Sarah S. Vance

IRRA #2, Rollover Merrill Lynch (H):

Bank of America, NA Rasp / Cash (name change) — Int/Div — Buy

Bank of America, NA Rasp / Cash (name change) — Sold (part)

iShares MSC EAFE Index (EFA) — Int/Div — Buy (add'l)

iShares MSC EAFE Index (EFA) — Buy (add'l)

iShares iBoxx $ Invt Grade Corp BD Fund (LOD) — Int/Div — Buy (add'l)

iShares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Sold (part)

iShares Barclays 3-7 YEAR TRSY BD FD {ED — Int/Div — Buy (add'l)

iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Int/Div — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Buy (add'l)

Vanguard Small CAP Growth ETF (VBK) — Int/Div — Buy (add'l)

Vanguard Small CAP Growth ETF (VBK) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Sold (part)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vaneck Vectors EMRG MKTS Local Currenty Debt ETF (EMLC) (exchange) — Int/Div — Buy (add'l)

Powershares Global Exchange Traded FD TR (PCY) — Int/Div — Buy (add'l)

Powershares Preferred Portfolio (PGX) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yiel (HYG) — Int/Div — Buy (add'l)

iShares INC CORE MSCH(IEMG) — Int/Div — Buy (add'l)

iShares INC CORE MSCH(IEMG) — Buy (add'l)

"nM.

IRA #3, Memill Lynch New Orleans (H):

Mem Lynch Retirement Reserves / Cash — Int/Div

Bank of America, NA Rasp / Cash (name change) — Int/Div — Buy

Bank of America, NA Rasp / Cash (name change) — Sold (part)

iShares MSC1 EAFE Index fund (EFA) — Int/Div — Buy (add'l)

iShares MSC1 EAFE Index fund (EFA) — Buy (add'l)

iShares iBoxx $ INVT Grade Corp BD Fund (LQD) — Int/Div — Buy (add'l)

ishares Barclays TIPS BO Protected SECS FD(TIM — Int/Div — Buy (add'l)

ishares Barclays TIPS BO Protected SECS FD(TIM — Sold (part)

ishares Barclays TIPS BO Protected SECS FD(TIM — Buy (add'l)

iShares Barclays 3-7 YEA TRSY BD FD {IED — Int/Div — Buy (add'l)

iShares Barclays 3-7 YEA TRSY BD FD {IED — Buy (add'l)

iShares Barclays MBS BON Fund (MBB) — Int/Div — Buy (add'l)

iShares Barclays MBS BON Fund (MBB) — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Int/Div — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Buy (add'l)

Vanguard Small Cap Value ETF (VBR) — Buy (add'l)

Vanguard Small Cap Growth ETF (VBK) — Int/Div — Buy (add'l)

Vanguard Small Cap Growth ETF (VBK) — Buy (add'l)

Vanguard Small Cap Growth ETF (VBK) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)

Vanguard Value ETF (VTV) — Sold (part)

S10. — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy (add'l)

Vanguard Intermediate Term Bond ETF (BIV) — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Buy (add'l)

Vaneck Vectors JP (EMLC) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yiel (HYG) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yiel (HYG) — Buy (add'l)

Powershares Global Exchange Traded FD TRI(PCY) — Int/Div — Buy (add'l)

Powershares Preferred Portfolio (PGX) — Int/Div — Buy (add'l)

iShares INC CORE MSCI (IEMG) — Int/Div — Buy (add'l)

iShares INC CORE MSCI (IEMG) — Buy (add'l)

Profit Sharing Retirement Plan - Fidelity Invest, Account (H)

Ret Gov't (Money Market Fund) — Int/Div — Sold (part)

Ret Gov't (Money Market Fund) — Buy (add'l)

Ret Gov't (Money Market Fund) — Sold (part)

Ret Gov't (Money Market Fund) — Buy (add'l)

Ret Gov't (Money Market Fund) — Sold (part)

Fidelity Growth Company K (FGCKX) — Int/Div — Buy (add'l)

Fidelity Growth Company K (FGCKX) — Sold (part)

Fidelity Growth Company K (FGCKX) — Buy (add'l)

Harbor Int] Inst (HAINX) — Int/Div — Buy (add'l)

Harbor Int] Inst (HAINX) — Sold

Fidelity US Bond Index Fund (FXSTX) (name change) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FXSTX) (name change) — Sold

Fidelity US Bond Index Fund (FXSTX) (name change) — Buy

Goldman Sachs Small Cap Value Class A (GSSMX) — Int/Div — Buy (add'l)

Goldman Sachs Small Cap Value Class A (GSSMX) — Sold

Lazard Emerging Mkts Institutional (LZEMX) — Int/Div — Buy (add'l)

Lazard Emerging Mkts Institutional (LZEMX) — Sold

Fidelity Cash Reserves (FDRXX) — Int/Div

Gabelli Equity Income CL A (GCAEX) — Int/Div — Buy (add'l)

Gabelli Equity Income CL A (GCAEX) — Sold

Pimco Income Fund CL DTY (PONDX) — Int/Div — Buy (add'l)

Pimco Income Fund CL DTY (PONDX) — Buy (add'l)

Vanguard Inflation PROT ADM (VAIPX) — Int/Div — Buy (add'l)

Vanguard Inflation PROT ADM (VAIPX) — Sold

Conestoga Small Cap 1S (CCALX) — Int/Div — Buy

Goldman Sachs Small Value Int (GSSIX) — Int/Div — Buy

Fidelity Emerging Markets (FKEMX — Int/Div — Buy

Invesco Diversified Income Fund (DDFIX)y — Int/Div — Buy

Oakmark Int Investor CL (OAKIX) — Int/Div — Buy

PIMCO Mortgage Opportunities CL (PMZIX) — Int/Div — Buy

Cash Management Account, Merrill Lynch (Hy

Memll Lynch Cash Equivalent Account — Interest

Blackrock Global Allocation FD INC € (MCLOX) — Int/Div — Sold

iShares MSC Eafe (EFA) — Int/Div — Buy

iShares iBoxxS (LQD) — Int/Div — Buy

iShares Tips (TIP) — Int/Div — Buy

iShares Tips (TIP) — Sold (part)

iShares 3-7 Year (IED) — Int/Div — Buy

iShares MBS ETF (MBB) — Int/Div — Buy

iShares iBoxx$ High Yiel (HYG) — Int/Div — Buy

iShares iBoxx$ High Yiel (HYG) — Buy (add'l)

iShares Inc Core MSC IEMG) — Int/Div — Buy

iShares Inc Core MSC IEMG) — Buy (add'l)

Powershares EM Sovereign (PCY) — Int/Div — Buy

Powershares Preferred (PGX) — Int/Div — Buy

Powershares Preferred (PGX) — Buy (add'l)

Vaneck Vectors J.P. (EMLC) — Int/Div — Buy

Vaneck Vectors J.P. (EMLC) — Buy (add'l)

Vanguard Small Cap Value (VBR) — Int/Div — Buy

Vanguard Small Cap Value (VBR) — Buy (add'l)

Vanguard Small Cap (VBK) — Int/Div — Buy

Vanguard Value ETF (VTV) — Int/Div — Buy

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Intermediate (BIV) — Int/Div — Buy

Vanguard Intermediate (BIV) — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy

Vanguard Short Term Bond (BSV) — Buy (add'l)

Trust, Memill Lynch (H):

Merrill Lynch Cash Equivalent Account — Interest — Sold

Columbia Large Cap Growth Fund 111 Class A (NFEAX) — Int/Div — Sold (part)

Columbia Large Cap Growth Fund 111 Class A (NFEAX) — Sold

Lord Abbett Developing Growth Fund CL A — Int/Div — Sold

Putham Intemational Equity Fund CL A — Int/Div — Sold (part)

Putham Intemational Equity Fund CL A — Sold

Davis NY Venture FD A — Int/Div — Sold (part)

Davis NY Venture FD A — Sold

Checking and Money Market Accounts, J.P Morgan — Interest

Judicial & Justice Federal Credit Union — Interest

Memill Lynch: (H):

iShares INC Core MSC Emerging MKTS ETF (IEMG) — Int/Div — Buy (add'l)

iShares INC Core MSC Emerging MKTS ETF (IEMG) — Buy (add'l)

Vanguard Small Cap Growth ETF (VBK) — Int/Div — Buy (add'l)

Vanguard Small Cap Growth ETF (VBK) — Buy (add'l)

Vanguard Value ETr (VTV) — Int/Div — Sold (part)

Vanguard Value ETr (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div — Buy (add'l)

Vanguard Short Term Bond (BSV) — Int/Div — Buy (add'l)

Vaneck Vectors JP (EMLC) — Int/Div — Buy (add'l)

Powershares Global Exchange Traded FD TRI(PCY) — Int/Div — Buy (add'l)

Powershares Preferred Portfolio (PGX) — Int/Div — Buy (add'l)

Vanguard Small Cap value ETF (VBR) — Int/Div — Buy (add'l)

Vanguard Small Cap value ETF (VBR) — Buy (add'l)

Emerging Global Shares Dow Jones (ECON) — Int/Div — Sold

iShares MSCI EAFE (EFA) — Int/Div — Buy (add'l)

iShares MSCI EAFE (EFA) — Buy (add'l)

iShares iBoxx $ IVT Grade CORP BD (LOD) — Int/Div — Buy (add'l)

iShares iBoxx $ High Yiel (HYG) — Int/Div — Buy (add'l)

iShares TIPS Bond ETF (TIP) — Int/Div — Sold (part)

iShares 3-7 Year treasury Bond ETF (1E — Int/Div — Buy (add'l)

iShares MBS ETF (MBB) — Int/Div — Buy (add'l)

ML Bank Deposit Program — Int/Div

Past President / Board Member, New Orleans Chapter Federal Bar Association

Board Member, Tulane Admiralty Law Institute — National Advisory Board

Bowrd Member, Tulane Law School «« Dean's Advisory Board

Council Member, Amencan Law Institute

Reimbursement — American Law Institute — January 18-20, 2017 — Philadelphia, PA — Council Meeting — Travel, lodging, meals

Reimbursement — George Washington : University Law School — April 26-28, 2017 — Washington, DC — Roundtable on the MDL Panel — Travel, lodging, meals

Reimbursement — Amencan Law Institute — October 17-20, 2017 — New York, NY — Audit Committee and Council Meeting — Travel, lodging, meals

Spouse's income — 2017 — Jones Walker LLP « income from law practice

I. POSITIONS

2. Incorrectly listed in previous years as “Tulane Law Institute National Advisory Board."

VIL

INVESTMENTS and TRUSTS

2. Merrill Lynch USA Rasp name changed to Bank of America, NA Rasp.

30. Merrill Lynch USA Rasp name changed to Bank of America, NA Rasp.