Frank S Maas

Abbott Laboratories Common — Int/Div

Abbvie Common — Int/Div

Amencan Electrical Power Common — Int/Div

Amgen Common — Int/Div

AT&T Common — Int/Div

Bank of New York Common — Int/Div

BP Amoco PLC ADRs — Int/Div

ChevronTexaco Common — Int/Div

Comcast Corp. Class A Common — Int/Div

Conoco Class B Common — Int/Div

Domimion Resources Common — Int/Div

DuPont Common — Int/Div

Exelon Common — Int/Div

Exxon Mobil Common — Int/Div

Fromtier Communications — Int/Div

General Electric Common — Int/Div

General Mills Common — Int/Div

Hospira Common — None — with lime 24)

Idearc Common — None

International Business Machines Common — Int/Div

JP Morgan/Chase Common — Int/Div

Montsanto Common — Int/Div

OGE Energy Corp Common — Int/Div

Phzer Common — Int/Div

Phillips 66 Common — Int/Div

Plains All American Pipelines LP Unit Lid PShip Interest — None

PP&L Resources Common — Int/Div

Talen Energy Corp Common — Int/Div — from line 27)

Tripointe Common — Int/Div — from line 33)

Verizon Communications Common — Int/Div

Vodaphone PLC New Group — Int/Div

Wells Fargo — Int/Div

Weyerhaeuser Common — Int/Div

Zoetus Common — Int/Div

Fidelity NY Muni Money Market Fund — Int/Div

Fidelity Tax-FreeMoney Market Fund — Int/Div

Alliance Municipal Income Fund--NY Portfolio, Class A — Int/Div

Alliance Bond Fund US Gov't Portfolio Class A — Int/Div

Franklin Insured NY Tax Free Income Fund — Int/Div

Franklin NY Tax Free Income Fund — Int/Div

Putnam Amer. Gov't Income Fund Class A — Int/Div

NY Insured Municipals Income Trust — Int/Div

Express Scripts Holding Co Common — Int/Div

Frontier Communications Common — Int/Div

GE Common — Int/Div

Merck Common — Int/Div

Phizer Common — Int/Div

Sensient Common — Int/Div

Cisco Common — None

Citigroup Common — None

JP Morgan/Chase Common — Int/Div

Travelers Common — Int/Div

Western Asset NY Municipal Fund Class A — Int/Div

FMOXX — Int/Div

FFNOX — Int/Div

FSMKX — Int/Div

CMCSA — Int/Div

FE — Int/Div

ALU — Int/Div

7 — Int/Div

VOD — Int/Div

VZ — Int/Div

Zoetis — Int/Div

New York City Deferred Compensation Plan 4s — Int/Div

Fidelity Value (IRA) — Int/Div

Oppenheimer Money Market Fund (IRA) — Int/Div

Oppenheimer Capital Appreciation Fund {IRAXF) — Int/Div

Citibunk Money Market Account (IRA) — Interest

Citibank Checking — None

Citibank Savings — Interest

FMAGX — Int/Div

FIGRX — Int/Div

FSLCX — Int/Div

FDCAX — Int/Div

FONTX — Int/Div

FMOCSX — Int/Div

FEQIX — Int/Div

FSICX — Int/Div

FDGFX — Int/Div

FDVLX — Int/Div

WEMMX — Int/Div

FDRXX — Interest

11AA-CREF Retirement Account — Int/Div

FNYXX()) — Int/Div

TD Bank Checking (F) — Interest

JP Morgan Chase Checking — Interest

JP Morgan Chase Checking (F) — Interest

Vice President

Member, Executive Committee, New York State Bar Association, Commercial and Federal Litigation Section

Reimbursement — E-Discovery Institute — 10/14-15 — New Orleans, Louisiana — Conference speaker — Food, Transportation and Lodging

Reimbursement — Conference on Preservation Excellence — 916-18 — Portland, Oregon — Conference speaker — Food, Transportation and Lodging

Reimbursement — WRC Sx I aE Sra TY Electronic Discovery for Government Agnecies — FAREED AP Ae aed oh digit] — i eT aN vin Sal rr Tr er ToS =

Reimbursement — Association Commercial & Federal Litigastion Section — re eT lr To — TE, Tl dr Ag TS A TE

Part VII:

Line 29: The spinoff of Tripointe from Weyerhaeuser occurred in 2014 and should have been reported on my last financial disclosure statement.

Line 56: FSMKX merged with FUSEX on January 22, 2010, and should have been reported as FUSEX on prior reports. The transaction had no financial

consequences. | will report it as FUSEX on future reports.

Line 87: The JP Morgan Chase checking account (F) has been closed. 1do not know the date the final check was written.