John M. Rogers

USAA Aggressive Growth Fund (IRA) — Int/Div

TIAA retirement account — Interest

CREF retirement account — None

US Savings Bonds Series EE — Interest

ING Fidelity VIP MidCap Portfolio SRV — None

Morgan Stanley Smith Bamey bank deposit account — Interest

USAA Subscriber's Savings Account — istrnibution

Central Bank Checking Account — Interest

First Federal Bank CD £1 pm — Interest

First Federal Bank CD £2 pm — Interest

ING VP Intermediate Bond Port - — None

ING VP Strategic Alloc Growth Port-1 — None

Amencan Balanced Fund R- 3 (ING fam) — None

ING Van Kempen Comstock Port « Init — None

Growth Fund of America R-3 (ING fam) — None

EuroPacific Growth Fund R-3 — None

First Federal Bank CD #3 (61) — Interest

First Federal Bank CD #4 pm — Interest

Wanger USA Mut Fd — None

Neuberger Berman Genesis Fd NBGEX — Int/Div

Blackrock Eg Div Fd cl A MDDVX — Int/Div

Touchstone Sands Cap Sel (PTSGX) — Int/Div — Buy

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

PIMCO Commodity Real Return Strat Fd D PCRDX — Int/Div

Nuveen Tradewinds Intl Val. Fd cl A NAIGX — Int/Div

PIMCO Total Return Fd ¢l. D PTIDX — Int/Div

PIMCO Foreign Bond Fd cl A PFLAX — Int/Div

TCW Sm Cap Growth Fd cl N TGSNX — None

Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div

Fidelity Adv'r New Insights Fd. cl. A FNIAX — None — Sold

Goldman Sachs Tr Bric Fd cl. A GBRAX — Int/Div

Western Asset Money Mkt Fd. cl. A — Int/Div

PIMCO Real Return Fd D PRRDX — Int/Div

First Federal Bank CD #5 mm — Interest — Buy

First Federal Bank Money Market Acct mm — Interest — Buy

First Federal Bank Money Market Acct mm — Sold (part)

First Federal Bank CD £6 pm — Interest — Buy

First Federal Bank CD £6 pm — Sold

USAA Precious Metals Fund (USAGX) — Int/Div — Buy

USAA World Growth Fund (USAWX) — Int/Div — Buy

USAA Intemational Fund (USIFX) — Int/Div — Buy

USAA Soi & Tec Fund (LUSSCX) — None — Buy

Living Trust #1 (x) (beneficial interest) — Distribution

US Govt Secs Svgs Fd (UGSXX) — Sold (part)

US Govt Secs Svgs Fd (UGSXX) — Sold

US Govt Secs Svgs Fd (UGSXX) — Buy

US Govt Secs Svgs Fd (UGSXX) — Buy (add'l)

US Govt Secs Svgs Fd (UGSXX) — Buy (add'l)

US Govt Secs Svgs Fd (UGSXX) — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Buy (add'l)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Buy (add'l)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Buy (add'l)

US Treas Secs Cash Fd (USTXX) — Buy (add'l)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Buy (add'l)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold (part)

US Treas Secs Cash Fd (USTXX) — Sold

PNC bk checking acct (formerly RBC Centura)

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 07/31/01 — Publishing agreement with Aspen Publishers and two co-authors for an administrative law casebook with 15% royalty for the authors,

Reimbursement — Michigan State Bar — May 15,2012 — Plymouth, M1 — Pane! Talk — Travel, meal

Income — 2012 — Aspen Publishing Co., Book Royalties — SLI39.0

Spouse's income — 2012 — World Trade Center Kentucky

Spouse's income — 2012 — Chinese Cultural & Education Center of Lexington

Note to Part VIL Janus Perkins Sm Cap Val Fd c. T JSCVX was not owned during 2012. No. 22 on my 2011 FDR should have shown no gross value at the end

of 2011 for that fund: and should have shown a sale on 12/23/11, value code J, gain code A.