Thomas M. Rose

Amcap Fund Inc. Class A Am Funds — Int/Div — Sold

Small Cap World Fund Class A Am Funds — Int/Div — Sold

Aim Mutual Fund Inc. Class A Am Funds — Int/Div — Sold

Capital World Bond Fund Class A Funds — Int/Div — Sold

Euro Pacific Growth B Fd. Class A Am Funds — Int/Div — Sold

Bank of Am Coop Preferred Stock — Int/Div

Citigroup Cap Trust Preferred Stock — Int/Div — Sold

LP. Morgan Chase Preferred Stock — Int/Div — Sold

Napoleon Ohio SD GO Bonds 12/1/14 — Int/Div

Nat City Cap Preferred Stock — Int/Div

Northridge Ohio SD (Mont Co) GO Bonds 12/1/16 — Int/Div

Sprint Nextel Common Stock — Int/Div

Wilmmgton Ohio Water Rev Bond 6/15/16 — Int/Div

SAmerican Muni Power Ohio Inc Revenue Bond 2/1/12 — Interest — Redeemed

sSBuckeye Ohio TOB Settlem BE Fing Auth Asset 6/1/12 — Interest — Redeemed

Celina Ohio G.O. Bond 12/1/20 — Interest

Centerville Ohio Hith Ca (Bethany Luthern) Vig Proj 11/1/14 — Interest

SCenterville Ohio Hlth Ca (Bethany Lutheran) Vig. Proj 11/17 — Interest

Clyde Green Springs School Dist Obligation Bond 12/1/15 — Int/Div

Field, OH Local Sch GO Bonds 12/1/18 — Int/Div

Franklin Co Health Care Fac Bond (Ohio Presh) 7/1726 — Int/Div

Hamilton Caty Ohio Hlth Care Fac Bonds 11/13 — Interest

SHamilton County Ohio Facs Rev Bonds Children's Hosp 5-13/14 — Interest

Sindependence Ohio LSD 12/1/16 — Interest

Mahoning County Ohio Gen Obligation Bonds12/1/21 — Interest

SMansfield (Richland Caty) Genl Oblig Bonds12/1/13 — Interest

Ohio St Water Dev. Bonds (First Eng) T33 — Int/Div

Sweney Cartwright Stock Cash Account — Interest

Wiggins & Rose Stables L.L.P — None — Closed

KSIJ Stables LLP — Distribution

Alerian MLP ETF — Interest

Thomburg LTD — Interest — Sold

Duke Energy — Int/Div — Sold

Johnson Control — Int/Div — Sold

Johnson Control — Int/Div — Sold

Dupont — Int/Div — Sold

Dupont — Int/Div — Sold

Caterpillar — Int/Div — Sold

Eaton — Int/Div — Buy

Coming — Int/Div

Ford — Int/Div

Microsoft — Int/Div

Conoco Phillips — Int/Div

Cleveland Ohio ARPT Sys Revenue 1/1/18 — Interest

Cleveland Ohio ARPT Sys Revenue 1/1/15 — Interest

Ohio State Wir Dev Auth Bond 6/1/33 — Interest

Hamiliton Cty, OH Swr Sys FAC Bonds 12117) — Interest

Ross County, OH Hosp Fac Rev. Bonds (Adena) — Interest — Buy

Cisco Systems Common Stock — Int/Div — Buy

S10. — Int/Div — Sold

Abbott Lab Common Stock — Int/Div — Buy

Abbott Lab Common Stock — Int/Div — Sold

Boeing Co. Common Stock — Int/Div — Buy

Boeing Co. Common Stock — Int/Div — Buy

Eaton Corp. Common Stock — Int/Div — Buy

GE Common Stock — Int/Div — Buy

Wevhaeuser Co. Common Stock — Int/Div — Buy

Wevhaeuser Co. Common Stock — Sold

Berkshire B Common Stock — Int/Div — Buy

Sun Trust Common Stock — Int/Div — Buy

Thomburg Value Fund Class A Re/Re/Re — Int/Div — Buy

Thomburg Invest. Income Class A — Int/Div — Buy

US. Bank Common Stock — Int/Div — Buy

US. Bank Common Stock — Int/Div — Sold

Phillips 66 Common Stock — Int/Div — Buy

Phillips 66 Common Stock — Int/Div — Sold

Sprint Nextel Corp — Int/Div — Buy

Ishares China Index — Int/Div — Buy

Ishares China Index — Int/Div — Buy

Johnson and Johnson — Int/Div — Buy

Caterpillar — Int/Div — Buy

Columbia Acorn International Fund — Int/Div — Buy

Credit Suisse Commodity Retum — Int/Div — Buy

Fidelity Advisor Mid Capp Il Fund — Int/Div — Buy

Fidelity Advisor New Insights Fund Class — Int/Div — Buy

Frunklin High Income Fund Class A — Int/Div — Buy

Harbor Bond Fund Institutional Class — Int/Div — Buy

Harbor Real Return Fund Institutional — Int/Div — Buy

The Oakmark International Fund — Int/Div — Buy

Perkins Mid Cap Value Fund — Int/Div — Buy

MFS Value Fund Class W — Int/Div — Buy

MFS International Growth Fund Class W — Int/Div — Buy

T Rowe Price Emerging Markets — Int/Div — Buy

T Rowe Price Real Estate — Int/Div — Buy

Scout International Fund — Int/Div — Buy

Templeton Global Bond Fund Class A — Int/Div — Buy

Northern Small Cap Value Fund — Int/Div — Buy

Pimco Income Fund Class A — Int/Div — Buy

Partner, KSJ Stables LLP

Agreement — 1976 — Public Emplovees Retirement System, no control, retirement

Agreement — 2005 — Northwestern Mutual Individual retirement account - self directed (rolled from Ohio Deferred Comp Fund)

Income — 2012 — Ohio Public Emplovee Retirement System (Retirement) — SRO. 306.64