Roberto Antonio Lange
2011Annual
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Pull out the substance of this filing.
What was filed
73
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Eastman Lange LLC
As filed
Eastman Lange LLC — None
New York Life universal policy from 1992 — None
New York Life umversal policy from 1995 — None
First Bank & Trust account — Interest
Memill Lynch IRA brokerage account
Alliance NF) Dividend (ADJPX) — Int/Div — Sold (part)
eed ADJPX continued) — Sold (part)
Amencan Century (ACITX) — Int/Div — Sold
BlackRock Eq Div (MADVX) — Int/Div — Buy
MADVX continued) — Sold (part)
Lohen & Steers (IRFIX) — Int/Div — Buy
IRFIX continued) — Buy (add'l)
eo IRFIX continued) — Sold (part)
Columbia Value (UMBIX) — Int./y — Buy (add'l)
ee UMBIX continued) — Buy (add'l)
wee UMBIX continued) — Sold
CR Suisse Comm (CRSAX) — Int/Div — Buy
o(CRSAX contmued) — Buy (add'l)
eo CRSAX continued) — Sold (part)
Delaware Corporate {DGCIX) — Int/Div — Sold
Dreyfus Appreciation (DGZGX) — Int/Div — Sold (part)
eee DGZGX continued) — Sold (part)
Eagle Small (HSI1X) — None — Buy
eee HSIIX continued) — Sold (part)
Harbor International (HAINX) — Int/Div — Sold (part)
weed HAINX continued) — Sold (part)
wee HAINX continued) — Sold (part)
Hartford Captial (ITHIX) — None — Sold (part)
cee ITHIX continued) — Sold
IVY Global (IGNIX) — None — Sold
Lazard Emerging (LZEMX) — Int/Div — Sold (part)
co LXEMX continued) — Buy (add'l)
Mainstay Lg Cap (MLAIX) — Int/Div — Buy
eee MLAIX continued) — Buy (add'l)
ceo MLAIX continued) — Buy (add'l)
MLAIX continued) — Sold (part)
MFS Bond (MRBIX) — None — Buy
eo MRBIX continued) — Sold (part)
ceo MRBIX continued) — Buy (add'l)
Oppenheimer Gold (OPGSX) — None — Sold (part)
o{OPGSX continued) — Sold
Pennsylvania Mutual (PENNX) — None — Sold
PIMCO Emerging (PELPX) — Int/Div — Buy (add'l)
eo PELPX continued) — Buy (add'l)
eo PELPX continued) — Sold
Pioneer Strategic {(STRYX) — Int/Div — Buy (add'l)
STRYX continued) — Buy (add'l)
STRYX continued) — Sold
TCW Total Return (TGIMX) — Int/Div — Buy (add'l)
eo TGLMX continued) — Buy (add'l)
Dreyfus Emer Mkt (DDBIX) — Int/Div — Buy
Neuberger High Income (NHILX) — Int/Div — Buy
First Eagle Gold (FEGIX) — Int/Div — Buy
Oppenheimer Rising Div (OYRDX) — Int/Div — Buy
eof ORYDX continued) — Buy (add'l)
Legg Mason High Inc (LMHIX) — Int/Div — Buy
Memill Lynch IRA lower risk acct
Pimco Total Retum (PT1TAX)(Y) — Int/Div
Merrill Lynch tax free bond acct
BlackRock Mum Enhanced (MEN) — Int/Div — Buy
Eaton Vance Natl Muni (EOT) — Int/Div — Buy
Invesco Van Kampen Muni (VKI) — Int/Div — Buy
Nuveen Prem Inc Muni (NP) — Int/Div — Buy
Nuveen Prem Inc Mum 2 (NPM) — Int/Div — Buy
Nuveen Div Adv Muni (NAD) — Int/Div — Buy
Nuveen Ins Div Adv Muni (NVG) — Int/Div — Buy
Nuveen Ins Prem Inc 2 (NPX) — Int/Div — Buy
NPX continued) — Sold
Mermill Lynch account — Interest — Open
Pimeo 529 Plans (no control) (Y)
NextGen College Investing Plan Maine (no control) (Y) — Int/Div
NextGen College Investing Plan Maine (no control) (Y) — Int/Div
NextGen College Investing Plan Maine (no control) (Y) — Int/Div
Member, Eastman Lange LLC
Line items § through 56 of Part Vil are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA™). That IRA account was opened in late
2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans
Hurwitz & Smith LLP ("DEHS").
Line items 57 and 58 of Part VII are part of a Merrill Lynch IRA account and the funds originated from the 401(k) from Judge Lange's previous employment with
DEHS, On Novemberl6, 2010, Judge Lange chose to move certain funds from the IRA covered in lines 5 through 56 into a more conservative fund. When Judge
Lange completed the disclosure for 2010 in May of 2011, he mistakenly believed that this transaction had occurred carly in calendar year 2011, but the transaction
in fact occurred in November of 2010.
Line items 59 through 68 of Part VII are part of a Memill Lynch tax free bond portfolio that Judge Lange opened on July 25, 2011, with proceeds from the sale in
2011 of his interest in
in Lincoln County, South Dakota.
. Disclosure of the 529
Line items 70 through 73 of Part VII disclose the 529 college savings plans in existence since 2004 for the benefit
Plans was overlooked in last year's disclosure for Judge Lange.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.