Douglas N. Frazier

Brokerage Account

Mainstay ICAP Select Equity "A" — Int/Div — from Line 3

Mainstay ICAP Select Equity "B" — Int/Div — to Line 2

Muainstary MAP Equity "A" — Int/Div — from Line 5

Mainstay MAP Equity "B” — Int/Div — to Line 4

Mainstary US Small Cap "A" — Int/Div — from Line 7

Mainstay US Small Cap "B" — Int/Div — to Line 6

SEPIRA

N.Y. Life Essentials Variable Annuity — transactions

SIMPLE IRA

Mamnstary Balanced "INV" — Int/Div — transactions

Muainstay High Yield Corp. Bond "INV" — Int/Div — transactions

Mainstay ICAP Select Equity "INV" — Int/Div — transactions

Mainstay MAP Equity "INV" — Int/Div — transactions

Mainstay US Small Cap "INV" — Int/Div — transactions

Income — 2011 — Marine Corp. Reserve Retirement — S458 888.00

Income — 2010 — Marine Corp. Reserve Retirement — S45 888.00

111. Non-Investment Income

2010%** - Please note that for 2010 - Marine Corp. Reserve Retirement amount of $48.888.00 should have appeared on 2010 Fimancial Disclosure as non

investment income,

VIL Investments and Trusts:

Brokerage Account continued:

D (1) - Type (e.g. buy, sell, redemption) as follows:

Line 2, Exchange/Buy

Line 3, Exchange

Line 4, Exchange/Buy

Line 5, Exchange. Sell

Line 6, Exchange, Buy

Line 7, Exchange

Lines 3 and 7 Exchanged total value into Lines 2 and 6 Value code (J)

Line 2, 4, and 6 - Column D(1) monthly buys value codes (J)

Line § partial exchange to line 4 value code (J)