Roberto Antonio Lange

2014Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 46

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Eastman Lange LLC

As filed

eo MRBIX continued) — Buy (add'l)

Eastman Lange LLC — None

New York Life universal policy from 1992 — Int/Div

New York Life umversal policy from 1995 — Int/Div

First Bank & Trust account — Interest

Memill Lynch IRA brokerage account

American Century (ACITX) — Int/Div — Sold

BlackRock Eq Div (MADVX) — Int/Div — Buy (add'l)

eee MADVX continued) — Buy (add'l)

wee MADVX continued) — Sold (part)

MADVX continued) — Buy (add'l)

Cohen & Steers Realty (CSRSX) — Int/Div — Sold

Dreyfus Appreciation (DGAGX) — Int/Div — Buy (add'l)

Lazard Emerging (LZEMX) — Int/Div — Sold (part)

eo LXEMX continued) — Sold (part)

LXEMX continued) — Buy (add'l)

Mamstay Lg Cap (MLAIX) — Int/Div — Sold (part)

MLAIX continued) — Sold (part)

eee MLAIX continued) — Buy (add'l)

MFS Bond (MRBIX) — Int/Div — Buy (add'l)

MRBIX continued) — Buy (add'l)

ee MRBIX continued) — Buy (add'l)

Neuberger High Inc (NHILX) — Int/Div — Sold (part)

NHILX continued) — Buy (add'l)

Oppenheimer Rising Div Y (OYRDX) — Int/Div — Sold (part)

OYRDX continued) — Buy (add'l)

OYRDX continued) — Sold (part)

OYRDX continued) — Buy (add'l)

Principal Preferred SEC (PPSPX) — Int/Div — Sold

TCW Total Return (TGLMX) — Int/Div — Buy (add'l)

wo TGLMX continued) — Buy (add'l)

MFS Emerging Markets (MEDIX) — Int/Div — Sold

Oakmark Intemat’] Fund (OAKIX) — Int/Div — Buy

OAKIX continued) — Buy (add'l)

wef OAKIX continued) — Buy (add'l)

John Hancock VF Class (JCVIX) — Int/Div — Buy (add'l)

eee JCVIX continued) — Buy (add'l)

Leg Mason ClearBridge Sm Cap (SBYPX) — Int/Div — Sold (part)

wee SBY PX continued) — Buy (add'l)

Victory Small Co Opp (VSOYX) — Int/Div — Buy

o(VSOYX continued) — Sold (part)

VSOYX continued) — Buy (add'l)

Pimco Total Return (P11PX) — Int/Div — Buy

wee PTTPX continued) — Buy (add'l)

Oppenheimer Senior Class C (OOSCX) — Int/Div — Buy (add'l)

Loomis Sayles Strategic (NECZX) — Int/Div — Buy

Member, Eastman Lange LLC

Line items § through 44 of Part VII are part of one Merrill Lynch account that is an Individual Retirement Account ("IRA"). That IRA account was opened in late

2009 and funded at the inception of 2010 with monies from liquidation of Judge Lange's 401(k) account from his previous employment with Davenport Evans

Hurwitz & Smith LLP ("DEHS"). An effort has been made to simplify investments in this account so as to simplify this annual disclosure. The investment listed

on line 32 had a small dividend in 2014 before it was sold in full.

Judge Lange previously disclosed the 529 college savings plans in existence since 2004 for the benefit of Judge Lange's JIN Judge Lange has no investment

control over his children’s 529 Plans. He serves as neither the custodian nor account owner. These were listed out of an abundance of caution and in favor of full

disclosure. On September 9, 2015, the Judicial Conference of the United States Committee on Financial Disclosure requested that the report be amended as the

disclosure left it unclear whether the 529 Plans are reportable. The 529 Plans accordingly are no longer being listed as they appear to be unnecessary to report

under the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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