Jeffrey Steven White

ISHARES MSCI Eafe Index Fund — Int/Div

ISHARES DJ US Basic Materials — Int/Div — Sold

ISHARES US Consumer Noncyclic — Int/Div — Sold (part)

ISHARES US Consumer Noncyclic — Sold (part)

ISHARES US Consumer Cyclic — Int/Div — Sold (part)

ISHARES US Consumer Cyclic — Sold (part)

ISHARES DJ US Energy Sector — Int/Div

ISHARES DJ US Financial Sector — Int/Div — Sold

ISHARES DJ US Healthcare Sector — Int/Div — Sold (part)

ISHARES DJ US Healthcare Sector — Sold (part)

ISHARES DJ US Telecommunications — Int/Div — Sold

ISHARES DJ US Utilities Sector — Int/Div — Sold

Consumer Discrectionary Sector SPDR — Int/Div — Sold (part)

Consumer Discrectionary Sector SPDR — Sold (part)

Consumer Discrectionary Sector SPDR — Sold (part)

Consumer Staples Select Sector SPDR Trust — Int/Div — Sold (part)

Consumer Staples Select Sector SPDR Trust — Sold (part)

Consumer Staples Select Sector SPDR Trust — Sold (part)

Financial Select Sector SPDR — Int/Div — Sold (part)

Health Care Select Sector SPDR — Int/Div — Sold (part)

Health Care Select Sector SPDR — Sold (part)

Health Care Select Sector SPDR — Sold (part)

Industrial Select Sector SPDR — Int/Div — Sold (part)

Industrial Select Sector SPDR — Sold (part)

Legg Mason Clearbridge Diversified Large Cap Growth Fund — Int/Div — Sold

Oppenheimer Intl Divenisfied Fund Class A — Int/Div — Sold

Oppenheimer Main Street Oppo. Fund Class A — Int/Div — Sold

Oppenheimer Main Street Small Cap Fund Class A — Int/Div — Sold

Oppenheimer Equity Fund Class A — Int/Div — Sold

SPDR Homebuilders ETF — Int/Div

iShares Dow Jones U.S. Real Estate Index — Int/Div — Sold

Guggenheim BRIC ETF — Int/Div — Sold

Provident Credit Union — Interest

Orrick Investments 2000 LLC — Int/Div

Pollock Montgomery Washington Tower Investors 11 Partnership — Int/Div

Lincoln Financial Annuity - Lincoln VIP Moderate Profile — None — Closed

Lincoln Financial Annuity - Lincoln Choice Plus — None — Closed

Nationwide Life Destination B (2.0) 2] — None — Open

Nationwide Life Destmation B (2.0) 22 — None — Open

Pollock 2007-2008 Independent Investors, LLC — hy

Pollock 2006 Properties Preference Return, ELC — Int/Div — Distnibuted

Schwab US Treasury Fund Sweep — Interest — Closed

California St CA GO 2% — Interest — Matured

Pebblebrook Hotel 8% Preferred — Int/Div

JPMorgan 7.9% Preferred — Int/Div

NuStar Logistics 7.625% Preferred Notes — Interest

Summit Hotel 9.25% Perf - inn+a — Int/Div

Zions BanCorp 6.3% Perf - zbtg — Int/Div — Sold

Pollock FRB. LLC — Int/Div

Alerian MLP ETF « amlp — Int/Div — Sold (part)

Alerian MLP ETF « amlp — Sold

Principal Fin 5.563% PFD - pfezp — Int/Div — Redeemed

Southern Calif Edison Co Pfd - scedn — Int/Div — Redeemed

IShares TR IBOXX USD Invt Grade Corp Bd - LOD — Int/Div — Sold

IShares TR MSCI EAFE ETF - EFA — Int/Div — Sold (part)

IShares TR MSCI EAFE ETF - EFA — Sold

IShares TR Core S&P Small Cap - UR — Int/Div — Sold

Rydex ETF TR Guggenhiem S&P- RSP — Int/Div — Sold (part)

Rydex ETF TR Guggenhiem S&P- RSP — Sold

Rydex ETF TR Guggenhiem S&P - RPG — Int/Div — Sold

Morgan Stanley Cash Account — Interest — Open

SPDR Euro Stoxx SOETF (FEZ) — Int/Div — Buy

SPDR Euro Stoxx SOETF (FEZ) — Buy (add'l)

SPDR Trust Series 1 (SPY) — Int/Div — Buy

SPDR Trust Series 1 (SPY) — Buy (add'l)

Doubleline Core Fixed Inc 1 {DBLFX) — Int/Div — Buy

Oppenheimer Developing Mkts Y {ODVYX) — Int/Div — Buy

Clearbridge Energy MLP FD Inc (CEM) — Int/Div — Buy

Clearbridge Energy MLP FD Inc (CEM) — Buy (add'l)

Clearbridge Energy MLP FD Inc (CEM) — Sold

Clearbridge Energy MLP OPP FD (EMO) — Int/Div — Buy

Clearbridge Energy MLP OPP FD (EMO) — Buy (add'l)

Clearbridge Energy MLP OPP FD (EMO) — Sold

Sellers Ave Invesors LLC — Int/Div — Buy

TTLC RIA 2 LLC — Int/Div — Buy

TTLC Talavera, LLC — Int — Buy

Citigroup IRA # 1 (see note 1)

MFS Total Return Fund A — Sold

Legg Mason ClearBridge Fdmtl All CP Value Fund C1A (Y)

General Elec Cap Corp Medium Term 2.95% Bond — Sold

Wells Fargo & Co New Medium Term 2.1% Bond (Y)

Citibank Bank Deposit Program — Closed

Goldman Sachs Group Inc Medium Term NTS 3.7% — Redeemed

First TR Exchange Traded FD Dow Jones Yh

Ishares TR Russell Mid-Cap ETF (Y)

Select Sector SPDR TR Financial — with line 99)

Vanguard World FDS Vanguard Consumer yy

Ishares TR S&P Small-Cap 600 Growth y)

Ishares TR US Aerospace (ITA) (Y)

Rydex ETF TR Guggenheim (RPV) (Y)

Rydex ETF TR Guggenheim (RPG) (Y)

Morgan Stanley IRA # 1 (formerly listed Charles Schwab IRA Rollover) — Int/Div

Bank Deposit Program — Open

Fmancial Select Sector SPDR

Industrial Select Sect SPDR

ISHARES FTSE/Xmua China 25

ISHARES - MSC Australia Index — Sold

ISHARES - MSC Canada Index — Sold

ISHARES - MSCI EAFE Index Fund

ISHARES - MSCI Emerging Markets Index

ISHARES - MSC Malaysia Index

ISHARES - S&P Europe 350 Index — Buy (add'l)

ISHARES - S&P Latin America 400 Index — Sold

ISHARES - Global Industrials — Sold

iShares MSCI Turkey Index — Sold

California St CA GO- Taxable 3.95% — Redeemed

California St CA GO- Taxable 6.2%

Energy Select Sector SPDR

Metlife Inc 5% Bond — Redeemed

Petrobras Int Fin Co 3.875% Bond — Sold

Piney Bowes Inc 5% Bond — Matured

Schwab US Treasury Fund Sweep — Closed

Aegon NV 4.625% Bond — Redeemed

American Intl Group 5.05% Bond — Sold

Best Buy Co 3.75% Bond — Sold

Computer Sciences Corp 6.5% Bond

Deutsche Bank 8.05% Preferred Stock

Hewlett Packard 3% Bond — Redeemed

Limited Brands Inc 6.9% Bond

Manulife Financial Corp 3.4% Bond — Sold

Morgan Stanley 4% Bond — Sold

Parmaceutical HOLDRs Trust Common Stock

Prudential Financial Inc 6.2% Bond — Matured

RR. Domnelley 5.5% Bond — Matured

Xerox Corporation 4.25% Bond — Matured

Zions Bancorp 4.5% Bond

Calif State CA Go 5.95%

Citigroup 7.125% Preferred

Hewlett-Packard Co 2.65% Bond — Redeemed

EcoStar Dish Corp 7.75% Bond — Matured

Macso Corp 4.8% Bond — Redeemed

Southwest Airlines Co 5.75% Bond — Sold

Merrill Lynch & Co (BAC) 6.05% Bond

Whirpool Corp 7.75% Bond

Bank of America Corp 5.42% Bond

Time Warner Inc 5.85% Bond

JP Morgan Chase & Co 2% Bond

Tesoro Corp 4.25% Bond — Sold

Cleveland Electric 7.880% Bond

Newell Rubbermaid Inc 2.050% Bond

Nasdaq Omx Group 5.25% Bond

AT & T Inc 5.5% Bond

Ford Motor Credit 5% Bond

Owens-1lnois Inc 7.8% Bond

Bank of Amenca Corp 5.49% Bond

Alcoa Inc 5.550% due 2/25/17 — Sold

Arcelor Mittal 5.25% due 2/25/17

Chesapeake Energy Corp - 7.250% due 12/15/18

Diamond Offshore Drill 5.875% due $/1/19

Dun & Bradstreet Corp 3.250% due 12/1/17

General Motors 4.75% due 8/15/14

Goldman Sachs Group Inc 6.150% Due 4/1/18

Ingersoll-Rand Co 6.875% due 8/15/18

PowerShares QQQ NASDAQ 100 Trust

Qwest (Centurylink) 6.5% due 6/1/17

Starwood Hotes & Resort 6.750% Due </15/18

Sunstone Hotel 8.00% Prep 4/2016 — Sold

Toll Brothers 4% due 12/31/18

Lege Mason ClearBridge Fdmtl All CP Value Fund C1 A

Wells Fargo & Co New Medium Term 2.1% Bond

First TR Exchange Traded FD Dow Jones

Ishares TR Russell Mid-Cap ETF

Vanguard World FDS Vanguard Consumer

Ishares TR S&P Small-Cap 600 Growth

Ishares TR US Aerospace (ITA)

Rydex ETF TR Guggenheim (RPV)

Rydex ETF TR Guggenheim (RPG)

Actavis Funding SCS 2.35% — Buy

Amgen Inc 4.5% — Buy

Blackrock Global Allocation — Buy

Cit Group Inc 5% — Buy

Clearbridge Energy MLP FD Inc — Buy

Clearbridge Energy MLP FD Inc — Buy (add'l)

Clearbridge Energy MLP FD Inc — Buy (add'l)

Clearbridge Energy MLP FD Inc — Buy (add'l)

Clearbridge Energy MLP FD Inc — Buy (add'l)

Clearbridge Energy MLP FD Inc — Buy

Clearbrdige Energy MLP OPP FD — Buy

Clearbrdige Energy MLP OPP FD — Buy (add'l)

Clearbrdige Energy MLP OPP FD — Buy (add'l)

Clearbrdige Energy MLP OPP FD — Buy (add'l)

Clearbrdige Energy MLP OPP FD — Buy (add'l)

Clearbrdige Energy MLP OPP FD — Buy (add'l)

Cons Discret Sel Sect Spdr Fd — Buy

Directv Holdings LLC/Direct TV — Buy

Goldman Sachs MLP Energy — Buy

Goldman Sachs MLP Energy — Buy (add'l)

Goldman Sachs MLP Energy — Buy (add'l)

Goldman Sachs MLP Energy — Buy (add'l)

Goldman Sachs MLP Energy — Buy (add'l)

Goldman Sachs MLP Energy — Buy (add'l)

Healthcare Sel Sec Spdr FD — Buy

Invesco Floating Rate Y — Buy

shares Russell 2000 ETF — Buy

National City Corp Sub Note 6.875% — Buy

Principal Preferred Sec Inst — Buy

Principal Preferred Sec Inst — Buy (add'l)

SPDR Trust Series — Buy

SPDR Trust Series — Buy (add'l)

SPDR Trust Series — Buy (add'l)

SPDR Trust Series — Buy (add'l)

SPDR Trust Series — Buy (add'l)

SPDR Trust Series — Buy (add'l)

Technology Sel Sec SPDR FD — Buy

Van Eck Emerging Markets A — Buy

Yum! Brands Inc — Buy

Morgan Stanely IRA # 2 (formerly listed as Citigroup IRA #2) — Int/Div

MFS Total Return Fund A

Lege Mason ClearBridge Fdmtl AL CP Value Fund C1 A

Citibank Bank Deposit Program — Closed

Alcoa Inc NT 6.75% 7/18/18

Bank Deposit Program — Open

Morgan Stanley IRA # 3 Fomerly Schwab IRA Account — Int/Div

Guggenheim BRIC ETF — Sold (part)

Powershares QQQ Nasdaq 100 — Sold (part)

iShares S&P SO0/Barr Growth — Sold (part)

iShares S&P Global 100 — Sold (part)

Schwab US Treasury Fund - Sweep — Closed

Bank Deposit Program — Open

1) Part VII, pages 8 and 9, lines 81 and 97. The assets were transferred to Morgan Stanley during the year from Citi and Charles Schwab. The IRA accounts

(Citigroup IRA #1 and Charles Schwab IRA rollover) were consolidated into one IRA account that is reported as Morgan Stanley [RA #1,