Steven M. Gold

CHASE CHECKING M6 (1) — Interest

CHASE PLUS SAVING 767 ()) — Interest

CHASE DYNAMIC YIELD STRAT. (())

JPM Strat Inc Opp Fund (1) — Int/Div — Sold

JPM Trl MLT SC Inc Fund JPM Unconstrained Debt Fund — Int/Div — Buy (add'l)

JPM Trl MLT SC Inc Fund JPM Unconstrained Debt Fund — Buy (add'l)

JPM Trl MLT SC Inc Fund JPM Unconstrained Debt Fund — Sold (part)

Harbor High Yield Bond — Int/Div — Sold (part)

Harbor Convertible Sec (1) — Int/Div

Clearbridge Equity — Int/Div — Buy (add'l)

Clearbridge Equity — Buy (add'l)

SIT Dividend Growth — Int/Div

Tortoise MLP and Pipeling — Int/Div — Sold

Ridgeworth SEIX Floating — Int./y

Gateway Fund — Ine — Sold

Nuveen Global Infrastructure — Int/Div — Sold

Matthews Asia Dividend — Int/Div — Sold (part)

Eaton Vance Floating Rate — Int/Div

Blackrock High Yield Bond — Int/Div

Cohen & Steers Pref’s Sec & Inc — Int/Div — Buy (add'l)

HSBC Funds Total Return — Int/Div — Buy (add'l)

Doubleline Total Return (1) — Int/Div — Buy (add'l)

TRP Inst Floating Rate — Int/Div — Sold (part)

TRP Inst Floating Rate — Sold (part)

JPM Intrepid Eur Fund — Int/Div

Metropolitan West Funds — Int/Div

Avenue Mutual Funds — Int/Div — Buy (add'l)

Columbia FD Ser TRT — Int/Div — Buy (add'l)

Columbia FD Ser TRT — Buy (add'l)

Lord Abbett Invt Tr — Int/Div — Buy

Lord Abbett Invt Tr — Buy (add'l)

Lord Abbett Invt Tr — Buy (add'l)

CHASE TAP ABSOLUTE RET

JPM Str Ine Opp Fund — Int/Div — Sold (part)

JPM Str Ine Opp Fund — Sold (part)

JPM Tr I MLT SC Inc Fund/ JPM Unconstrained Debt Fund — Int/Div — Buy (add'l)

JPM Tr I MLT SC Inc Fund/ JPM Unconstrained Debt Fund — Sold (part)

PimcoUnconstrained Bond — Int/Div — Sold

Prudential Invt Portfolio 9 (1) — Int/Div — Buy (add'l)

RBC Funds Tr Blubay — hy

CHASE MANAGED ACCT (IRA (S)

Eaton Vance Floating Rate — Int/Div — Buy (add'l)

Eaton Vance Floating Rate — Sold (part)

Goldman Sachs Tr Strg — Int/Div — Buy (add'l)

Doubleline Total Return (1 — Int/Div — Sold (part)

Doubleline Total Return (1 — Buy (add'l)

Doubleline Total Return (1 — Buy (add'l)

HSBC Funds Total Return — Int/Div — Buy (add'l)

HSBC Funds Total Return — Buy (add'l)

HSBC Funds Total Return — Buy (add'l)

JPM Gbb Bd Opp FD — Int./hv — Buy

Columbia FD SER TR — Int/Div — Buy

VANGUARD HEALTHCARE FUND IRA — Int/Div

CHASE MANAGED ACCOUNT (IRA)

JP Morgan Core Bond Fund (IRA) — Int/Div — Buy

SPDR S&P S00 ETF Trust (IRA) — Int/Div — Buy

SPDR S&P S00 ETF Trust (IRA) — Buy (add'l)

SPDR S&P S00 ETF Trust (IRA) — Buy (add'l)

SPDR S&P S00 ETF Trust (IRA) — Buy (add'l)

JPMorgan TR EX-G4(IRA) — Int/Div — Sold

JPM Intrepid Value (IRA) — Int — Sold

JPM China Region (IRA) — Int/Div — Sold

JPM Strat Inc Opp (IRA) — Int/Div — Buy (add'l)

JPM Short Duration Bond (IRA) — Int/Div — Sold (part)

JPM Short Duration Bond (IRA) — Buy (add'l)

JPM TR I MLT SC Inc / JPM Unconstrained Debt (IRA) — hy — Buy (add'l)

JPM TR I MLT SC Inc / JPM Unconstrained Debt (IRA) — Sold

JPM TR Infl Mngd Bd (IRA) — Int/Div — Buy (add'l)

JPM Tax Aware Equity (IRA) — Int/Div

AIM Invt FDS Bal Risk (IRA) — Int — Sold

Aberdeen Asia Pacific — Int/Div — Sold (part)

Aberdeen Asia Pacific — Buy (add'l)

Pimco FDS Unconstr Bd (IRA) — Int/Div — Buy (add'l)

Pimco Commodities Plus Strat (IRA) — Int/Div — Sold (part)

Neub Berman Multi Cap Opp (IRA) — Int/Div — Sold (part)

Primecap Odyssey Find (IRA) — Int/Div

Principal Invs Fd Midcap (IRA) — Int/Div

Doubleline FDS TR — Int/Div — Buy (add'l)

Gateway Fund — Int/Div

T Rowe Price Overseas Stock (IRA) — Int/Div — Buy (add'l)

T Rowe Price Overseas Stock (IRA) — Sold (part)

Blackrock High Yield Bond (IRA) — Int/Div

Columbia FDS Series TR 11 Mass Asia (IRA) — Int/Div

Arbitrage Funds (IRA) — Int/Div

Ishares MSC Emerging Mkis (IRA) — Int/Div

Ishares MSC EAFE Index Fd (IRA) — Int/Div — Buy (add'l)

Ishares Core S&P Midcap (IRA) — Int/Div — Sold

SDR S&P SOO ETF Trust (IRA) — Int/Div

MFS Int Value (IRA) — Int/Div

Equinox FDS Tr (IRA) — Int/Div — Buy (add'l)

Dodge & Cox Int’ Stock (IRA) — Int/Div — Buy

Dodge & Cox Int’ Stock (IRA) — Buy (add'l)

Brown Adv Japan Alpha (IRA) — Int/Div — Buy

Inv Balanced Risk Alloc-Y (IRA) — Int/Div — Buy

Inv Balanced Risk Alloc-Y (IRA) — Sold

Fundvantage Tr Abs Rr Instl/Gotham Absolute Retn (IRA) — Int/Div — Buy

Fundvantage Tr Abs Rr Instl/Gotham Absolute Retn (IRA) — Buy (add'l)

Oppenheimer Developing Mkt (IRA) — Int/Div — Sold

Ridgewirth SEIX Floating (IRA) — Int/Div — Sold

Eaton Vance Global Macro (IRA) — Int/Div — Sold

Vanguard FTSE Eur (IRA) — Int/Div — Sold

Capital Priv Client (IRA) — Int/Div — Sold

JP Morgan Liquid Assets MMKt (IRA) (S) — Int/Div

T Rowe Price New Income (IRA) (S) — Int/Div

Goldman Sachs Small Cap Value (IRA) (S) — Int/Div

Thomburg Intl Value (IRA) (S) — Int/Div — Sold (part)

Thomburg Intl Value (IRA) (S) — Sold

Pimco Total Return (IRA) (S) — Int./y — Buy (add'l)

Pimco Total Return (IRA) (S) — Sold

Oppenheimer Developing Markets (IRA) (S) — Int/Div

Aston/Fairpomte Mid Cap (IRA) (S) — Int/Div — Buy (add'l)

Wells Fargo Advantage Growth (IRA) (S) — Int/Div

SDPR S&P S00 ETF Trust (IRA) (S) — Inv

Oakmark Fund (IRA) (S) — Int/Div

JP Morgan High Yield Bond (IRA) (S) — Int/Div

JP Morgan Core Bond (IRA) (S) — Int/Div

JP Morgan Small Cap Equity (IRA) (S) — Int/Div

JP Morgan US Equity Fund (IRA) (S) — Int/Div

JP Morgan Emerging Markets Equity (IRA) S) — hy — Sold

JP Morgan Mid Cap Equity (IRA) (S) — hy

JP Morgan Intl Value (IRA) (S) — Int/Div

Blackrock High Yid Bond (IRAXS) — Int/Div

Cohen and Steers Realty Income (IRA) (S) — Int/Div — Sold (part)

Cohen and Steers Realty Income (IRA) (S) — Sold

Federated Instit'l High Yield Bond (IRANS) — Int/Div

Goldman Sachs Emerging Mkkts (IRA NS) — Int/Div — Sold

Vanguard Sector Index Fd (IRANS) — Int/Div — Sold

Causeway Cap Mngmnt (S)(IRA) — Int/Div

Deleware Gp Emerg. Mkts (SHIRA) — Int/Div

Harbor Intl Fund (IRAXS) — Int

JP Morgan Short Dur'n Bond (IRA)(S) — Int/Div

JPMorgan Value Adv (IRAKS) — Int/Div

Mass. Invstrs Trust (IRAKS) — Int/Div

Sterling Cap FDS Capital (IRA XS) — Int

Pinco Short Term Fund (IRAXS) — Int/Div

IShares MSCI EAFE — Int/Div — Buy (add'l)

IShares MSCI EAFE — Buy (add'l)

IShares MSCI EAFE — Buy (add'l)

Dodge & Cox Int'l Stock Fund (IRANS) — Int/Div — Buy

Dodge & Cox Int'l Stock Fund (IRANS) — Buy (add'l)

Blackrock Int'l Index Fd (ARAXS) — Int/Div — Buy

TROWE PRICE RTMNT. PLAN (S)

T Rowe Price Personal Strategy Fund 4031S) — Int/Div

T Rowe Price Health Sciences Fund 403(b) Ss) — Int/Div

T Rowe Price Prime Reserve Fund 403(b) (Sy — Int/Div

REFORM PENSION BOARD 403(b) (S)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) (S) — Int/Div — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) (S) — Buy (add'l)

Ref. Pens Bd. Apprecn &Inc. Fund 403(b) (S) — Buy (add'l)

P/ame Adjunct Prof. of Law, Brooklyn Law School

Board Member

Income — 2014 — Salary/Ad Prof of Law/Brooklyn Law School — S20.000.00

Income — 2014 — Lecturer, Brooklyn Law School — S1.O00.00

1) Lines 3, 33, 53,97, 137 and 141 are headers. While | understand that notations such as (S) and (J) are not required, | find them useful to keep track of the

various listed accounts.

2) The name of the asset reported as JPM TR | MLT SC Inc. in 2013 was changed to JPM Unconstrained Debt Fund in November 2014. Thus, this asset, held in

the Chase Dynmic Yield Strategy, Chase Tup Absolute Ret, and Chase Managed Account (TRA) is listed in this report under both names, or as JPM Tr I MLT SC

Inc Fund/ JPM Unconstrained Debt Fund in cach of these accounts.

3) The name of the asset reported as Fundvantage Tr Abs Rir Inst] in the Chase Managed Account (IRA) was changed to Gotham Absolute Retn in August 2014.

Thus, this asset is listed in this report under both names, or as Fundvantage Tr Abs Rir Instl/Gotham Absolute Retn.

7) In my 2013 report, | listed a partial sale on October 24, 2013 of SPDR Gold Trust (IRA) in the Chase Managed Account (IRA). The holding is not listed,

however, in my January 2014 statement. 1 may have inadvertently listed the sale as partial when it was in fact complete. The asset is therefore not listed in this

2014 report.

6) The sale of AIM Invt FDS Bal Risk (IRA) in the Chase Managed Account (IRA) is listed as having been made on January | because the asset was listed on my

2013 report but is not among the account's listed holdings in my January 2014 statement. 1 infer that the asset was sold during 2013 but that | did not note it in that

report. It may be that the asset was sold in increments of less than $1,000.

9) The asset Blackrock US Opportunity (TRANS) is not reported as an asset held by the Chase Managed Account (TRAYS) although it was reported as held and

not sold in 2013 because it does not appear as an asset held in the account in my January 2014 statement and 1 have not been able to track down the reason for this

apparent discrepancy. It may be that the asset was sold in increments of less than $1,000.

10) As a point of information, | have listed all purchases and sales in the Chase Managed Account (IRA) regardless of amount, but only those equal to or more than

$1,000 in the Chase Managed Account ((IRANS).

11) 1 AM FILING AN AMENDED REPORT IN RESPONSE TO THE LETTER OF THE COMMITTEE DATED JULY 28, 2015. PART VII, LINES 54 AND

84 HAVE BEEN AMENDED TO INCLUDE VALUE AND CALUE METHOD CODES. 1 HAVE INSERTED NEW LINES 97-101 TO REPORT SALES OF

ASSETS LISTED IN MY 2013 REPORT BUT NOT IN MY 2014 REPORT.