Geraldine Mund

Bank of America — Interest

Real Estate Investment in Israel (Kiryat Bialik, Israel) — Interest

State of Israel Bonds — Interest

Rental Property. Sherman Oaks, California — Reat

Vacant Land Kem County, California appraisal by State 2003 — None

WELLS FARGO ADVISORS (X)

Aegon NV — Int/Div

Madera County Partner Valley Children's Hospital Fund — Interest

US. Government Money Market (X) — Interest — with line 13)

Oroville, CA Redevelopment Board — Interest — Redeemed

Los Angeles CA UNI School District — Interest

San Francisco CA County Public Utils — Interest

Wells Fargo Sweep Account (X) — Interest — Open

Invesco Small Cap Growth — None — Buy

Invesco Small Cap Growth — Buy (add'l)

Invesco Small Cap Growth — Sold

Invesco Floating Rate Fund — Int/Div — Buy

Invesco Floating Rate Fund — Buy (add'l)

Invesco Floating Rate Fund — Buy (add'l)

Invesco High Yield Muni Fund — None — Buy

Invesco High Yield Muni Fund — Buy (add'l)

Invesco High Yield Muni Fund — Buy (add'l)

Deutsche Global/Int] Fund — None — Buy

AB Mun Income Fd, inc. High Income Mun — Int/Div — Buy

AB Mun Income Fd, inc. High Income Mun — Buy (add'l)

AB Mun Income Fd, inc. High Income Mun — Buy (add'l)

Baron Select Real Estate Fund — Int/Div — Buy

Dreyfus Premier Calif Amt-Free mun BDFD — None — Buy

Dreyfus Premier Calif Amt-Free mun BDFD — Buy (add'l)

Dreyfus Premier Calif Amt-Free mun BDFD — Buy (add'l)

Emerson Electric Co — None — Buy

Fidelity Advisor Technology — Int/Div — Buy

Fidelity Advisor Technology — Buy (add'l)

Fidelity Advisor Technology — Buy (add'l)

Fidelity Advisor Technology — Buy (add'l)

Financial Inv. Trust Emerald Bkg & Fin Fd — None — Buy

Financial Inv. Trust Emerald Bkg & Fin Fd — Buy (add'l)

Financial Inv. Trust Emerald Bkg & Fin Fd — Sold

Glaxosmithkline PLC-ADR — None — Buy

Hennessy Funds Tr Gas Utility Index Fund — Int/Div — Buy

Intemational Business Machine Corp — Int/Div — Buy

Intemational Business Machine Corp — Buy (add'l)

MFS Ser Tr X11 Diversified Income Fund — Int/Div — Buy

MFS Ser Tr X11 Diversified Income Fund — Buy (add'l)

Janus Global Life Sciences — None — Buy

Janus Global Life Sciences — Buy (add'l)

Janus Global Life Sciences — Buy (add'l)

Janus Global Life Sciences — Sold

Mamnstay Epoch Global Equity — Int/Div — Buy

S10. — Buy (add'l)

S10. — Sold

Lord Abbett Growth Leaders — Buy

Lord Abbett Growth Leaders — Buy (add'l)

Lord Abbett Growth Leaders — Buy (add'l)

Lord Abbett Growth Leaders — Sold

Principal Midcap Inst] — Buy

Principal Midcap Inst] — Buy (add'l)

Principal Midcap Inst] — Sold

Pimeco FDS Income Fund — Int/Div — Buy

Pimeco FDS Income Fund — Buy (add'l)

Pimeco FDS Income Fund — Buy (add'l)

Dreyfus Invt. Fds Standish Global Fixed Income — Int/Div — Buy

Proctor & Gamble — None — Buy

Prudential Invt Port Inc 17 Total Retum BD — Int/Div — Buy

Prudential Invt Port Inc 17 Total Retum BD — Buy (add'l)

Prudential World Fd Jennison Global Opptys Fund — None — Buy

Highland Global Acquisition — Int/Div — Buy

Highland Global Acquisition — Sold

Sunamerica Focused Dividend — Int/Div — Buy

Sunamerica Focused Dividend — Buy (add'l)

Sunamerica Focused Dividend — Sold

Qualcomm, Inc — Int/Div — Buy

Virtus Global Multi Sector Income — Int/Div — Buy

Virtus Global Multi Sector Income — Buy (add'l)

Part VII:

Line 6 « In March 2015, | changed financial advisors from Crowell Weedon to Wells Fargo Advisors. All of my assets held by Crowell Weedon were transferred

to the control of Wells Fargo Advisors,

Lines 9 and 13 - In the change to Wells Fargo Advisors, the funds in the U.S. Government Money Market sccount at Crowell Weedon were transferred to Wells

Fargo Advisors, which established and placed them in a sweep account.