Paul L. Friedman

STOCK WARRANTS (HD)

Schwab US Dividend Fund — Int/Div — Buy

BROKERAGE ACCOUNT (H)

Gabelli Small Cap Fund — Int/Div

Gabelli Asset Fund — Int/Div

Harbor Intemational — Int/Div

iShares Cohen & Steers Realty Majors Index Fund — Int/Div

iShares Russell 1000 Growth Index Fund — Int/Div

iShares Russell 2000 Growth Index Fund — Int/Div

iShares Russell 2000 Value Index Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Vanguard Limited Term Tax Exempt Fund — Int/Div — Buy

Vanguard Limited Term Tax Exempt Fund — Buy (add'l)

Vanguard Limited Term Tax Exempt Fund — Sold

Vanguard Long Term Tax Exempt Fund — Int/Div — Buy

IRA ACCOUNT #1 (MH)

T. Rowe Price Equity Income Fund — None — Sold (part)

T. Rowe Price Equity Income Fund — Sold

Lonleaf Partners Small Cap Fund — Int/Div

PIMCo Real Return Fund — Int/Div

Schwab Money Market Fund — Interest

Morgan Stanley US RE Fund — Int/Div — Sold (part)

Morgan Stanley US RE Fund — Sold (part)

American Funds EuroPacific Growth Fund — Int/Div

T. Rowe Price Mid Cap Growth Fund — Int/Div — Sold (part)

Dodge & Cox Stock Fund — Int/Div

First Eagle Global Fund — Int/Div — Sold (part)

Loomis Savles Investment Gr Bond Fund — Int/Div — Buy (add'l)

Loomis Savles Investment Gr Bond Fund — Sold (part)

Loomis Savles Investment Gr Bond Fund — Buy (add'l)

Schwab US Dividend Fund — Buy (add'l)

Loomis Savles Investment Gr Bond Fund — Sold (part)

Royee Special Equity Fund — Int/Div

T. Rowe Price Capital Appreciation Fund — Int/Div — Sold (part)

Vanguard PRIMECAP Core Fund — Int/Div — Sold (part)

Vanguard Small Cap Growth Index Fund — Int/Div

Lazard Emerging Markets Fund — Int/Div — Sold

PRIMECAP Odyssey Stock Fund — Int/Div — Sold (part)

PRIMECAP Odyssey Stock Fund — Sold (part)

T. Rowe Price Growth Stock Fund — Int/Div — Sold (part)

SPDR S&P Dividend Fund — Int/Div — Sold (part)

SPDR S&P Dividend Fund — Sold (part)

Dodge & Cox Income Fund — Int/Div — Buy (add'l)

Dodge & Cox Income Fund — Buy (add'l)

Loomis Sayles Bond Fund — Int/Div — Buy (add'l)

Loomis Sayles Bond Fund — Sold (part)

Loomis Sayles Bond Fund — Sold

Goldman Sachs Bank CD — Interest

Discover Bank CD — Interest

GE Capital Bank CD — Interest — Matured

Templeton Global Bond Fund — Int/Div — Sold

Goldman Sachs Bank CD — Interest

Gabelli Small Cap Growth Fund — Int/Div — Buy (add'l)

Vanguard Corporate Bond Fund — Int/Div — Buy (add'l)

Vanguard Corporate Bond Fund — Sold (part)

Vanguard Corporate Bond Fund — Sold (part)

Vanguard Dividend Appreciation Fund — Int/Div — Sold (part)

American Express CD — Interest

Goldman Sachs Bank CD — Interest — Buy

Synchrony Bank CD — Interest — Buy

JP Morgan Equity Income Fund — Int/Div — Buy

JP Morgan Equity Income Fund — Buy (add'l)

Schwab US Dividend Fund — Int/Div — Buy

Schwab US Dividend Fund — Buy (add'l)

Schwab US Dividend Fund — Buy (add'l)

iShares Core US Aggregate Bond Fund — Int/Div — Buy

iShares Core US Aggregate Bond Fund — Buy (add'l)

iShares Core US Aggregate Bond Fund — Buy (add'l)

American Funds New World Fund — Int/Div — Buy

IRA ACCOUNT #2 (H)

Schwab Money Market Fund — Interest

T. Rowe Price Mid Cap Growth Fund — Int/Div

Loomis Sayles Investment Grade Bond Fund — Int/Div — Sold

T. Rowe Price Growth Stock Fund — Int/Div — Sold (part)

American Funds EuroPacific Growth Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

Royee Special Equity Fund — Sold

American Funds New World Fund — Int/Div

First Eagle Global Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div — Sold (part)

SPDR S&P Dividend Fund — Sold (part)

Dodge & Cox Income Fund — Int/Div — Buy (add'l)

Dodge & Cox Income Fund — Sold (part)

Loomis Sayles Bond Fund — Int/Div — Sold (part)

Templeton Global Bond Fund — Int/Div — Sold

Goldman Sachs Bank CD — Interest

Vanguard Small Cap Fund — Int/Div

Vanguard Corporate Bond Fund — Int/Div — Buy (add'l)

Vanguard Corporate Bond Fund — Buy (add'l)

Discover Bank CD — Interest

Goldman Sachs Bank CD — Interest

Vanguard Dividend Appreciation Fund — None — Sold

Synchrony Bank CD — Interest

PRIMECAP Odyssey Stock Fund — Int/Div — Buy

iShares Core US Aggregate Bond Fund — Int/Div — Buy

MONEY MARKET ACCOUNTS (H)

T. Rowe Price Tax Exempt Fd — Interest

Schwab US Treasury Money Fd — Interest

BROKERAGE ACCOUNT: Tax Exempt (Hy

District of Columbia — Interest — Buy

District of Columbia — Interest — Buy

District of Columbia — Interest — Buy

Scios Nova Ince — None

LIFE INSURANCE (H)

Security Mutual Life Ins, Co. of NY Universal Life Policy — Int/Div

Mass Muwual Life Ins Co — Int/Div

Member, Secretary of the American Law Institute & member of its Council (the governing body of the Institute) & the Executive Committee since 1998

Gift — National Symphony Orchestra Ball — $800.00

Gift — Washington Ballet Annual Ball — $500.00

Gift — Hotel & related expenses in connection with her wedding — $375.00

Liability — Charles Schwab & Co., Inc — Margin Loan on assets held in Brokerage Account

Reimbursement — Amencan Law Institute — 01/14-01/16/2015 — Philadelphia, PA — Meeting of ALI Council — Transportation, hotel, meals

Reimbursement — American Law Institute — 10/14- 10/16/2015 — Philadelphia, PA — Meeting of ALI Council — Transportation, hotel, meals

Income — 2015 — I Retirement Income Pension Plan Administered by State Street Retiree Service - Pension Plan — $22.509.00

Spouse's income — 2015 — I I - Retirement Plan Distribution

Part VII, Line 104: Scios Nova Inc stock warrants. Four Contingent Payment Rights issued to former limisted partners of Nova Technology Limited Partnership

in 1993

Part VII, Line 106: Security Mutual Life Ins. Co. Of NY, Universal Life Policy. No underlying investment options,

Part VII, Line 107: Mass Mutual Life Ins Co. Group Flexible Premium Adjustable Life Insurance Policy. No underlying investment options.