Veronica L. Duffy

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 40

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 3

    income

  • 1

    spouse income

Named parties

  • Private Mediation
  • Private Medion
  • self-employed attorney

As filed

Wells Fargo (IRA 21) money market — Int/Div

Wells Fargo (IRA £2) money market — Int/Div

Brokerage Acct--#1

Azure Dynamics Corp — None

Coca-Cola Company — Int/Div

Wells Fargo & Co New — Int/Div

Famkhlin Income Fund Class A — Int/Div

Growth FD America Inc. SHS Class B — Int/Div

Brokerage Acct--#2

Azure Dynamics Comp — None

Coca-Cola Company — Int/Div

Wells Fargo & Co. New — Int/Div

Franklin Income Fund Class A — Int/Div

Growth FD America Inc. SHS Class B — Int/Div

Brokerage Acct--#3

Wells Fargo Advisors [ka A. G. Edwards, Inc. (same account — Int/Div

Azure Dynamics Corp — None

Walt Disney Company — Int/Div

General Electric Company — Int/Div

Franklin Income Fund Class A — Int/Div

American Funds: Investment Co. of America Class A — Int/Div

Brokerage Acct--#4

Azure Dynamics Corp. — None

Franklin Income Fund Class A — Int/Div

American Funds: Investment Co. of America Class B — Int/Div

Brokerage Acct--#5

Euro-Pacific Growth Fund-A — Int/Div

Pension/Brokerage Acct--#6 1st Premier Bank

Goldman Financial Sq. Govt Fund — Int/Div

General Motors Co. — None

General Electric Co — Int/Div

Pension/Brokerage Acct--#7 1st Premier Bank

Goldman Fmancial Sq. Govt Fund £ — Int/Div

Great Plains Financial Corp — None

Fortress Investment Group — Int/Div

Blackrock, Inc — Int/Div

Silver Standard Resources — None

CEL SCICORP NEW — None

General Motors Co — None

General Electric Co — Int/Div

Agreement — 2012 — Bangs McCullen Pension Plan--parties are myself and Bangs McCullen law firm-<terms: self-directed pension fund

Income — 08/21/2012 — Private Mediation — S1A87.60

Income — 06/07/2012 — Private Mediation — $1,346.20

Income — 22 — Private Medion — S9s4.(0

Spouse's income — 2012 — self-employed attorney

Part [l--Agreements

| was previously an employee and partner in the Bangs McCullen Law Firm, during which time | became vested in the pension plan maintained by that law firm,

My contributions to the Bangs McCullen pension plan are still in that plan. The investment of my own contributions to this fund are entirely sclf-directed by me.

1 cannot add to my pension account with Bangs McCullen. The investments 1 hold in the Bangs McCullen pension plan ure disclosed im Part VIL

As a part-time magistrate judge, | am allowed to conduct private mediations. Last year | conducted five suchs mediations. The parties to those mediations paid me

a fee for my time as well state sales taxes on that fee,

In section VII of the report, last year I identified one investment in Brokerage Account #3 as "A.G. Edwards & Sons, Inc." Wells Fargo Advisors took over the

former AG. Edwards, so now that investment is labeled "Wells Fargo Advisors." No new investment was purchased and none was sold from Account #3. This is

the same cash account as before, just the name of the brokerage has changed because of the take-over,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Veronica L. Duffy | Frix