Carlos F. Lucero

COMMERCIAL BUILDING, ALAMOSA COUNTY. CO — None

APARTMENTS, ALAMOSA COUNTY. CO — Rent

1/4 SECTION FARM LAND; CONEJOS COUNTY. CO — Rent

Vacant Land, Conejos County Co — None — Secdb

L2INTEREST IN RIO ARRIBA COUNTY. NM — None — 4d

VACANT LOT; JEFFERSON COUNTY. CO — None — 7

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — istrnibution — Sec#

CARLOS F. LUCERO. PC (100% STOCK) — Int/Div — Seed?

LCM, INC — Int/Div — Seed

TD AMERITRADE IRA BROKERAGE ACCOUNT

SPDR Dow Jones (DIA) — Int/Div

Spdr Tr Unit Ser (SPY) — Int/Div

Vanguard Funds Emerging Markets Vipers (VWO) — Int/Div

Federated Income Sec Tr (PSAFX) — Int/Div

Harbor FD BD FD INSTL (HABDX) — Int/Div

Mathews Intl FDS Pacific Tiger (MAPTX) — Int/Div

Payden Invt Emerging Markets BD FD (PYEMX) — Int/Div

Payden lnvt Group GNMA (PYGNX) — Int/Div

PIMCO Funds Invest Grade Corp BD FD (PGCAX) — Int/Div

PIMCO High Yield FD ADMIN (PHY AX) — Int/Div

PIMCO Real Return (PRRDX) — Int/Div

IShares Core S&P Small-Cap ETF (IR) — Int/Div

Money Market Fund TDAM — Interest

Harbor FD High Yield Bond Fund (HYFIX) — Int/Div

TD AMERITRADE BROKERAGE ACCOUNT

Money Market Fund TDAM — Interest

CHARLES SCHWAB & CO, INC BROKERAGE ACCOUNT

SCHWAB BROCKERAGE DEPOSIT ACCOUNT — Interest — dV

EQUITABLE LIFE ASSURANCE SOCIETY ANNUITY — Int/Div — Sec#2

SAFECO LIFE INSURANCE COMPANY ANNUITY — Int/Div — Sec#2

COLORADO BONDSHARES — Int/Div

LCM 3, LLC — None — Seeds

Viento Claro Energy, LLC — None

Liability — CHASE CARD SERVICES — CREDIT CARD

Reimbursement — International Alliance of Law Firms. — 222.2723 — Aspen, CO — Activity of professional ASSOC. OF Civic organization — Transportation, Food, Lodging

Reimbursement — Umversity of Cahforma. Irvine — 3/22-3/24 — Irvine, CA — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — ABA - LAC Division — 04/26-05/01 — San Diego, CA — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — Bovironmental Law Institute — 08/19-08/22 — Mexico City, Mexico — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — Georgetown University — 10022-10124 — Washington, DC — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — American Bar Association — 11727-1205 — Lima, Peru — Non-FJC Edu Seminar — Transportation, Food, Lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for law firm. — $22,300.00

#1. Assets over $10,000 value consist of |

ranch, land, water rights, equipment, livestock and related property help in partnership

Income was derived from the sale of livestock.

#2, Assets over $10,000 value consist of law partnership income camed prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC” however the assets of this corporation include only a bank account for which the value

and income amounts are less than the required reporting amounts. This corporation does receive income in the form of an annuity and is reported in Part 111.

#3, Assets over $10,000 value consists of mumal funds, LCM, Inc is a corporation owned by

The assets include a bank account, certificates of deposit,

# money market account, and Colorado Bondshares mutual fund, |

#4. Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1).

#5, Assets of LCM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC and are believed to be worthless at the close of the year,

#6 Most recent assessed value is $6,750.

#7 Most recent assessed value is $49,140,

#8 Asset name change from ( Ishares S&P Small Cap 600 Index) on line 22 on the 2011 FDR to ( [Shares Core S&P Small-Cap ETF (JR)

#9 Reported on line 38 on the 2011 FDR as Schwab Muni Money Fund