James S. Gwin

IBM common stock (IBM) — Int/Div — Sold (part)

Galaxy mutual funds — Int/Div

Berkshire Hathaway common stock (BRKA — Int/Div

Vanguard Total Stock Market Index Fund, tax deferred — Int/Div — purch

Memill Lynch money market fund — Int/Div — Closed

T.Rowe Price Mid-Cap Mutual Fund (RPMGX) — Int/Div — Sold

tino — Int/Div

Fidelity Contra Fund, mutual fund (FCNTX) — Int/Div — Sold

LifePath 2035 — Int/Div — Buy

Davis New York Ventre Fund, mutual fund INYVTX) — Int/Div — Sold

Hemz. common stock (HNZ) — Int/Div — Sold

Cisco. common stock (CSCO) — Int/Div — Sold

Walt Disney Co., common stock (DIS) — Int/Div — Sold

Microsoft Corp., common stock (MSFT) — Int/Div — Sold

Schwab Money Market Fund — Int/Div

JPMorgan Chase & Co. (JPM) — Int/Div — Sold

Public Square Partners, LLC — Int/Div — Buy (add'l)

Ishares S&P Midcap 400 Growth Index Fund (UK) — Int/Div — Buy (add'l)

Ishares S&P Midcap 400 Growth Index Fund (UK) — Sold (part)

WisdomTree Emerging ETF Mkts Local Debt Fund (ELD) — Int/Div — Buy

Ishares Dow Jones US Telecommun Sector Index Fund (1YZ) — Int/Div — Sold (part)

Ishares Dow Jones US Telecommun Sector Index Fund (1YZ) — Sold (part)

Ishares Dow Jones US Telecommun Sector Index Fund (1YZ) — Sold (part)

Materials Select Sector SPDR Fund (XLB) — Int/Div — Sold

Energy Select Sector SPDR Fund (XLE) — Int/Div — Sold (part)

Energy Select Sector SPDR Fund (XLE) — Sold (part)

Energy Select Sector SPDR Fund (XLE) — Sold (part)

iShares Barclays Intermediate Credit Bond Fund (CU) — Int/Div — Buy (add'l)

iShares Barclays Intermediate Credit Bond Fund (CU) — Buy (add'l)

PowerShares DB Commodity Index Tracking Trust (DBC) — Int/Div — Buy (add'l)

PowerShares DB Commodity Index Tracking Trust (DBC) — Buy (add'l)

PowerShares DB Commodity Index Tracking Trust (DBC) — Sold (part)

iShares Dow Jones US Technology Sector Index Fund (1IYW) — Int/Div — Sold (part)

iShares Dow Jones US Technology Sector Index Fund (1IYW) — Buy (add'l)

iShares Dow Jones US Technology Sector Index Fund (1IYW) — Sold (part)

Consumer Discretionary Select Sector SPDR Fund (XLY) — Int/Div — Buy (add'l)

Consumer Discretionary Select Sector SPDR Fund (XLY) — Buy (add'l)

Consumer Discretionary Select Sector SPDR Fund (XLY) — Buy (add'l)

Rydex ETF Trust S&P Equal Weight Financials (RYF) — Int/Div — Sold (part)

Rydex ETF Trust S&P Equal Weight Financials (RYF) — Buy (add'l)

Rydex ETF Trust S&P Equal Weight Financials (RYF) — Sold (part)

Health Care Select Sector SPDR Fund (XLV) — Int/Div — Sold (part)

Health Care Select Sector SPDR Fund (XLV) — Sold (part)

Health Care Select Sector SPDR Fund (XLV) — Sold (part)

AQR Managed Futures Strategy Fund (AOMNX) — Int/Div — Buy

AQR Managed Futures Strategy Fund (AOMNX) — Buy (add'l)

AQR Managed Futures Strategy Fund (AOMNX) — Sold (part)

AQR Managed Futures Strategy Fund (AOMNX) — Buy (add'l)

Wasatch Long Short Fund (FMLSX) — Int/Div — Buy

S10. — Sold (part)

S10. — Sold (part)

iShares MSC Pacific ex-Japan Fund (EPP) — Int/Div — Buy

iShares MSC Pacific ex-Japan Fund (EPP) — Buy (add'l)

iShares MSC Pacific ex-Japan Fund (EPP) — Sold (part)

iShares MSCI United Kingdom Index Fund {EWL) — Int/Div — Buy

iShares MSCI United Kingdom Index Fund {EWL) — Buy (add'l)

iShares MSCI United Kingdom Index Fund {EWL) — Sold (part)

iShares S&P Smallcap 600 Growth Index Fund (UT) — Int/Div — Buy

iShares S&P Smallcap 600 Growth Index Fund (UT) — Sold (part)

iShares Barclays 3-7 Year Treasury Bond Fund (IED — Int/Div — Buy

iShares Barclays 3-7 Year Treasury Bond Fund (IED — Buy (add'l)

iShares Barclays 3-7 Year Treasury Bond Fund (IED — Buy (add'l)

IShares Cohen & Steer Realty Index Fund {ICF) — Int/Div — Buy

IShares Cohen & Steer Realty Index Fund {ICF) — Sold (part)

IShares Cohen & Steer Realty Index Fund {ICF) — Sold (part)

IShares Cohen & Steer Realty Index Fund {ICF) — Sold (part)

iShares Russell 2000 Value Index Fund (IWN) — Int/Div — Buy

iShares Russell 2000 Value Index Fund (IWN) — Sold (part)

Market Vectors Gold Miners Index ETF 1GDX) — Int/Div — Buy

PowerShares Fundamental High Yield Bond Portfolio (PHB) — Int/Div — Buy

PowerShares DB US Dollar Index Trust {(UDN) — Int/Div — Buy

PowerShares DB US Dollar Index Trust {(UDN) — Sold (part)

PowerShares DB US Dollar Index Trust {(UDN) — Buy (add'l)

PowerShares DB US Dollar Index Trust {(UDN) — Buy (add'l)

PowerShares Exchange Traded Funds, Emerging Mkis. (PIE) — Int/Div — Buy

PowerShares Exchange Traded Funds, Emerging Mkis. (PIE) — Buy (add'l)

PowerShares Exchange Traded Funds, Emerging Mkis. (PIE) — Sold (part)

Industrial Select Sector SPDR Fund (XL — Int/Div — Buy

Industrial Select Sector SPDR Fund (XL — Sold (part)

Industrial Select Sector SPDR Fund (XL — Buy (add'l)

Industrial Select Sector SPDR Fund (XL — Sold (part)

Consumer Staples Select Sector SPDR Fund (XLM — Int/Div — Buy

Consumer Staples Select Sector SPDR Fund (XLM — Sold (part)

Consumer Staples Select Sector SPDR Fund (XLM — Sold (part)

SPDR S&P MidCap 400 ETF (MDY) — Int/Div — Buy

SPDR S&P MidCap 400 ETF (MDY) — Sold (part)

Vanguard FTSE ETF Small Cap (VSS) — Int/Div — Buy

Vanguard FTSE ETF Small Cap (VSS) — Buy (add'l)

Vanguard Mortgage-Backed Securities ETF (VMBS) — Int/Div — Buy

Vanguard Mortgage-Backed Securities ETF (VMBS) — Buy (add'l)

Vanguard Mortgage-Backed Securities ETF (VMBS) — Buy (add'l)

Vanguard Mortgage-Backed Securities ETF (VMBS) — Buy (add'l)

Vanguard FTSE Emerging Markets ETF (VWO) — Int/Div — Buy

Vanguard FTSE Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard FTSE Emerging Markets ETF (VWO) — Sold (part)

Agreement — STATE OF OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM AND OHIO STATE TEACHERS RETIREMENT SYSTEM. RIGHT TO RETIREMENT BENEFITS

Spouse's income — salary, bonus, restricted stock

Regarding the mvestment in the Vanguard Fund, this investment is made through an employer 401 plan sponsored at

employer. The yearly stututory

maximum is met in the first quarter although we do not know the exact dates of purchase.

Regarding the Thrift Savings Plan Common Stock Index Fund, this investment is made through an employer 401 plan sponsored by the U.S, Courts. Maximum

allowable deductions and purchases are made each month.

Regarding Schwab Money Market Fund (Part VII, 24) this investment is a money market fund to which investments are made relatively frequently and infrequent

withdrawls occur, The account is used as a savings type account,