Vincent Louis Briccetti

Rental property #1, South Salem, NY (1993, $62,458) — Rent

Chase Bank, various accounts — Interest

Fidelity Growth Company Fund — Int/Div — Sold (part)

Fidelity NY Muni MM Fund — Int/Div — Closed

Fidelity Treasury Fund — Int/Div — Open

iShares S&P National Municipal Bond — Int/Div — Sold

iShares MSC1 Emerging Mkts Minimum Volatility Index — Int/Div — Buy

iShares Trust Core MSCI Total Intl Stk — Int/Div — Buy

NMIS General NY MM Fund Class B — Interest

Nuveen New York Quality Municipal Income (Renamed) — Int/Div — Sold

Vanguard High Yield Tax Exempt Admiral — Int/Div — Buy

Vanguard NY LT Tax-Exempt Fund Investor — Int/Div

IRA #5 (Fidelity) (H)

Aberdeen Asia Pac Income — Int/Div — Sold (part)

Doubleline Total Return Bond — None — Sold

Fidelity Cash Reserves — Int/Div

Fidelity Floating Rate High Income — Int/Div — Sold (part)

iShares MSCI EAFE Small Cap Index — Int/Div

iShares S&P S00 Index — Int/Div — Buy (add'l)

iShares S&P S00 Index — Sold (part)

iShares S&P S00 Index — Sold (part)

iShares S&P S00 Index — Sold (part)

iShares S&P S00 Index — Sold (part)

Nuveen Build America — Int/Div

SPDR Barclays Capital Short Term High Yield Bond — Int/Div — Sold

Bank of America Corp Bond — Interest

Goldman Sachs Group Inc Medium Term Note — Interest

iShares iBoxx $ High Yield Corporate Bond — Int/Div — Sold (part)

iShares iBoxx $ High Yield Corporate Bond — Sold (part)

iShares iBoxx $ High Yield Corporate Bond — Sold (part)

iShares iBoxx $ High Yield Corporate Bond — Sold

Nuveen Credit Strategies Income Fund — Int/Div — Sold (part)

Nuveen Credit Strategies Income Fund — Sold (part)

PIMCO Income Inst! — Int/Div — Buy

Vanguard Emerging Markets — Int/Div

Vanguard Short Term Corporate Bond — Int/Div — Buy

Fidelity Short Term Bond — Int/Div — Buy

Fidelity Short Term Bond — Buy (add'l)

Pavden Global Low Duration — Int/Div — Buy

Pavden Global Low Duration — Buy (add'l)

Powershares Build America Bond — Int/Div — Buy

IRA #6 (Fidelity) (H)

Fidelity Cash Reserves — Int/Div

Nuveen Build Amer Bd Fd — Int/Div — Sold

Payden High Income — Int/Div

Angel Oak Mulustrat Income Inst! — Int/Div

Fidelity Short Term Bond — Int/Div — Buy

Vanguard GNMA Admiral — Int/Div — Buy

40K) 22(H)

Vanguard 500 Index — Int/Div — Buy (add'l)

Vanguard 500 Index — Buy (add'l)

Vanguard 500 Index — Sold (part)

Vanguard Small Capitalization Stock — Int/Div — Buy (add'l)

Vanguard Total Bond Market Index Inv — Int/Div — Sold (part)

Vanguard Total Bond Market Index Inv — Sold (part)

Vanguard Total Bond Market Index Inv — Sold (part)

Vanguard Total Bond Market Index Inv — Buy (add'l)

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Paid Up Life Insurance Policy #1 — Int/Div

Northwestern Paid Up Life Insurance Policy Fy — Int/Div

Trust #2 (H)

Edward Jones Tax Free MM — Int/Div — Sold

Director, Fordham Law Alumni Association

Trustee, Trust #2 (Liguidated und closed May 2016)

Liability — Dovenmuehle Mortgage Inc — Mortgage partially on rental property (Paid off October 2016)

Spouse's income — 2016 — Greenwich Anesthesiology Associates, P.C. - Salary

Part VII

Fidelity converted all assets in the Fidelity NY Muni MM Fund (line 4} to the Fidelity Treasury Fund (line 5) on 2/11/16

Nuveen New York Dividend Advantage Municipal Fund which appeared on line 12 of last years report was renamed on 12/28/16. Tt appears on line 10 of this

years report as Nuveen New York Quality Municipal Income

Northwestern Variable Life Policy #1 and Northwestern Variable Life Policy #2 which appeared on lines 73-88 of last years report were converted to

Northwestern Paid Up Life Insurance Policy #1 (line 59) an Northwestern Paid Up Life Insurance Policy #2 (line 60) in September 2015

Discretion over the investment options in the policies was Jost when the policies were converted, (Updated note 8/17/17-- the Paid Up Life Insurance Policies are

whole life policies without investment options)

The assets in Trust #2 were liquidated on 4/12/16 and the trust was closed in May 2016