Frix
Try Donna

Robert D. Drain

2014Annual

Ask Donna

Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 565

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 6

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • note mm Part VII
  • note mn part VII
  • American Bankruptcy Institute
  • Institute/L. of Tex. Law School
  • South Florida Bankruptcy Bar Assn
  • Assoc. of Insolvency & Restructuring Advisors
  • Institute! Georgetown Law School

As filed

Mondelez Intl

Citibank Account #1 — Interest

Access Financial Account #1 — Int/Div

Access Financial Account #2 — Int/Div

Access Financial Account #3 — Interest — Sold (part)

FifthThird Bancorp common — Int/Div

US Trust Managed US TCommon Account (no control) — Int/Div — note mm Part VII

Accenture — Sold (part)

Accenture — Sold (part)

Accenture — Sold

Ace Lud. — Sold

Alexion Pharma. — Sold (part)

Alexion Pharma. — Sold (part)

Amazon — Buy (add'l)

American Express — Buy (add'l)

Anadarko Pete — Sold

Anadarko Pete — Buy

Anadarko Pete — Buy (add'l)

Anadarko Pete — Buy (add'l)

Anadarko Pete — Sold (part)

Anadarko Pete — Sold (part)

Apple — Sold (part)

Apple — Buy (add'l)

Apple — Buy (add'l)

Apple — Buy (add'l)

Aston Montag & Caldwall Grwth Fond C1 1

Autozone — Buy

Autozone — Buy (add'l)

Autozone — Sold (part)

Berkshire Hathaway C1 B — Sold (part)

Celgene Corp. — Buy

Celgene Corp. — Sold

Cerner — Sold (part)

Cerner — Sold (part)

Cerner — Sold (part)

Chevron — Sold

Chipotle — Buy

Chipotle — Buy (add'l)

CME Grp. — Sold (part)

CME Grp. — Sold (part)

CME Grp. — Sold (part)

CME Grp. — Sold

Col. Dividend. Income FD Class Z

Col. Select Large Cap Growth FD Class Z — Sold (part)

Comcast

Conoco Phillips — Sold

Costco Whisl — Sold (part)

Danaher — Buy

Danaher — Buy (add'l)

Discovery Comm — Sold (part)

Discovery Comm — Sold

Discovery Comm — Sold (part)

FOG Res Inc — Buy

FOG Res Inc — Buy (add'l)

FOG Res Inc — Buy (add'l)

FOG Res Inc — Buy (add'l)

FOG Res Inc — Buy (add'l)

FOG Res Inc — Sold (part)

FOG Res Inc — Sold

Exxon Mobil — Buy (add'l)

Facebook — Buy

Facebook — Buy (add'l)

Facebook — Buy (add'l)

Facebook — Buy (add'l)

Facebook — Sold (part)

Facebook — Sold (part)

Gilead — Buy

Gilead — Buy (add'l)

Gilead — Sold (part)

Gilead — Sold (part)

Gilead — Sold (part)

Google — Buy (add'l)

Google — Sold (part)

Google — Sold (part)

Google — Sold (part)

Google — Buy (add'l)

Google — Sold (part)

Grainger — Sold (part)

Grainger — Sold

Hershey — Sold (part)

Hershey — Sold (part)

Home Depot — Sold (part)

Home Depot — Buy (add'l)

Home Depot — Buy (add'l)

Intuitive Surgical — Buy (add'l)

Intuitive Surgical — Buy (add'l)

Intuitive Surgical — Sold

Johnson & Johnson — Sold (part)

Johnson & Johnson — Buy (add'l)

Kraft Foods

Las Vegas Sands — Sold (part)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Buy (add'l)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Buy (add'l)

Las Vegas Sands — Buy (add'l)

Las Vegas Sands — Buy (add'l)

Las Vegas Sands — Sold (part)

Las Vegas Sands — Sold (part)

Mastercard — Sold (part)

Mastercard — Sold (part)

Mastercard — Sold (part)

Mastercard — Sold (part)

Mastercard — Sold (part)

Mckesson — Buy

Mckesson — Buy

Mckesson — Buy (add'l)

Mckesson — Buy

MFS Value FD C1 1

Microsoft Corp. — Buy

Microsoft Corp. — Buy (add'l)

Microsoft Corp. — Buy (add'l)

Microsoft Corp. — Buy (add'l)

Monsanto New Com. — Sold (part)

Monsanto New Com. — Sold (part)

Morgan Stanley — Buy (add'l)

Morgan Stanley — Buy (add'l)

Morgan Stanley — Buy (add'l)

National Oilwell Varco

Priceline — Sold (part)

Priceline — Buy (add'l)

Priceline — Sold (part)

Qualcomm — Buy

Qualcomm — Sold (part)

Qualcomm — Sold

Regeneron Pharma — Sold (part)

Regeneron Pharma — Sold (part)

Regeneron Pharma — Sold (part)

Regeneron Pharma — Sold (part)

Salesforce Com Ine — Buy (add'l)

Salesforce Com Ine — Sold (part)

Salesforce Com Ine — Sold (part)

Sherwin Williams — Sold (part)

Sherwin Williams — Sold

SPDR S&P Dividend ETF

Starbucks — Buy

Starbucks — Buy (add'l)

Starbucks — Sold (part)

Target

TCW Select Equities FD C1 1

Tesla Motors — Buy

TJX Cos. — Sold (part)

TJX Cos. — Buy (add'l)

TJX Cos. — Buy (add'l)

Twenty-First Cent. Fox — Sold

Umon Pac — Buy (add'l)

Umon Pac — Buy (add'l)

Umon Pac — Buy (add'l)

3M Co. — Buy

3M Co. — Buy (add'l)

3M Co. — Buy (add'l)

3M Co. — Buy (add'l)

3M Co. — Sold (part)

Venzon Com. — Buy

Venzon Com. — Buy (add'l)

Venzon Com. — Buy (add'l)

WholeFoods — Sold (part)

WholeFoods — Sold

Zoets Inc — Buy

Zoets Inc — Buy (add'l)

Zoets Inc — Buy (add'l)

Alliance Data — Buy (add'l)

Alliance Data — Sold (part)

Alliance Data — Sold

Amphenol — Sold (part)

Amphenol — Sold (part)

Amphenol — Sold (part)

Amphenol — Sold (part)

Amphenol — Buy (add'l)

Amphenol — Buy (add'l)

Autonation — Buy

Autonation — Buy (add'l)

Autonation — Buy (add'l)

Autonation — Sold (part)

Autonation — Sold

Church & Dwight

Concur Technologies Inc — Buy

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Buy (add'l)

Concur Technologies Inc — Sold

Fireeve — Buy

Fireeve — Buy (add'l)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold (part)

Flowserve — Sold

FMC Technologies Inc — Buy

FMC Technologies Inc — Buy (add'l)

FMC Technologies Inc — Buy (add'l)

FMC Technologies Inc — Buy (add'l)

FMC Technologies Inc — Buy (add'l)

Hunt JB Trans — Sold (part)

Hunt JB Trans — Sold (part)

Hunt JB Trans — Sold (part)

Hunt JB Trans — Sold (part)

Hunt JB Trans — Sold

Hunt JB Trans — Buy

Hunt JB Trans — Buy (add'l)

Hunt JB Trans — Buy (add'l)

Intl Flavors & Fragrances

Leucadia Natl — Sold (part)

Leucadia Natl — Sold (part)

Leucadia Natl — Sold (part)

Leucadia Natl — Sold (part)

Leucadia Natl — Sold

Now Inc — Buy

Ocwen — Sold (part)

Ocwen — Sold (part)

Ocwen — Sold (part)

Ocwen — Sold (part)

Ocwen — Sold (part)

Ocwen — Sold

Polaris Inds. — Sold (part)

Polaris Inds. — Sold (part)

Polaris Inds. — Sold (part)

Polaris Inds. — Buy (add'l)

Polaris Inds. — Buy (add'l)

Renaissance Hldgs

Rockwell Automation

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold (part)

Stericycle — Sold

Tractor Supply — Sold (part)

Tractor Supply — Sold (part)

Tractor Supply — Sold (part)

Tractor Supply — Sold (part)

Tractor Supply — Sold (part)

Tractor Supply — Sold (part)

Tractor Supply — Sold

United Rentals Inc — Buy

United Rentals Inc — Buy (add'l)

United Rentals Inc — Buy (add'l)

United Rentals Inc — Sold (part)

Vanguard Mid-Cap ETF

Enstrar Grp. Ltd

Hexcel Corp — Buy

Hexcel Corp — Buy (add'l)

Hexcel Corp — a

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

Hexcel Corp — Buy (add'l)

bail — Buy (add'l)

Questcor Pharma. — Sold (part)

Questcor Pharma. — Sold (part)

Questcor Pharma. — Sold (part)

Questcor Pharma. — Sold (part)

Questcor Pharma. — Sold (part)

Questcor Pharma. — Sold

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

Senomyx — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold (part)

R11] — Sold

R11] — Sold (part)

R11] — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold (part)

kil} — Sold

Ship Fin. Intl Ltd — Buy (add'l)

Ship Fin. Intl Ltd — Buy (add'l)

Ship Fin. Intl Ltd — Buy (add'l)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Ship Fin. Intl Ltd — Sold (part)

Actehon Ld

Alibaba — Buy

Alibaba — Buy (add'l)

Anheuser Busch Inbey — Buy (add'l)

Bombardier — Sold (part)

R*3] — Sold (part)

R*3] — Sold

Brilliance China Automotive — Buy

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Brilliance China Automotive — Buy (add'l)

Compagnie Financiere Richemont — Sold (part)

Compagnie Financiere Richemont — Buy (add'l)

Core Labs. — Buy

Core Labs. — Buy (add'l)

Core Labs. — Buy (add'l)

Dassault Systems — Buy (add'l)

Fanuc Corp.

Fast Retailing — Sold (part)

Fast Retailing — Sold (part)

Fast Retailing — Sold (part)

Fast Retailing — Sold (part)

Fast Retailing — Sold

Gemalto NV — Sold (part)

Gemalto NV — Sold

Givaudan AG

Hitachi — Buy

Hitachi — Buy (add'l)

Industria De Diseno Textil — Sold

Japan Exchanged Grp. — Buy (add'l)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

Japan Exchanged Grp. — Sold (part)

ARO. — Sold

Jardine Strat. Hidgs. Lt — Buy (add'l)

JD.Com Inc. ADR — Buy

assy — Buy (add'l)

assy — Buy (add'l)

assy — Buy (add'l)

assy — Buy (add'l)

Keyence Corp. — Sold (part)

Kuka AG — Buy (add'l)

LyondellBasell

Nidec Corp — Sold (part)

Nidec Corp — Sold (part)

Noble Grp. Lud.

Novo-Nordisk ADR — Sold (part)

Novozymes

NXP Semiconductors — Buy

NXP Semiconductors — Buy (add'l)

Onex — Sold (part)

Rakuten Inc. Tokyo — Sold (part)

Rakuten Inc. Tokyo — Sold (part)

Rakuten Inc. Tokyo — Sold (part)

Rakuten Inc. Tokyo — Sold (part)

Rakuten Inc. Tokyo — Sold

RHJ mt] — Sold (part)

RHJ mt] — Sold (part)

RHJ mt] — Sold (part)

RHJ mt] — Sold (part)

RHJ mt] — Sold

Roch Hidgs — Sold (part)

Roch Hidgs — Sold (part)

Rolls-Royce Hidgs — Sold (part)

Rolls-Royce Hidgs — Buy (add'l)

Rolls-Royce Hidgs — Buy (add'l)

Rolls-Royce Hidgs — Sold (part)

Rolls-Royce Hidgs — Sold (part)

Rolls-Royce Hidgs — Sold (part)

Rolls-Royce Hidgs — Sold (part)

Salvatore Farragamo Italia

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold (part)

Shinsei Bk Lid. — Sold

Softbank — Buy (add'l)

Swatch Grp. — Sold

Valeant Pharma. Intl — Sold (part)

Valeant Pharma. Intl — Sold (part)

Valeant Pharma. Intl — Sold (part)

Valeant Pharma. Intl — Sold (part)

Valeant Pharma. Intl — Sold (part)

Wynn Macau Led. — Buy

Wynn Macau Led. — Buy (add'l)

Wynn Macau Led. — Buy (add'l)

Wynn Macau Led. — Buy (add'l)

Wynn Macau Led. — Buy (add'l)

Ishares MSC Emerging MKTS Index FD — Sold

NY NY Go Ref BDS

Babylon NY Pub Impt BDS

North Hempstead NY Pub lmpt BDS

Port Auth NY & NJ CONS BDS OID 2021

NY St Dorm Auth St. Pers BDs 2022

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

US Trust managed IRA Rollover Account (no control) — Int/Div — note mn part VII

BofA Money Market Savings — Sold (part)

BofA Money Market Savings — Sold (part)

Aston Montag & Caldwell Growth Fd — Redeemed

Col. Dividend Income Fd — Sold (part)

Col. Dividend Income Fd — Sold (part)

Col Select Large Cap Growth Fd C1 2

MFS Value Fd C11 — Buy

MFS Value Fd C11 — Sold (part)

MFS Value Fd C11 — Sold (part)

TCW Select Equities Fd — Sold (part)

TCW Select Equities Fd — Buy (add'l)

TCW Select Equities Fd — Sold (part)

Bard Midcap Fd — Buy

Bard Midcap Fd — Buy (add'l)

Goldman Sachs Growth Op. Fd Cl — Buy

Goldman Sachs Growth Op. Fd Cl — Redeemed

John Hancock FDS 111 Disciplined Value Mid Cap Fd — Buy

John Hancock FDS 111 Disciplined Value Mid Cap Fd — Redeemed

IShares Core S&P Mid Cap ETF — Buy

IShares Core S&P Mid Cap ETF — Sold (part)

IShares Core S&P Mid Cap ETF — Sold (part)

Ridgeworth Mid Cap Value Equity Fd — Buy

S510. — Sold (part)

IShares Russell 2000 ETF — Buy

Touchstone Small Cap Growth Fd — Buy

Touchstone Small Cap Growth Fd — Buy (add'l)

Undiscovered Managers Behavioral Value Fd — Buy

Kalmar Growth Small Cap Fd — Buy

Kalmar Growth Small Cap Fd — Redeemed

Victory Small Co. Oppty Fd — Buy

S18. — Redeemed

Invesco Intl Growth Fd — Buy

John Hancock FDS 1H Intl Growth Fd — Buy

John Hancock FDS 1H Intl Growth Fd — Sold (part)

John Hancock FDS 1H Intl Growth Fd — Sold (part)

John Hancock FDS 1H Intl Growth Fd — Redeemed

JP Morgan Intl Value Fd — Buy

JP Morgan Intl Value Fd — Buy (add'l)

JP Morgan Intl Value Fd — Sold (part)

Vanguard ¥15E Developed Mkts ETF — Buy

Vanguard ¥15E Developed Mkts ETF — Sold (part)

Walmart Stores

Bank of NY Med. Term. Sr. Nt

Berkshire Hathaway Fin Corp. Gtd. Sr. Nt

Col Income Opp. Fd C1 Z

Fidelity Advisor Floating Rt. High Income Fd.

Col. Emeriging Markets Fd — Buy

Col. Emeriging Markets Fd — Buy (add'l)

Col. Emeriging Markets Fd — Buy (add'l)

Vanguard FTSE Emerging Mkts ETF — Buy

Vanguard FTSE Emerging Mkts ETF — Redeemed

Goldman Sachs Absolute Return Tracker Fd — Buy

S40. — Sold (part)

Goldman Sachs Strategic Income Fd — Buy

Goldman Sachs Strategic Income Fd — Buy (add'l)

Goldman Sachs Strategic Income Fd — Buy (add'l)

Hatteras Alpha Hedged Strategies Fd — Buy

Hatteras Alpha Hedged Strategies Fd — Buy (add'l)

Pimco Global Multi-Asset Fd — Buy

Pimco Global Multi-Asset Fd — Redeemed

Prudential Global Real Estate Fd C1 Z — Buy

Prudential Global Real Estate Fd C1 Z — Sold (part)

Credit Suisse Commodity-Return Fd — Buy

Credit Suisse Commodity-Return Fd — Sold (part)

Credit Suisse Commodity-Return Fd — Buy (add'l)

FifthThird Bancorp common — Int/Div

US Trust IRA (no control) — Int/Div — note mn part VII

BofA Money Market

SPDR S&P Div. ETF

SPDR S&P S00 ETF

Vanguard Mid-Cap ETF

Vanguard Small-Cap ETF

US Treas Strips

NY 529 savings program #1 - Moderate-Age Based Option Income Portfolio — None — Buy (add'l)

NY 529 savings program #2 - Moderate-Age Based Option Income Portfolio — None

NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — None — Buy (add'l)

NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — Sold (part)

NY 529 savings program #3 - Moderate-Age Based Option Income Portfolio — Sold (part)

Reimbursement — law profession ls and administrators

Reimbursement — American Bankruptcy Institute — 02/05:2014 02/08/2014 — San Juan, PR — Speaker at annual bankruptcy conference — Aartare, hotel, food, other transportation

Reimbursement — Institute/L. of Tex. Law School — 02/282014 — pedi te ys en he — wade aE vir ad dala blll ls valuation issues — IH EIR II are re—ite

Reimbursement — South Florida Bankruptcy Bar Assn — 05/08/2014 05/12/2014 — Key Largo, FL — Speaker at annual bankruptcy law conference — Airfare, hotel, food, other transportation

Reimbursement — Assoc. of Insolvency & Restructuring Advisors — 06/05/2014 06072014 — Denver, CO — Speaker at annual bankruptcy law conference — Airfare, hotel, food, other transportation

Reimbursement — Institute! Georgetown Law School — 10/24/2014 — from the bench bankruptcy law conference

1. Part VII, lines 6-486, columns B and C. The U.S. Trust-managed account described on line 6 is held and managed in trust by U.S. Trust as a fiduciary for Jl

J me. Tt is not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account,

which are listed in lines 7-486, Instead, U.S. Trust makes each investment, buy or sell decision with respect to the individual assets in the account, We are able

only to increase or decrease the aggregate investment in the account (in addition to periodically being able to change risk categories). 1 therefore reported the

assets in the account in accordance with the method for reporting trust assets in the filing structions.

2. Part VIL, lines 487-553, columns B and C. The U.S. Trust-managed IRA rollover account described in line 487 is held and managed in trust by U.S. Trust as a

fiduciary for me with respect to the rollover of my former pension and 401(k) accounts, As with the account described on line 6 of Part VII and above, I have no

discretion with respect to any of the individual assets in the account, which are listed in lines 488-553, with the exception of periodically being able to change risk

categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

3. Part VIL, lines 554-561, columns B and C. The U.S. Trust-managed IRA rollover account described in line 554 is held and managed by U.S. Trust as a

fiduciary fol lI with respect to the rollover of her former 401(k) account. As with the accounts described in lines 6 and 488 of Part VII and above, Jill has

no discretion with respect to any of the individual assets in the account, which are listed in lines 555-561, with the exception of periodically being able to change

risk categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.