Stephani W. Humrickhouse

Edwards Jones IRA #2

Cash — Interest

Am. Equity Inv. Life Ins. Co. Flex. Prem Deferred Ann — Interest

Fidelity Capital Appreciation Fund — Int/Div

FMI401K

R6 Eagle Small Cap Growth (Carillon) HSRLX — Int/Div — Buy

R6 Eagle Small Cap Growth (Carillon) HSRLX — Sold (part)

TFI(ETF) — Int/Div — Buy

R6 Eagle Small Cap Growth (Carillon) HSRLX — Sold (part)

Harbor Capital Appreciation Inst Dis HACAX — None — Sold (part)

Harbor Capital Appreciation Inst Dis HACAX — Sold (part)

Harbor Capital Appreciation Inst Dis HACAX — Sold (part)

Hartford Int'l Opp RS IHOTX — Int/Div — Sold (part)

Hartford Int'l Opp RS IHOTX — Sold (part)

Hartford Int'l Opp RS IHOTX — Sold (part)

John Hancock Disc. Value JDVWX — None — Buy

John Hancock Disc. Value JDVWX — None — Sold (part)

John Hancock Disc. Value JDVWX — Sold (part)

MFS International Value R4 MINHX — Int/Div — Sold (part)

MFS International Value R4 MINHX — Sold (part)

MFS International Value R4 MINHX — Sold (part)

Metropolitan West Total Return Bond MWTRX — Int/Div — Buy

Metropolitan West Total Return Bond MWTRX — Buy

Metropolitan West Total Return Bond MWTRX — Sold (part)

Principal Real Estate Securities Inst PIREX — Int/Div — Sold (part)

Principal Real Estate Securities Inst PIREX — Sold (part)

Principal Real Estate Securities Inst PIREX — Sold (part)

Prudential Jennison Health Sciences PHSZX — Int/Div — Sold (part)

Prudential Jennison Health Sciences PHSZX — Sold (part)

Prudential Jennison Health Sciences PHSZX — Sold (part)

TRowe Price Science and Tech/Ady PRSCX — Int/Div — Sold (part)

TRowe Price Science and Tech/Ady PRSCX — Sold (part)

TRowe Price Science and Tech/Ady PRSCX — Sold (part)

Vanguard Mid Cap Index Admiral VIMAX — Int/Div — Buy

Vanguard Mid Cap Index Admiral VIMAX — Buy

Vanguard Mid Cap Index Admiral VIMAX — Sold (part)

Wells Fargo Stable Return Fund N — Interest — Buy

Wells Fargo Stable Return Fund N — Buy

Wells Fargo Stable Return Fund N — Buy

FEtrade

I Share S&P Midcap ETF (11H) — Int/Div

1 Share S&P Small Cap ETF (IR) — Int/Div

BTCS (Bitcoin) — None — Buy

BTCS (Bitcoin) — Sold (part)

SPDR S&P Small Capital Growth ETF (SLYG) — Int/Div

Vanguard Brokerage Acct

Vanguard S&P 500 Index ETF (VOO) — Int/Div

Vanguard Short Term Tax Exempt VWSTX — Int/Div

Vanguard Prime Money Mkt Fund VMMXX (checking) — Interest

Vanguard Large Capital ETF VV — Int/Div

Capital One Bank CD — Interest

Fisher/Morgan Stanley Man. Inv. Acct

i Shares MSC Euro-zone ETF (EZU) — Int/Div — Sold

i Shares Global Consumer STP ETF (KX) — Int/Div — Sold

SPDR High Yield ETF (JNK) — Int/Div

ELFN — Int/Div — Buy

ELFN — Buy (add'l)

ELFN — Int/Div — Buy

ELFN — Buy (add'l)

FBGX — Int/Div

FIEE UBS AG London BRIT — None

EV Shares Europe ETF — Int/Div — Buy

FIGY — Int/Div

IXN (ETF) — Int/Div

IXN (ETF) — Int/Div — Buy

JP Morgan Municipal Fund (now called Morgan Stanley Money Market) — Interest

LOD (ETF) — Int/Div — Buy

LOD (ETF) — Buy (add'l)

MBB (ETF) — Int/Div — Buy

QOQQ (ETF) — Int/Div

SCPB (ETF) — Int/Div — Sold

XLG(ETF) — Int/Div — Sold (part)

XLG(ETF) — Sold (part)

XLF(ETF) — Int/Div — Sold (part)

XLF(ETF) — Sold (part)

XLF(ETF) — Sold (part)

XLF(ETF) — Int/Div — Buy

XLV (ETF) — Int/Div

XLY (ETF) — Int/Div — Sold (part)

XLY (ETF) — Sold

XLY (ETF) — Int/Div — Buy

XLY (ETF) — Int/Div — Buy

Janney, Montgomery, Scott (fka Scon&Stringfellow IRA ~Managed Account

BP Capital Twin MLP Fund (BPMAX) — Int/Div

BAEIX (mutual fund) — Int/Div

Cullen High Div. Equity Classic (CHVCX) — Int/Div

Federated Treasury Fund (cash acct) — Interest

Memill Lynch Wealth Management - CMA

ALLSTATE CORP. Preferred Stock ALLPRA — Int/Div

Cohen and Steers (ROI) — Int/Div — Sold

Conoco Phillips (COP) — Int/Div — Sold

El Lilly (LLY) — Int/Div

Exxon Mobile (XOM) — Int/Div — Sold

Ford (F) — Int/Div — Sold

Intel (INTC) — Int/Div

Merck (MRK) — Int/Div — Sold

Memill Lynch (FIA Card Services) Bank Deposit Program (cash) — Int/Div

Nuveen Float Rate (JFR) — Int/Div — Sold (part)

Nuveen Float Rate (JFR) — Buy

Nuveen Ins. (NEA) — Int/Div — Sold

Powershares Vanable Rate (VRP) — Int/Div

RDSA (Roval Dutch) — Int/Div — Sold

RDSB Roval Dutch Shell Preferred — Int/Div — Sold

Memill Lynch Wealth Management - IRA

Alger Spectra (ASPZX) — Int/Div

Bank of America, NA, RAST (FIA Card Sve Cash (11AXX) — Int/Div

BLACK ROCK CREDIT (BCX) — Int/Div

BLACK ROCK CREDIT (BTZ) — Int/Div

Clearbridge Energy (CEM) — Int/Div

Cohen and Steers (ROD — Int/Div — Sold (part)

Cohen and Steers (ROD — Sold (part)

Conoco Phillips — Int/Div — Sold

Credit Suisse — Int/Div — Buy

First Eagle (SG11X) — Int/Div

First Solar FSLR — Int/Div — Sold

Highland Global (HCOYX) — Int/Div

Intel INTC — Int/Div

INVESCO (VVR) — Int/Div

Johnson & Johnson — Int/Div — Buy

JFR-Nuveen Float — Interest — Buy

JFR-Nuveen Float — Int/Div — Sold

Morgan Stanley Emerging (EDD) — Int/Div

Oppenheimer Dev (ODVYX) — Int/Div

Oppenheimer Int'l (OIGYX) — Int/Div

Powershares Preferred Portfolio (PGX) — Int/Div

Proctor & Gamble (PG) — Int/Div — Sold

Roval Dutch Shell RDSB — Int/Div — Buy

Roval Dutch Shell RDSB — Buy (add'l)

Roval Dutch Shell RDSB — Buy (add'l)

Roval Dutch Shell RDSA — Int/Div — Buy

Roval Dutch Shell RDSA — Buy (add'l)

Roval Dutch Shell RDSA — Buy (add'l)

Whirlpool WHR — Int/Div — Buy

Edward Jones IRA #1

AT&T — Int/Div

Cash Account — Interest

Conoco Phillips — Int/Div

Johnson & Johnson — Int/Div

Tiffany & Co. — Int/Div

VanGuard GNMA Inv. Share — Int/Div

Edward Jones Single One

Cash Account — Interest

American Funds TAIAX — Int/Div

Goldman Sachs CD — Interest

Lincoln Life Ins. — Int/Div

Prudential Prem. Ret. Contract Annuity — Int/Div

Raleigh Durham Airport Bond — Interest

Edward Jones Single Two

Amazon (AMZN) — Int/Div — Buy

AT&T(T) — Int/Div — Buy

DollarGen (DG) — Int/Div — Buy

Dover Corp (DOV) — Int/Div — Buy

Emerson Elec (EMR) — Int/Div — Buy

Exxon Mobile (XOM) — Int/Div — Buy

John Hancock Bond Fund (JHBIX) — Int/Div

Johnson & Johnson (JNJ) — Int/Div — Buy

Lord Abbott Short Duration (LDLFX) — Int/Div — Buy

Microsoft (MSFT) — Int/Div

Praxair (PX) — Int/Div — Buy

Proctor & Gamble (PG) — Int/Div — Buy

Scana (SCG) — Int/Div — Buy

Scana (SCG) — Sold

Target (TGT) — Int/Div — Buy

United Tech (UTX) — Int/Div — Buy

Ventas (VTR) — Int/Div — Buy

Verizon (VZ) — Int/Div — Buy

Edward Jones Single Three

Cash Account — Interest

BellSouth Corp Bond — Int/Div

Dallas Co. Tex Hosp Bond — Int/Div

Dallas Tex Transit Bid American Bonds — Int/Div

GE Cap Bond — Int/Div

McDonald's Corp. Bond — Int/Div

Metro Transit Auth Rev Bond — Int/Div

Durham Arvin Partnership — None

FMI Corp. Stock — Distribution

Nationwide Whole Life Insurance — None

North State Bank Acct — Interest

Bank of America Bank Account — Interest

Equitable Life Insurance {cash value) — Int/Div

Alpine 4 Technologies Ltd — Int/Div

Board Member, Campbell University School of Law, Board of Visitors

Board Member, North Caroling Museum of History Associates

Reimbursement — Workshop and Retirement Seminar — HRA TIE TE

Reimbursement — Eastern Bankruptcy Institute — 12017 - 563.2017 — N. Myrtle Beach, SC — Eastern Bankruptcy Institute — Lodging

Reimbursement — Federal Judicial Center — 8/27/2017 - 83082017 — Washington, DC — FIC Faculty Development Seminar — Lodging, Meals, Travel

Reimbursement — National Conference of Bankruptcy Judges — 10/8/2017 - 100112017 — Las Vegas, NV — National Conference of Bankruptcy Judges — Lodgmg, Meals, Travel

Reimbursement — North Caroling Bar Association — 1212017- 12/2/2017 — Ashville. NC — Annual North Carolina Bar Bankruptcy Institute — Lodging, Mcals

Spouse's income — 2017 — FMI Corp W-2

Spouse's income — 2007 — FMI Corp 11208 K-1