Douglas N. Frazier

Brokerage Account

Mainstay ICAP Select Equity "A" — Int/Div

Mainstay MAP Equity "A" — Int/Div

Mainstay US Small Cap "A" — Int/Div

SEP IRA

N.Y. Life Essential Variable Annuity — Transactions

Simple IRA

Mainstay Balanced INV" — Int/Div — Transactions

Mamstay High Yield Corp. Bond "INV" — Int/Div — Transactions

Mainstay ICAP Select Equity "INV" — Int/Div — Transactions

Mainstay MAP Equity "INV" — Int/Div — Transactions

Mainstay US Small Cap "INV" — Transactions

Spouse's income — 2015 — Self Emploved Psychologist - salary

Lines 2 & 4 above have monthly purchases of $100 and line 3 above has a monthly purchase of $200.

Lines 2,3, 4, 11,12, 13, and 14 in column 2 are dividend and capital gains.

Line & columns | and 2 are not applicable.

Line 15 columns | and 2 are not applicable.