Roberto Antonio Lange

2011Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 73

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Eastman Lange LLC

As filed

Eastman Lange LLC — None

New York Life universal policy from 1992 — None

New York Life umversal policy from 1995 — None

First Bank & Trust account — Interest

Memill Lynch IRA brokerage account

Alliance NF) Dividend (ADJPX) — Int/Div — Sold (part)

eed ADJPX continued) — Sold (part)

Amencan Century (ACITX) — Int/Div — Sold

BlackRock Eq Div (MADVX) — Int/Div — Buy

MADVX continued) — Sold (part)

Lohen & Steers (IRFIX) — Int/Div — Buy

IRFIX continued) — Buy (add'l)

eo IRFIX continued) — Sold (part)

Columbia Value (UMBIX) — Int./y — Buy (add'l)

ee UMBIX continued) — Buy (add'l)

wee UMBIX continued) — Sold

CR Suisse Comm (CRSAX) — Int/Div — Buy

o(CRSAX contmued) — Buy (add'l)

eo CRSAX continued) — Sold (part)

Delaware Corporate {DGCIX) — Int/Div — Sold

Dreyfus Appreciation (DGZGX) — Int/Div — Sold (part)

eee DGZGX continued) — Sold (part)

Eagle Small (HSI1X) — None — Buy

eee HSIIX continued) — Sold (part)

Harbor International (HAINX) — Int/Div — Sold (part)

weed HAINX continued) — Sold (part)

wee HAINX continued) — Sold (part)

Hartford Captial (ITHIX) — None — Sold (part)

cee ITHIX continued) — Sold

IVY Global (IGNIX) — None — Sold

Lazard Emerging (LZEMX) — Int/Div — Sold (part)

co LXEMX continued) — Buy (add'l)

Mainstay Lg Cap (MLAIX) — Int/Div — Buy

eee MLAIX continued) — Buy (add'l)

ceo MLAIX continued) — Buy (add'l)

MLAIX continued) — Sold (part)

MFS Bond (MRBIX) — None — Buy

eo MRBIX continued) — Sold (part)

ceo MRBIX continued) — Buy (add'l)

Oppenheimer Gold (OPGSX) — None — Sold (part)

o{OPGSX continued) — Sold

Pennsylvania Mutual (PENNX) — None — Sold

PIMCO Emerging (PELPX) — Int/Div — Buy (add'l)

eo PELPX continued) — Buy (add'l)

eo PELPX continued) — Sold

Pioneer Strategic {(STRYX) — Int/Div — Buy (add'l)

STRYX continued) — Buy (add'l)

STRYX continued) — Sold

TCW Total Return (TGIMX) — Int/Div — Buy (add'l)

eo TGLMX continued) — Buy (add'l)

Dreyfus Emer Mkt (DDBIX) — Int/Div — Buy

Neuberger High Income (NHILX) — Int/Div — Buy

First Eagle Gold (FEGIX) — Int/Div — Buy

Oppenheimer Rising Div (OYRDX) — Int/Div — Buy

eof ORYDX continued) — Buy (add'l)

Legg Mason High Inc (LMHIX) — Int/Div — Buy

Memill Lynch IRA lower risk acct

Pimco Total Retum (PT1TAX)(Y) — Int/Div

Merrill Lynch tax free bond acct

BlackRock Mum Enhanced (MEN) — Int/Div — Buy

Eaton Vance Natl Muni (EOT) — Int/Div — Buy

Invesco Van Kampen Muni (VKI) — Int/Div — Buy

Nuveen Prem Inc Muni (NP) — Int/Div — Buy

Nuveen Prem Inc Mum 2 (NPM) — Int/Div — Buy

Nuveen Div Adv Muni (NAD) — Int/Div — Buy

Nuveen Ins Div Adv Muni (NVG) — Int/Div — Buy

Nuveen Ins Prem Inc 2 (NPX) — Int/Div — Buy

NPX continued) — Sold

Mermill Lynch account — Interest — Open

Pimeo 529 Plans (no control) (Y)

NextGen College Investing Plan Maine (no control) (Y) — Int/Div

NextGen College Investing Plan Maine (no control) (Y) — Int/Div

NextGen College Investing Plan Maine (no control) (Y) — Int/Div

Member, Eastman Lange LLC

Line items § through 56 of Part Vil are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA™). That IRA account was opened in late

2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans

Hurwitz & Smith LLP ("DEHS").

Line items 57 and 58 of Part VII are part of a Merrill Lynch IRA account and the funds originated from the 401(k) from Judge Lange's previous employment with

DEHS, On Novemberl6, 2010, Judge Lange chose to move certain funds from the IRA covered in lines 5 through 56 into a more conservative fund. When Judge

Lange completed the disclosure for 2010 in May of 2011, he mistakenly believed that this transaction had occurred carly in calendar year 2011, but the transaction

in fact occurred in November of 2010.

Line items 59 through 68 of Part VII are part of a Memill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds from the sale in

2011 of his interest in

in Lincoln County, South Dakota.

. Disclosure of the 529

Line items 70 through 73 of Part VII disclose the 529 college savings plans in existence since 2004 for the benefit

Plans was overlooked in last year's disclosure for Judge Lange.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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