Carmen E. Garza

Fort Bliss Federal Credit Union accounts — Interest

First American Bank accounts — None

Rental property #1, Las Cruces, NM purchase 2000-5125,000 — Rent

Rental property #2, Las Cruces purchase 2008-5240.000 — Reat

Time share property, San Diego, Ca, purchase 2005-55,0000 — None

Frunklin Growth — None — Sold

Frankin Mutual Global Discovery — None — Sold (part)

Frankin Mutual Global Discovery — Sold (part)

Frankin Mutual Global Discovery — Buy (add'l)

Franklin Rising Dividends — None — Sold

Franklin Strategic Inc — None — Sold

Franklin Total Return — Int/Div — Sold

Franklin US Gov. Sec — Int/Div — Sold

Templeton Foreign Funds — None — Sold

Templeton Global Smaller Co — None — Sold

Templeton Growth — None — Sold

First Trust Capital Strength Series 31 — None — Sold

First Division Strength Series 23 — Int/Div — Redeemed

First Trust Div. Strength Series 26 — Int/Div — Sold

First Trust Div. Strength Series 29 — Int/Div — Sold

First Trust Global Dividend Series 44 — Int/Div — Sold

First Trust Intl Cap Strength #25 — Int/Div — Sold

First Trust Intl Cap Strength £22 — Int/Div — Sold

First Trust Intl Cap Strength #27 — Int/Div — Sold

First Trust Strength Alloc Slet# 18% — Int/Div — Sold

First Trust Select DSip#3Q15 — Int/Div — Sold

Blackrock Equity Dividend — Int/Div — Buy

Blackrock Equity Dividend — Buy (add'l)

Blackrock Equity Dividend — Buy (add'l)

Blackrock National Municipal — Int/Div — Buy

Blackrock National Municipal — Buy (add'l)

Blackrock National Municipal — Sold (part)

Blackrock National Municipal — Buy (add'l)

AB Intermediate Diversified Municipal — Int/Div — Buy

AB Intermediate Diversified Municipal — Buy (add'l)

AB Intermediate Diversified Municipal — Buy (add'l)

Amencan Hich-Inem — None — Buy

Amencan Hich-Inem — Buy (add'l)

Blackrock Equity — Int/Div — Buy

Blackrock Equity — Buy (add'l)

Blackrock Equity — Buy (add'l)

Blackrock National Municipal — Int/Div — Buy

Blackrock National Municipal — Buy (add'l)

Blackrock National Municipal — Sold (part)

Blackrock National Municipal — Buy (add'l)

Bridge Builder Core Bond — Int/Div — Buy

Bridge Builder Core Bond — Buy (add'l)

Bridge Builder Core Bond — Buy (add'l)

Bridge Builder Core Bond — Sold

Bridge Builder Core Plus Bond — None — Buy

Bridge Builder Core Plus Bond — Buy (add'l)

Bridge Builder Core Plus Bond — Sold

Bridge Builder Large Growth — Int/Div — Buy

Bridge Builder Large Growth — Buy (add'l)

Bridge Builder Large Growth — Sold (part)

Bridge Builder Large Growth — Buy (add'l)

Bridge Builder Large Growth — Buy (add'l)

Bridge Builder Large Growth — Buy (add'l)

Bridge Builder Large Growth — Sold

Bridge Builder Mum Bond — None — Buy

Bridge Builder Mum Bond — Buy (add'l)

Bridge Builder Mum Bond — Buy (add'l)

Bridge Builder Mum Bond — Sold

Bridge Builder Smallmid Growth — Int/Div — Buy

Bridge Builder Smallmid Growth — Buy (add'l)

Bridge Builder Smallmid Growth — Sold

Bridge Builder Smallmid Value — Int/Div — Buy

Bridge Builder Smallmid Value — Buy (add'l)

Bridge Builder Smallmid Value — Buy (add'l)

Bridge Builder Smallmid Value — Buy (add'l)

Bridge Builder Smallmid Value — Sold

Capital World Bond (converted to Capital World) Bond Fund CL F2 — Int/Div — Buy

Capital World Bond (converted to Capital World) Bond Fund CL F2 — Sold (part)

Capital World Bond (converted to Capital World) Bond Fund CL F2 — Buy (add'l)

Cash-Edward Jones — None

CBA Aggressive Growth — Int/Div — Buy

CBA Aggressive Growth — Buy (add'l)

CBA Aggressive Growth — Buy (add'l)

CBA Aggressive Growth — Sold (part)

CBA Aggressive Growth — Buy (add'l)

Columbia Acorn International — Int/Div — Buy

Columbia Acorn International — Buy (add'l)

Columbia Acorn International — Buy (add'l)

Columbia Acorn International — Sold (part)

Dimensional DFA Intl Value Fd — Int/Div — Buy

Dodge & Cox Stock — Int/Div — Buy

Dodge & Cox Stock — Buy (add'l)

Dodge & Cox Stock — Buy (add'l)

Europacific Growth (converted to Europacific Growth Fund C1 F2) — None — Buy

Europacific Growth (converted to Europacific Growth Fund C1 F2) — Buy (add'l)

Europacific Growth (converted to Europacific Growth Fund C1 F2) — Buy (add'l)

Franklin Fed Int-Term T/F Inc — None — Buy

Franklin Fed Int-Term T/F Inc — Buy (add'l)

Franklin Fed Int-Term T/F Inc — Buy (add'l)

Franklin Mutual Shares C1 Z — Int/Div — Buy

Franklin Mutual Shares C1 Z — Buy (add'l)

Franklin Mutual Shares C1 Z — Buy (add'l)

Fundamental Investors (converted to Fundamental Investors Fund F2) — Int/Div — Buy

Fundamental Investors (converted to Fundamental Investors Fund F2) — Buy (add'l)

Fundamental Investors (converted to Fundamental Investors Fund F2) — Buy (add'l)

Harbor Capital Appreciation — Int/Div — Buy

Harbor Capital Appreciation — Buy (add'l)

Harbor Capital Appreciation — Sold (part)

Harbor Capital Appreciation — Buy (add'l)

Harbor International — Int/Div — Buy

Harbor International — Buy (add'l)

Harbor International — Sold

Hartford Dividend and Growth — Int/Div — Buy

Hartford Dividend and Growth — Buy (add'l)

Hartford Dividend and Growth — Buy (add'l)

Invesco Comstock — Int/Div — Buy

Invesco Comstock — Buy (add'l)

Invesco Comstock — Buy (add'l)

Invesco International Growth — None — Buy

Invesco International Growth — Buy (add'l)

Invesco International Growth — Sold (part)

Invesco International Growth — Buy (add'l)

lronbridge Smid Cap — Int/Div — Buy

lronbridge Smid Cap — Sold (part)

lronbridge Smid Cap — Buy (add'l)

lronbridge Smid Cap — Sold

Ishares MSC Eafe Value — Int/Div — Buy

Ishares MSC Eafe Value — Buy (add'l)

JH Disciplmed Value Mid Cap — Int/Div — Buy

JH Disciplmed Value Mid Cap — Sold (part)

JH Disciplmed Value Mid Cap — Buy (add'l)

JP Morgan Fed Money Mkt — None — Buy

JP Morgan Fed Money Mkt — Sold (part)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Sold (part)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Sold (part)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Sold (part)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Sold (part)

JP Morgan Fed Money Mkt — Buy (add'l)

JP Morgan Fed Money Mkt — Sold

JP Morgan International Val L — Int/Div — Buy

JP Morgan International Val L — Sold

JP Morgan US Govt MMF Capital — Int/Div — Buy

JP Morgan US Govt MMF Capital — Buy (add'l)

JP Morgan US Govt MMF Capital — Buy (add'l)

JP Morgan US Govt MMF Capital — Sold

Mainstay cap Select Equity — Int/Div — Buy

Mainstay cap Select Equity — Sold (part)

Mainstay cap Select Equity — Buy (add'l)

Manning & Napier World Opp — Int/Div — Buy

Manning & Napier World Opp — Buy (add'l)

Manning & Napier World Opp — Sold

Metropolitan West Ttl Ret Bd — None — Buy

Metropolitan West Ttl Ret Bd — Sold (part)

Metropolitan West Ttl Ret Bd — Buy (add'l)

MFS Growth Fund — Int/Div — Buy

MFS Growth Fund — Buy (add'l)

MFS Growth Fund — Buy (add'l)

MFS International Value — Int/Div — Buy

MFS International Value — Buy (add'l)

Oak Ridge Small Cap Gr i — Int/Div — Buy

Oak Ridge Small Cap Gr i — Buy (add'l)

Oak Ridge Small Cap Gr i — Buy (add'l)

Oak Ridge Small Cap Gr i — Sold

Perkins Mid Cap Value — None — Buy

Perkins Mid Cap Value — Buy (add'l)

Perkins Mid Cap Value — Buy (add'l)

Perkins Mid Cap Value — Buy (add'l)

Perkins Mid Cap Value — Sold (part)

Pimco Total Retum 1V — None — Buy

Pimco Total Retum 1V — Buy (add'l)

Pimco Total Retum 1V — Buy (add'l)

Prudential High-Yield — Int/Div — Buy

Prudential High-Yield — Buy (add'l)

Prudential Jenn Mid Cag GR — None — Buy

Prudential Jenn Mid Cag GR — Buy (add'l)

Prudential Jenn Mid Cag GR — Sold (part)

Prudential Jenn Mid Cag GR — Buy (add'l)

Ridgeworth Ceredex Sm Cap Eq — Int/Div — Buy

Ridgeworth Ceredex Sm Cap Eq — Buy (add'l)

Ridgeworth Ceredex Sm Cap Eq — Sold

T Rowe Inst] Lrge Cp Gr — Int/Div — Buy

T Rowe Inst] Lrge Cp Gr — Buy (add'l)

T Rowe Price Intl Discovery — Int/Div — Buy

T Rowe Price Intl Discovery — Buy (add'l)

T Rowe Intl Stock (converted to T Rowe Intl Stock Fd I — Int/Div — Buy

T Rowe Intl Stock (converted to T Rowe Intl Stock Fd I — Buy (add'l)

T. Rowe Price Tax-Ex Mon Mkt — None — Buy

T. Rowe Price Tax-Ex Mon Mkt — Buy (add'l)

T. Rowe Price Tax-Ex Mon Mkt — Sold

Tax Exempt Bd (converted to Tax Exempt Bd Fd of America F2) — None — Buy

Tax Exempt Bd (converted to Tax Exempt Bd Fd of America F2) — Buy (add'l)

Tax Exempt Bd (converted to Tax Exempt Bd Fd of America F2) — Buy (add'l)

Thomburg Limited Term Muni — None — Buy

Thomburg Limited Term Muni — Buy (add'l)

Thomburg Limited Term Muni — Buy (add'l)

Vanguard FTSE Dev. Mkis — None — Buy

Vanguard FTSE Dev. Mkis — Buy (add'l)

Vanguard Small Cap Growth ETF — Int/Div — Buy

Vanguard Smal Cap Value — Int/Div — Buy

Vanguard Smal Cap Value — Buy (add'l)

Victory Sycamore Small Co C1 1 — Int/Div — Buy

Victory Sycamore Small Co C1 1 — Buy (add'l)

Wells Fargo SH Term Mun Bd I converted toWells Fargo S/T Mun Bond CIA) — None — Buy

Wells Fargo SH Term Mun Bd I converted toWells Fargo S/T Mun Bond CIA) — Buy (add'l)

Wells Fargo SH Term Mun Bd I converted toWells Fargo S/T Mun Bond CIA) — Buy (add'l)

Wells Fargo SH Term Mun Bd I converted toWells Fargo S/T Mun Bond CIA) — Buy (add'l)

Agreement — 2016 — Carmen BE. Garza, Tradinonal Individual Retirement Accounts (2)

Liability — Quicken Loans — mortgage on real property