Nicholas Garaufis

RCA CAPITAL GROUP LLC BANK DEPOSIT SWEEP PROGRAM — Interest

DAVIS NEW YORK VENTURE CLASS A — Int/Div

NEUBERGER BERMAN FOCUS FUND — Int/Div — Sold (part)

NEUBERGER BERMAN FOCUS FUND — Sold (part)

BLACKROCK FLEXIBLE EQUITY FD CLA — Int/Div

INVESTCO VAN KAMPEN AMERICAN FRANCHISE CL A — Int/Div — Sold (part)

INVESTCO GLOBAL GROWTHFD CL A — Int/Div

AMERICAN BALANCED SHARES CLF! — Int/Div

ISHARES TR. RUSSELL 1000 VALUE ETF — Int/Div

AB GLOBAL REAL ESTATE INVESTMENT CL A — Int/Div

OPPENHEIMER MID CAP VALUE FUND — Int/Div — Sold (part)

ABGROWIH & INCOME FUNDCL A — Int/Div

CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div

ABC PENSION PLAN — None

INVESTCO GLOBAL LOW VOLATILITY — Int/Div

ISHARES RUSSELLMIDCAP ETF ISIN — Int/Div

ISHARES MSCI EAFE ETF — Int/Div

ISHARES RUSSELL GROWTH 2000 ETF — Int/Div — Buy (add'l)

ISHARES RUSSELL GROWTH 2000 ETF — Buy (add'l)

ISHARES RUSSELL GROWTH 2000 ETF — Buy (add'l)

ISHARES MSC EMERGING MKT — Int/Div

FRANKLIN MUTUAL SHARES FD — Int/Div

SPDR S&PSOOETFTR — Int/Div

PIMCO TOTAL RETURN CLC — Int/Div

OPPENHEIMER GLOBAL FUND — Int/Div

INVESTCO EQUITY & INCOME — Int/Div

AMERICAN FUNDS: AMERICAN BALANCED CLASS C — Int/Div — Sold (part)

ABLGCAPGROWTH A — Int/Div

AMERICAN FUNDS: AMERICAN CAPITAL INCOME BUILDER CLASS ( — Int/Div

AMERICAN GROWTH FD OF AMERICA C — Int/Div

AMERICAN FUNDS: AMERICAN HIGH INCOME CLASS FUND — Int/Div

INVESTCO DEVELOPING MKTCL A — Int/Div

PIMCO COMM REAL RETURN — Int/Div

ROYCE TOTAL RET. INV — Int/Div — Sold

SHARES S&P SMCAP 600 — Int/Div

COLUMBIA SM CAP VAL II CIA — Int/Div

EAGLESMCAPFD A — Int/Div — Sold (part)

ISHARES RUSSELL 2000 ETF — Int/Div

PIMCO UNCONSTRAINED — Int/Div

ARTISAN INTL INVESTOR — Int/Div

FORWARD SELECT INC INST — Int/Div

ISHARES TR COHEN & STEERS REIT FTF — Int/Div — Buy (add'l)

PIMCOHIGH YIELD A — Int/Div

FORWARD TACTICAL GROWTH FD CL C — Int/Div — Sold

BLACKROCK GLOBAL ALLOCATION FDCLC — Int/Div

ARTISAN MID-CAP VALLE — Int/Div

MAINSTAY ICAP SELECT — Int/Div

DEUTSCHE SMALL CAP VALUE — Int/Div

GOLDMAN SACHS SATELLITE STRAT PORTFOLIO — Int/Div

BLACKROCK EQUITY DIVIDEND — Int/Div — Buy (add'l)

FIDELITY ADVISORS FLOATING RATE HIGH INC FD — Int/Div

ISHARES S&P S00 GROWTH — Int/Div

ISHARES S&P MID-CAP 300 GROWTH — Int/Div — Buy (add'l)

ISHARES RUSSELL TOP 200 VALUE — Int/Div — Buy (add'l)

ISHARES S&P MIDCAP 400 VALLE — Int/Div

ALLIANZGI NFS INTL VALUE — Int/Div

JIPMORGAN LARGE CAP GROWTH — Int/Div — Buy (add'l)

JIPMORGAN LARGE CAP GROWTH — Buy (add'l)

PIMCO CORPORATE & INCOME OPPORTUNITY FD — Int/Div

ISHARES MSCI EAFE MIN VOLATIL — Int/Div — Buy

AB DISCOVERY VALUE FD — Int/Div — Buy

COHEN & STEERS REAL ESTATE SECURITIES — Int/Div — Buy

Income — 2015 — ABC INC. RETIREMENT PLAN - PENSION INCOME (FIDELITY INVESTMENTS INSTITUTIONAL OPERATONS) — $11,422.00

Income — 2005 — YESHIVA UNIVERSITY «- TEACHING — $2429.00

Income — 2018 — COLUMBIA UNIVERSITY - TEACHING — S30.000 00

Spouse's income — 2015 — CITIZENS BUDGET COMMISSION, FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2015 — JIPMORGAN CHASE FOR DELOITTE. FORM 1099-R - PENSION INCOME

Spouse's income — 2015 — MAIMONIDES MEDICAL CENTER, FORM 1099-MISC « CONSULTING INCOME

Spouse's income — 2015 — NATIONAL FINANCIAL SERVICES, FORM 1099-R - PENSION INCOME

VII, PAGE 4 OF 9, LINE 15:

ABC, INC, PENSION PLAN. I AM DESIGNATED TO RECEIVE MONTHLY PENSION BENEFITS UNDER MY LATE WIFE'S PENSION PLAN

PART 111, LINE 2 DISCLOSES INCOME RECEIVED, THESE PAYMENTS WILL CEASE UPON MY DEATH,

VIL, PAGE 4 OF 9, LINE 6:

NAME CHANGED FROM INVESCO AMERICAN FRANCHISE TO INVESTCO VAN KAMPEN AMERICAN FRANCHISE CL A.

VII, PAGE 4 OF 9, LINE §:

NAME CHANGED FROM ALLIANCE BALANCED SHARES CL B TO AMERICAN BALANCED CL FI.

VII, PAGE 4 OF 9, LINE 11:

NAME CHANGED FROM ALLIANCE GLOBAL REAL ESTATE INVESTMENT FD A TO AB GLOBAL REAL ESTATE INVESTMENT CL A.

VII, PAGE 4 OF 9, LINE 12:

NAME CHANGED FROM OPPENHEIMER MS & MID CAP VALUE FUND TO OPPENHEIMER MID CAP VALUE FUND.

VIL, PAGE 4 OF 9, LINE 13:

NAME CHANGED FROM ALLIANCEBER GROWTH & INC FUND CL B TO AB GROWTH & INCOME FUND CL A,

VIL, PAGE 5 OF 9, LINE 29:

NAME CHANGED FROM ALLIANCEBER LG CAP GROWTH B TO AB LG CAP GROWTH A.

VII, PAGE 6 OF 9, LINE 39:

NAME CHANGED FROM ISHARES RUSSELL 2000 VALUE TO ISHARES RUSSELL 2000 ETF.

VII, PAGE 6 OF 9, LINE 43:

NAME CHANGED FROM ISHARES TR COHEN & STEERS REALTY TO ISHARES TR COHEN & STEERS REIT ETF.

VII, PAGE 7 OF 9, LINE 52:

NAME CHANGED FROM FIDELITY ADVISORS FLOATING HIGH INC FD TO FIDELITY ADVISORS FLOATING RATE HIGH INC FD.