David Jason Hale

What was filed

103
investments
2
positions
0
gifts
0
agreements
1
debts
1
reimbursements
0
income
1
spouse income

Named parties

Judge John Gi. Heybum [1 Iitiative for Excellence in the Federal Judiciary
Federal Judges Association
Transylvania University
Baptist Health - salary

As filed

First Financial Bank Accounts (see Note in Part VIII) — Interest

Investment Account (H)

Legg Mason Funds Clearbridge Dividend Strategy Fd Class — Int/Div — Sold (part)

Legg Mason Funds Clearbridge Dividend Strategy Fd Class — Sold (part)

Legg Mason Funds Clearbridge Dividend Strategy Fd Class — Buy (add'l)

Virtus Funds KAR Small Cap Core Fund Class 1 — Int/Div — Sold (part)

Virtus Funds KAR Small Cap Core Fund Class 1 — Sold (part)

Virtus Funds KAR Small Cap Core Fund Class 1 — Buy (add'l)

Wells Fargo Cash Accounts — Interest

Legg Mason Funds Clearbridge Aggressive Growth Fd Class 1 — Int/Div — Sold (part)

Legg Mason Funds Clearbridge Aggressive Growth Fd Class 1 — Sold (part)

Legg Mason Funds Clearbridge Aggressive Growth Fd Class 1 — Buy (add'l)

Blackrock Funds IShares S&P S00 Index Fd — Int/Div — Sold (part)

Blackrock Funds IShares S&P S00 Index Fd — Sold (part)

Blackrock Funds IShares S&P S00 Index Fd — Buy (add'l)

Retirement Accounts (H)

Vanguard Inst’ Target Retirement 2035 Fund (see Note 2 in Part VII — Int/Div

Vanguard Target Retirement 2035 Trust (see Note 2 in Part VIII — Int/Div

Legg Mason Funds Clearbridge Aggressive Growth Fd Class 1 — Int/Div — Buy (add'l)

Blackrock Funds IShares S&P S00 Index Fd — Int/Div — Buy (add'l)

Blackrock Funds IShares S&P S00 Index Fd — Buy (add'l)

Legg Mason Funds Clearbridge Appreciation Fund Class — Int/Div — Buy (add'l)

Legg Mason Funds Clearbridge Appreciation Fund Class — Buy (add'l)

Legg Mason Funds Clearbridge Dividend Strategy Fd Class — Int/Div — Buy (add'l)

Legg Mason Funds Clearbridge Dividend Strategy Fd Class — Buy (add'l)

Virtus Funds KAR Small Cap Core Fund Class 1 — Int/Div — Buy (add'l)

Virtus Funds KAR Small Cap Core Fund Class 1 — Buy (add'l)

Virtus Vontobel Emerging Markets Opportunities Fund — Int/Div — Buy (add'l)

Virtus Vontobel Emerging Markets Opportunities Fund — Buy (add'l)

Wells Fargo Cash Accounts — Interest

Goldman Sachs Financial Square Treasury Instruments Fund (money market — Interest — Open

Aberdeen Emerging Markets Fd Inst'l Class 1 — Int/Div — Buy

Aberdeen Emerging Markets Fd Inst'l Class 1 — Buy (add'l)

Lazard International Equity Portfolio Institutional Shares — Int/Div — Buy

Lazard International Equity Portfolio Institutional Shares — Buy (add'l)

American Funds Europacific Growth Fund — Int/Div — Buy

American Funds Europacific Growth Fund — Buy (add'l)

American Funds Growth Fd of America Class F-2 — Int/Div — Buy

American Funds Growth Fd of America Class F-2 — Buy (add'l)

American Funds Growth Fd of America Class F-2 — Sold (part)

Hartford Mutual Funds Midcap Fd — Int/Div — Buy

Hartford Mutual Funds Midcap Fd — Buy (add'l)

Edgewood Funds Growth Fd Inst'l Class — Int/Div — Buy

Edgewood Funds Growth Fd Inst'l Class — Buy (add'l)

Touchstone Funds Mid Cap Value Fd ClassY — Int/Div — Buy

Touchstone Funds Mid Cap Value Fd ClassY — Buy (add'l)

Touchstone Funds Mid Cap Value Fd ClassY — Sold (part)

Touchstone Funds Mid Cap Value Fd ClassY — Buy (add'l)

Meridian Funds Small Cap Growth Fund — Int/Div — Buy

Meridian Funds Small Cap Growth Fund — Buy (add'l)

Dean Small Cap Value Fd Class — Int/Div — Buy

Dean Small Cap Value Fd Class — Buy (add'l)

Metropolitan West Funds Total Retum Bd Fd Class — Int/Div — Buy

Metropolitan West Funds Total Retum Bd Fd Class — Sold (part)

Pimco Funds Emerging Markets Bd Fd Inst] Class — Int/Div — Buy

Pimco Funds Emerging Markets Bd Fd Inst] Class — Buy (add'l)

Pimco Funds Emerging Markets Bd Fd Inst] Class — Sold (part)

Pimco Funds Emerging Markets Bd Fd Inst] Class — Buy (add'l)

Principal Global Real Estate Securities Fd — Int/Div — Buy

Principal Global Real Estate Securities Fd — Buy (add'l)

Principal Global Real Estate Securities Fd — Sold (part)

Principal Global Real Estate Securities Fd — Buy (add'l)

Invesco Balanced Risk Commodity Strategy FdClass Y — Int/Div — Buy

Invesco Balanced Risk Commodity Strategy FdClass Y — Buy (add'l)

Diamond Hill Funds Large Cap Fd Class — Int/Div — Buy

Diamond Hill Funds Large Cap Fd Class — Buy (add'l)

Nuveen Investment Funds Real Estate Securities Class — Int/Div — Buy

Nuveen Investment Funds Real Estate Securities Class — Sold

Member, Advisory Board, Judge John Gi. Heybum [1 Iitiative for Excellence in the Federal Judiciary

Member, Board of Directors, Federal Judges Association

Liability — Transylvania University — Tuition payment plan

Reimbursement — ip, yr — Meeting and Quadrennial Conference — admealss ae

Spouse's income — 2018 — Baptist Health - salary

Notes regarding Part VII, as mdicated therein:

Note |: On April 2, 2018 Mainsource Bank merged into First Financial Bank. As a result of this merger, my accounts at Mainsource Bank automatically converted

to First Financial Bank. No closure or opening of an account occurred

Note 2: These funds are managed in my spouse's employer-sponsored retirement plans (a Thrift plan and a 403(b) plan). They replaced the funds listed in the 2017

report, Part VIL, line 4, Fidelity Freedom K 2035 Fund.