Gene E.K. Pratter

Adams Harkness Small Growth - Retirement “ss — None

DFA US Small Cap Value - Retirement 45 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't Ultrashort - Retirement Ws — Int/Div — Buy (add'l)

First Eagle Overseas - Retirement #5 — Int/Div

Janus Fund - Retirement #5 — Int/Div

Janus Overseas - Retirement #5 — Int/Div

Schwab Money Market - Retirement #5 — Int/Div

Westcore MIDCO Growth - Retirement #5 — Int/Div

Janus Mid Cap Value - Retirement #5 — None — Sold

William Blair Int'l Small Growth Retirement #5 — Int/Div

Federated Gov't Lltrashort - Retirement £6 — Int/Div — Buy (add'l)

Baron Growth - Retirement 26 — Int/Div

First Eagle Overseas - Retirement #6 — Int/Div

Royce Opportunity Retirement 26 — Int/Div

Schwab Money Market - Retirement #6 — Int/Div

Thomburg Value - Retirement 26 — None — Sold

Janus Overseas - Retirement 46 — Int/Div

Janus Fund - Retirement #6 — Int/Div

Sound Shore - Retirement £6 — Int/Div

Third Avenue Int'l Value - Retirement £6 — Int/Div

Baron Growth - Retirement £7 — Int/Div

Brandywine - Retirement #7 — None — Sold

DFA US Micro Cap - Retirement #7 — Int/Div

DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Buy (add'l)

DFA International Small Value - Retirement 7 — Int/Div

DFA International Value - Retirement #7 — Int/Div

DFA One Year Fixed - Retirement #7 — Int/Div — Buy (add'l)

DFA US Small Cap Value - Retirement #7 — Int/Div

DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part)

DFA Real Estate Securities - Retirement #7 — None — Sold

Dodge & Cox Stock - Retirement #7 — Int/Div — Sold (part)

Federated Gov't Ultrashort - Retirement £7 — Int/Div — Buy (add'l)

First Eagle Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div — Buy (add'l)

Morgan Stanley International Equity Retirement #7 — Int/Div

Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Sold (part)

Royce Micro Cap - Retirement £7 — Int/Div

Royce Opportunity - Retirement #7 — Int/Div — Sold (part)

Schwab Monev Market - Retirement #7 — Int/Div

Westcore Intl Small Cap (former Wes Intl Fr) - Retirement #7 — Int/Div

Westcore Mid Cap Value - Retirement £7 — Int/Div — Sold (part)

Westcore MIDCO Growth - Retirement #7 — Int/Div — Sold (part)

William Blair International Growth Retirement #7 — Int/Div

Janus Fund - Retirement 27 — Int/Div — Sold (part)

Janus Overseas - Retirement £7 — Int/Div — Buy (add'l)

Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Buy (add'l)

Rovce Value Plus - Retirement 47 — Int/Div

Third Avenue Intemational Value Retirement #7 — Int/Div

Tumer Large Growth (formerly Turner Core Gr) Retirement #7 — None

William Blair Large Growth - Retirement #7 — Int/Div

Adams Harkness Small Growth - Retirement +7 — None — Sold (part)

William Blair Int'l Small Growth Retirement #7 — Int/Div

Metropolitan West Total Return Retirement #7 — Int/Div — Buy (add'l)

BlackRock Low Duration - Retirement #7 — Int/Div — Buy (add'l)

Thomburg Intemational Value - Retirement yl — Int/Div — Buy (add'l)

Ivy Mid Cap Growth - Retirement #7 — Int/Div — Buy

William Blair Mid Cap Growth - Retirement a7 — Int/Div — Buy

DFA Global Real Estate - Retirement #7 — Int/Div — Buy

Schwab Monev Market - Trust #1 — Int/Div

Dodge & Cox Stock - Trust #1 — Int/Div

Baron Growth - Trust #1 — Int/Div

Federated Short Term Muni - Trust #1 — Int/Div

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part)

Janus Fund - Trust #1 — Int/Div

Janus Overseas - Trust #1 — Int/Div

Morgan Stanley International Equity - Trust #1 — Int/Div

Morgan Stanley Emerging Markets - Trust #1 — Int/Div

Royce Opportunity = Trust #1 — Int/Div — Sold (part)

Tumer Large Growth (formerly Turner Core Gr) Trust #1 — None

Westcore Mid Cap Value - Trust #1 — Int/Div

Westcore MIDCO Growth - Trust #1 — Int/Div — Sold (part)

DFA Tax Managed Marketwide Value Trust #1 — Int/Div

DFA US Micro Cap - Trust #1 — Int/Div

Third Avenue International Value - Trust #1 — Int/Div

Westcore Intl Small Cap (formerly West Intl Fron) Trust #1 — Int/Div

DFA Intl Value - Trust #1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div

William Blair Mid Growth - Trust #1 — Int/Div

DFA Short Term Muni « Trust #1] — Int/Div

Metropolitan West Total Return - Trust #1 — Int/Div

Thomburg Intemational Value - Trust #1 — Int/Div

William Blair Small Cap Growth « Trust #1 — None — Sold (part)

DFA Global Real Estate - Trust #1 — Int/Div — Buy

Baron Growth - Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #1 — Int/Div

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div

DFA Tax Mgd International Value Brokerage #1 — Int/Div — Sold (part)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

Federated Short Term Muni - Brokerage #1 — None — Sold (part)

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — Int/Div — Sold (part)

Janus Overseas - Brokerage #1 — Int/Div

Janus Mid Cap Value - Brokerage #1 — None — Sold

Morgan Stanley International Equity Brokerage #1 — Int/Div — Sold (part)

Schwab Money Market - Brokerage #1 — Int/Div

Sound Shore - Brokerage #1 — Int/Div — Sold (part)

Sound Shore - Brokerage #1 — None — Sold (part)

Westcore MIDCO Growth - Brokerage #1 — Int/Div — Sold (part)

Westcore MIDCO Growth - Brokerage #1 — None — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Sold (part)

Royce Value Plus - Brokerage #1 — Int/Div — Sold (part)

Third Avenue International Value Brokerage #1 — Int/Div

Thomburg Int'l Valve - Brokerage #1 — Int/Div

William Blair Int'l Small Growth Brokerage #1 — Int/Div

William Blair Large Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Mid Cap Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Mid Cap Growth - Brokerage #1 — None — Sold (part)

William Blair Small Cap Growth Brokerage #1 — None

Westcore Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — None — Sold (part)

DFA Intl Small Value - Brokerage #1 — Int/Div

DFA Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

DFA Short Term Muni - Brokerage #1 — None — Sold (part)

DFA Short Term Muni - Brokerage #1 — None — Sold (part)

Metropolitan West Total Return - Brokerage #1 — Int/Div — Sold (part)

Metropolitan West Total Return « Brokerage #1 — None — Sold (part)

Royce Micro Cap - Brokerage #1 — Int/Div — Buy (add'l)

William Blair Int'l Growth - Brokerage #1 — Int/Div — Buy (add'l)

Thomburg Limited Term Municipal Brokerage #1 — Int/Div — Sold (part)

DFA Global Real Estate - Brokerage #1 — Int/Div — Buy

Baron Growth - Brokerage #2 — Int/Div

DFA US Micro Cap - Brokerage £2 — Int/Div

DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div

DFA US Small Value - Brokerage #2 — Int/Div

DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div — Sold (part)

Federated Short Term Muni - Brokerage #2 — Int/Div

First Eagle Overseas - Brokerage #2 — Int/Div

Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div

Janus Fund - Brokerage #2 — Int/Div

Janus Overseas - Brokerage #2 — Int/Div

Morgan Stanley International Equity Brokerage #2 — Int/Div — Sold (part)

Morgan Stanley Emerging Markets Brokerage #2 — Int/Div

Royce Opportunity - Brokerage #2 — Int/Div

Schwab Money Market - Brokerage #2 — Int/Div

Third Avenue International Value Brokerage #2 — Int/Div

Tumer Large Growth (formerly Turner Core Gr) Brokerage #2 — None

Westcore Mid Cap Value - Brokerage #2 — Int/Div — Sold (part)

Westcore MIDCO Growth - Brokerage #2 — Int/Div — Sold (part)

Westcore International Small Cap Brokerage #2 — Int/Div — Sold (part)

Metropolitan West Total Return - Brokerage " — Int/Div

Thomburg Int'l Value - Brokerage #2 — Int/Div

DFA Short Term Muni - Brokerage #2 — Int/Div — Buy (add'l)

DFA Global Real Estate - Brokerage #2 — Int/Div — Buy

DFA One Year Fixed - Retirement #8 — Int/Div

Federated Gov't Ultrashort - Retirement 28 — Int/Div — Buy (add'l)

Adams Harkness Small Growth - Retirement us — None

Baron Growth - Retirement #8 — Int/Div

Brandywine Fund - Retirement #8 — None — Sold

DFA Emerging Markets Core Equity Retirement #8 — Int/Div

DFA International Value - Retirement £28 — Int/Div

DFA US Large Value - Retirement #8 — Int/Div

DFA US Small Value - Retirement #8 — Int/Div

DFA US Micro Cap - Retirement #8 — Int/Div

Dodge & Cox Stock - Retirement 48 — Int/Div

DFA Int'l Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div

Janus Fund - Retirement #8 — Int/Div — Sold (part)

Janus Mid Cap Value - Retirement #8 — None — Sold

Janus Overseas - Retirement #8 — Int/Div

Morgan Stanley Emerging Markets Retirement #8 — Int/Div

Morgan Stanley International Equity Retirement #8 — Int/Div

Royce Opportunity - Retirement #8 — Int/Div — Sold (part)

Rovce Value Plus - Retirement #8 — Int/Div

Schwab Money Market - Retirement #8 — Int/Div

Third Avenue International Value Retirement #8 — Int/Div

Tumer Large Growth (formerly Tumer Core Gr) Retirement #8 — None

Westcore Intl Small Cap (former West Int] Fr) Retirement #8 — Int/Div

Westcore Mid Cap Value - Retirement £8 — Int/Div

Westcore MIDCO Growth - Retirement #8 — Int/Div — Sold (part)

William Blair International Growth Retirement #8 — Int/Div

William Blair Large Cap Growth Retirement #8 — Int/Div

William Blair Intl Small Growth Retirement #8 — Int/Div

BlackRock Low Duration - Retirement #8 — Int/Div

Metropolitan West Total Return Retirement #8 — Int/Div

Thomburg Int'l Value - Retirement #8 — Int/Div

William Blair Small Growth - Retirement #8 — None

William Blair Mid Growth - Retirement £8 — Int/Div — Buy

Ivy Mid Growth - Retirement £8 — Int/Div — Buy

DFA Global Real Estate - Retirement #8 — Int/Div — Buy

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance Tternational — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Carlyle Real Estate LLP — Int/Div

Wheeler Terrace LTD — Int/Div

PNC Bank Accounts — Int/Div

Nantucket Bank Account — Int/Div

Wescott Nova LP — None

Rental Property #1, Philadelphia, PA (2010 $7640.000) — Rent

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Liability — East River Bank — Mortgage on Rental Property #1, Philadelphia, PA

Income — 2011 — University of Pennsylvama Law School (Adjunct Professor) — S10.000.00

Spouse's income — 2011 — Commonwealth of Pennsylvania (Executive Deputy General Counsel)

Spouse's income — 2011 — Duane Moms LLC (attorney)