James R. Sacca

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Mutual Variable Life Policy — Int/Div

MSA Select Bond — None

MSA Money Market — None

MSA Index 500 Stock — None

MSA Mid Cap Growth Stock — None

MSA High Yield Bond — None

MSA Growth Stock — None

MSA Small Cap Growth Stock — None

MSA Small Cap Value — None

MSA Index 400 Stock — None

MSA International Growth — None

MSA Domestic Equity — None

MSA International Equity — None

MSA Asset Allocation — None

Russell Real Estate Securities — None

IRA #1

American Century Diversified Bond Fund (ADFIX) — Int/Div

American Funds Europacific Growth Fund (AFPFX) — Int/Div — Sold (part)

American Funds Fundamental Investors {FINFX) — Int/Div — Sold (part)

American Funds High Income TrustFund (AFFIX) — Int/Div

Invesco Intemational Growth Fund (ANIYX) — Int/Div

Fidelity Advisor Newinsights Fund (FINSX) — Int/Div — Sold (part)

Fidelity Advisor Leveraged Company Stock Fund (FLVIX) — Int/Div — Sold (part)

Fidelity Advisor Small Cap Value Fund {FCVIX) — Int/Div — Sold (part)

Lazard Emerging Market Portfolio Fund — None — Sold

MFS International Value Fund (MINIX) — Int/Div

PIMCO Real Return Fund (PRLPX) — Int/Div

PIMCO Absolute Return Class A (PSPTX) — Int/Div

Metropolitan West Total Return Bond Fund IMWTIX) — Int/Div

Russell Global Real Estate Securities Fund (RRESX) — Int/Div

Templeton Global Bond Fund (TGBIX) — Int/Div — Sold

Vanguard 500 Index Fund (VIFIX) — Int/Div

Vanguard Health Care EFT (VHT) — Int/Div

Select Sector SPDR Consumer Staples XLm — Int/Div — Buy

Select Specctor Inter Energy (XLE) — Int/Div — Buy

New World Fund (NFFFX) — Int/Div — Buy

John Hancock Disc Mid Cap Fund UVMIX) — Int/Div — Buy

Deutsche Enhanced Commodity (SKIRX) — Int/Div

AB Global Bond Fund — Int/Div — Buy

Fidelity Adv Biotech (FBTIX) — None

PIMCO Income Fund (PONPX) — Int/Div

PIMCO International Stock Fund (PSKIX) — None

Dreyfus Insured Deposit Program money market account — Interest

Brokerage Account

American Funds Europacific Growth Fund (AFPFX) — Int/Div

The Growth Fund of America (GFFFX) — Distribution — Sold (part)

MFS Value Fund (MENIX) — Int/Div — Sold (part)

PIMCO Real Return Fund (PRLPX) — Int/Div

Russell Global Real Estate Securities Fund (RRESX) — Distribution — Sold

Sterling Cap f/k/a Stratton Small Cap Value Fund (STSCX) — Distribution

American Century Tax Free Bond Fund ({TEAFX) — istnibution

Vanguard Mid-Cap Stock Index Fund (VIMAX) — Int/Div

Vanguard Index Trust Total Stock Market Portfolio Fund (VITSMX) — Int/Div — Sold (part)

John Hancock Disciplined Value Mid Cap Fund JVMIX) — Int/Div — Buy (add'l)

AB Global Bond Fund (ANAYX) — Int/Div

AB Global Bond Fund (ANAYX) — Sold (part)

Putnam Conv Securities Fund (PCGY X) — Int/Div

Vanguard Healthcare Fund (VHT) — Int/Div — Buy (add'l)

New World Fund (NFFFX) — Int/Div

Deutsche Enhanced Comm Strategy Fund (SKIRX) — Int/Div

Select Sector Energy (XLE) — Int/Div — Buy

Select Sector Energy (XLE) — Buy (add'l)

Select Sector Consumer Staples (XLP) — Int/Div — Buy

Cohen & Steers Realty Income Fund (CSDIX) — None — Buy

First Eagle Oveseas (SGOIX) — Int/Div

Metropolitan West Total Return Bond IMWTIX) — Int/Div

Fidelity Adv Biotech (FBTIX) — None

Drevius General Money Market Fund — Interest

SunTrust Bank deposit accounts — Interest

Virginia 529 Plan-American Funds

Ameican High Income Fund (CITAX) — Int/Div — Sold (part)

American Mutual Fund (CMLAX) — Int/Div — Sold (part)

Capital Income Builder (CIRAX) — Int/Div — Sold (part)

The Income Fund of America (CIMAX) — Int/Div — Sold (part)

US Gov't Securities Fund (CGTAX) — Int/Div — Sold (part)

2021 Fund — Int/Div — Sold (part)

2024 Fund — Int/Div

Great American Life Insurance Annuity (fixed) — Distribution

Reimbursement — Bankruptcy Section CLE Seminar — JK wiih ih 4 2016 — is an gsiibedilin th hes a

Part VII, Lines 2-16. Amendments to these lines were requrested. | have added the proper codes in Columns B (blank) and C (none). The policy itself pays an

annual dividend to me, which | have reported in Line 2. 1 have confirmed with my financial advisor that 1 receive no income from the individual holdings in the

policy, but that the income I receive, through a dvidend, is paid by Northwestern on the entire policy, the amount of which is based on several factors, | receive no

reporting of any income or dividends paid on the individual holdings, only on the asset value of cach individual holding.

Part VIL, Line 17. 1 have removed the aggregate information of my IRA und have now only reported the performance and value of cach indivdual holding as

requested.

Part VIL, Line 26, has been amended to add “none” in Column B(2)

Part VII, Line 49, has been amended to add proper codes in Column C

Part VII, Lines 71-78, have been amended to clarify what assets are in that plan

Part VII, Line 79, has been amedned to show the annuity is a fixed annuity.