011 to the 401 K (line 1) but not to the Partners Defined Contribution Plan (line 2).

Line 7: The participant in this Keogh account makes annual contributions, but there is no specific account in the participant's name. The value and income

reflected on Part VII represent the participant's allocable share of the value and mcome of the Keogh account. There are also sale transactions in the Keogh

account that generate gains and/or losses. These gains and/or

losses are reflected in the value of the participant's allocable portion.

Line 10: This entry relates to a Defined Benefit Trust-Qualified Plan 11. Upon vesting, there will be a right to an annuity, but the value of that annuity is not

presently calculable. The participant did not make a contribution during 2011, but a contribution on the participant's behalf was made by the participant's firm.

Line 11: The participant did not make a contribution to the participant's Capital "C* account in 2011, but the participant's firm made a contribution on the

participant's behalf.

Line 12: No contributions were made to the Capital "A" account in 2011.

Line 81-83: Debra Richman repaid the balance of a personal loan first reported lust year. There will be nothing further to report in future years.