Valerie Elaine Caproni

BROKERAGE ACCOUNT #1

APPLE INC. COMMON STOCK — Int/Div

CISCO SYSTEMS INC. COMMON STOCK — Int/Div

WALT DISNEY CO, COMMON STOCK — Int/Div

EXPRESS SCRIPTS HOLDING CO COMMON STOCK — None

FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

GAP INC. COMMON STOCK — Int/Div

INTEL CORP. COMMON STOCK — Int/Div

KEYCORP INC. COMMON STOCK — Int/Div

MERCK & CO. COMMON STOCK — Int/Div

PFIZER COMMON STOCK — Int/Div

SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div

VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND (X) — Int/Div

VANGUARD SHORT TERM INVESTMENT GRADE FUND (X) — Int/Div

GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB BANK DEPOSIT ACCOUNT — Interest

BROKERAGE ACCOUNT #2

NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)

BROKERAGE ACCOUNT #3

BLACKROCK GLOBAL SMALL-CAP FUND INSTITUTIONAL SHARES (X) — Int/Div

VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES (X) — Int/Div

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND (XX) — Int/Div — Buy

BROKERAGE BANK SWEEP ACCOUNT IX) — Int/Div

BROKERAGE ACCOUNT 24

BROKERAGE BANK SWEEP ACCOUNT — hy

AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div

AMERICAN FUNDS GLOBAL BALANCED — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE — Int/Div

AMERICAN FUNDS SMALL-CAP WORLD — Int/Div

ARBITRAGE FUND (ARBNX) — Int/Div

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div

BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div

CALAMOS EVOLVING WORLD GROWTH FUND — Int/Div

CALAMOS MARKET NEUTRAL INCOME FUND — Int/Div

FPA CRESCENT FUND — Int/Div

GABELLI SMALL-CAP GROWTH FUND — Int/Div

GATEWAY FUND — Int/Div

HEARTLAND VALLE PLUS FUND — Int/Div

JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div

JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div

JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

MAINSTAY MARKETFIELD FUND — None

OPPENHEIMER GLOBAL VALUE FUND — None

PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div

PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div

PRUDENTIAL ABSOLUTE RETURN BOND Z — Int/Div

PRUDENTIAL GLOBAL REAL ESTATE — Int/Div

PRUDENTIAL JENNISON NATURAL RESOURCES FUND (X) — None

PRUDENTIAL SHORT DURATION HIGH-YIELD INCOME FUND (XO) — Int/Div

SCHRODER EMERGING MARKET EQUITY FUND — Int/Div

SCHRODER INTERNATIONAL MULTI.CAP VALUE FUND — Int/Div

TEMPLETON GLOBAL TOTAL RETURN ADVANTAGE — Int/Div

VAN ECK GLOBAL HARD ASSETS FUND (X) — None — Buy

VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div

BROKERAGE ACCOUNT #5 (CLOSED)

BROKERAGE ACCOUNT BANK SWEEP ACCOUNT (X) — Closed

IPMORGAN CHASE CASH ACCOUNTS — Interest

CITIBANK CASH ACCOUNTS (X) — Interest

RENTAL PROPERTY #1 WASHINGTON. DC(Y)

RENTAL PROPERTY #2, NEW YORK. NY (Y)

US SAVINGS BONDS — None

NORTHROP GRUMMAN US FIXED INCOME FUND

NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND

NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND

NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — None

MEMBER OF BOARD OF VISITORS, UNIVERSITY OF GEORGIA, SCHOOL OF PUBLIC AND INTERNATIONAL AFFAIRS. ATHENS. GA.

Reimbursement — DOMINICAN REPUBLIC — BAR CONFERENCE — TRANSPORTATION FOR ME AND A FAMILY MEMBER

PART I, LINE 2: ESTATE HAS NO REPORTABLE ASSETS. ESTATE HAS BEEN DISTRIBUTED TO BENEFICIARIES. TO THE EXTENT | WAS THE

BENEFICIARY, THE ASSET HAS BEEN REPORTED IN PART VIL

PART VII, LINES 80 AND 81: PREVIOUS REPORT REFLECTED RENTAL OF A RESIDENCE THAT 1 RENTED TO A THIRD PARTY PRIOR TO

PART VII, LINES 83-86: THIS ACCOUNT WAS PREVIOUSLY MISTAKENLY REPORTED AS CLOSED. WHEN A NEW THIRD PARTY

ADMINISTRATOR TOOK OVER RESPONSIBILITY FOR THE COMPANY'S 401{K) ACCOUNTS IT DISCOVERED THAT THERE WERE BALANCES

REMAIN;

. AS REFLECTED ON LINES 84-86. NO INCOME IS REPORTED BECAUSE THE NEW THIRD PARTY ADMINISTRATOR (FROM

WHOM I RECEIVED THE ONLY FINANCIAL STATEMENT AVAILABLE TO ME REGARDING THE ACCOUNT) HAS ONLY OPENING BALANCES.

THERE WERE PROBABLY SOME EARNINGS, BUT EXACT AMOUNT IS UNKNOWN, NOTE THAT THESE ARE PROPRIETARY FUNDS

ESTABLISHED AND MANAGED BY NORTHROP GRUMMN CORP, FOR THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES 401(K)}

PLANS, THE FUNDS ARE NOT PUBLICLY TRADED.

PART VIL LINE 75: PREVIOUSLY REPORTED IN ERROR AS WISDOM TREE EMERGING MARKETS EQUITY INCOME FUND.