Charles Novack

IRA Z(H)

Schwab Ad. Cash Reserve — Int/Div — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Sold (part)

Schwab Ad. Cash Reserve — Buy (add'l)

Accenture PLC Class A — Int/Div — Sold (part)

Amgen Inc. (Common) — Int/Div — Buy

Amgen Inc. (Common) — Buy (add'l)

Canadian National Railways Co. (common) — Int/Div

Cummins, Inc. (common) — Int/Div — Buy

CVS Health Corp. (common) — Int/Div — Buy

Estee Lauder Co, Inc. Classs A — Int/Div — Buy

Factset Research System, Inc. (common) — Int/Div

Grainger WW, Inc. (common) — Int/Div — Sold

Hormel (common) — Int/Div — Sold (part)

Magellan Midstream Partners (common) — Int/Div — Buy (add'l)

Metronic. Inc. (common) — Int/Div

Nike. Inc. (common) — Int/Div — Sold (part)

Novo - Nordisk as ADR — Int/Div — Sold (part)

Novo - Nordisk as ADR — Buy (add'l)

Polaris Industries (common) — Int/Div — Buy (add'l)

Polaris Industries (common) — Buy (add'l)

Polaris Industries (common) — Sold

Praxair. Inc. (common) — None — Sold

Sherman-Williams Co. (common) — Int/Div — Buy

Scripps Ntwk Interactive (common) — Int/Div — Buy (add'l)

TIX Companies (common) — Int/Div

T. Rowe Price Group (common) — Int/Div — Buy (add'l)

Toro Company (common) — Int/Div — Buy

Toronto Dominion Bank — Int/Div — Buy (add'l)

United Health Group, Inc (common) — Int/Div

Walgreens Boots Alliance (common: formerly "Walgreens") — Int/Div — Sold (part)

Walgreens Boots Alliance (common: formerly "Walgreens") — Sold

361 Managed Futures Strat. Fund C1 1 — None — Sold

Doubleline Total Return Bond Fund C11 — Int/Div

Guggenheim Exch. TRD FD Bullet Shares 2017 Corp Bond ETF — Int/Div

Guggenheim ETF Bullet Shares 2018 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div

Guggenehim ETF Bullet Shares 2022 Corp Bond — Int/Div

IShares 3-7 Year Treasury Bond ETF — Int/Div — Buy

IShares Core S&P ETF Midcap — Int/Div — Buy

IShares Core S&P ETF Midcap — Buy (add'l)

IShares Core S&P ETF Midcap — Buy (add'l)

PIMCO Income Fund Institutional Class — Int/Div — Buy (add'l)

Templeton Global Bond Fund ADV Cl — Int/Div — Sold

Templeton Global Bond Fund — Int/Div — Sold

Vanguard Intemational Equity Index All World — Distribution — Buy (add'l)

Vanguard Intemational Equity Index All World — Buy (add'l)

Vanguard Intemational Equity Index All World — Buy (add'l)

Vanguard REIT ETF — Distribution — Buy

Vanguard Total Bond Fund Market ETF — Distribution — Buy (add'l)

Vanguard Total International Bond ETF — Int/Div — Buy

Vanguard Total International Bond ETF — Buy (add'l)

T. Rowe Price Emerging Markets Fund — Int/Div

IRA #2 (H)

Schwab Ady. Cash Reserve — Int/Div — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Buy (add'l)

Schwab Ady. Cash Reserve — Sold (part)

Schwab Ady. Cash Reserve — Sold (part)

Accenture PLC Class A — Int/Div — Sold (part)

Amgen Inc. (common) — Int/Div — Buy

Canadian National Railways Co (common) — Int/Div

Cummins Inc — Int/Div — Buy (add'l)

CVS Health Corp. (common) — Int/Div — Buy

Estee Lauder Co. Inc. (Class A) — Int/Div

Factset Research. Inc. (common) — Int/Div

Grainger WW, Inc. (common) — Int/Div — Sold

Hormel (common) — Int/Div — Sold (part)

Hormel (common) — Sold (part)

Magellan Midstream Partners (common) — Int/Div

Medtronic, Inc. (common) — Int/Div

Nike, Inc. (common) — Int/Div — Sold (part)

Novo Nordisk as ADR — Int/Div

Toronto Dommion Bank — Int/Div

Polans Industries (common) — Int/Div — Buy (add'l)

Polans Industries (common) — Sold

Praxair, Inc. (common) — Int/Div — Sold

Sherman Williams Co. (common) — Int/Div — Buy

Scripps Ntwk Interactive (common) — Int/Div

Toro Company (common) — Int/Div — Buy

T. Rowe Price Group (common) — Int/Div

TIX Companies (common) — Int/Div

United Health Group (common) — Int/Div

361 Managed Futures Strat Fund C1 — None — Buy (add'l)

361 Managed Futures Strat Fund C1 — Sold

Doubleline Total Return Bond Fund C11 — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2017 Corp Bond Fund ETF — Int/Div

Guggenheim ETF Bullet Shares 2018 Comp Bond ETF — Int/Div — Sold (part)

Guggenheim ETF Bullet Shares 2019 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2020 Corp Bond — Int/Div

Guggenheim ETF Bullet Shares 2021 Corp Bond — Int/Div — Buy (add'l)

Guggenheim ETF Bullet Shares 2022 Corp Bond — Int/Div — Buy (add'l)

IShares Core S&P ETF Midcap — Int/Div — Buy (add'l)

IShares Core S&P ETF Midcap — Buy (add'l)

IShares 3-7 Year Treasury Bond ETF — Int/Div

PIMCO Income Fund Institutional Class — Int/Div

Vanguard Total Bond Fund Market ETF — Int/Div

Vanguard Intl Eqty Index ETF — Int/Div — Buy (add'l)

Vanguard FTSE All World EX US ETF — Int/Div — Buy (add'l)

Vanguard REIT ETF — Int/Div — Buy

TT. Rowe Price - Emerging Markets Fund — Int/Div

Walgreens Boots Alliance (common; formerly "Walgreens") — Int/Div — Sold

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Interest

RBC Wealth Management LS. Govt Money Market Account — Int/Div — Distnbuted

Vanguard 500 Index 1RA 4 3 (H) — Int/Div

Fidelity Cal. Mum Market — Int/Div

Fidelity Puritan Mutual Fund — Int/Div

Fidelity Insured Deposit — Interest

Schwab Adv. Cash Reserve — Int/Div

Vanguard FTSE All World ex-US Index Fund ETF Shares — Int/Div

Novack Family LLC — None

Spouse's income — 2016 — Self-employed attorney

Investments and Trusts: The 2015 financial disclosure report listed in IRA #2 funds known as the "Vanguard Intl Equity Index Fund” and the "Vanguard FTSE

All World EX US ETF." These are duplicative entries. After further review of portfolo reports, this 2016 disclosure report lists this fund as “Vanguard Int. Equity

Index."

Investments and Trusts: IRAs #1 and 2 incorretly reported the transaction status of their holdings in Magellan Midstream Partners in the 2014 and 2015 reports.

Both IRAs only partially sold their holdings in 2014, and they continued to have a position in that fund m 2015 and 2016. IRAs # | and 2 both now state their

holdings in this fund in this report.