Joseph A. Greenaway jr

2015Annual

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Pull out the substance of this filing.

What was filed

  • 37

    investments

  • 2

    positions

  • 0

    gifts

  • 2

    agreements

  • 2

    debts

  • 2

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Columbia University Board of Trustees
  • Cromwell Foundation
  • American Express
  • Citibank Mastercard
  • Columbia University
  • Columb University
  • Cardozo School of Law - teaching
  • self-employed legal consultant

As filed

American Express common stock — Int/Div — Sold

Merck common stock — Int/Div

Microsoft common stock — Int/Div — Sold (part)

McDonalds common stock — Int/Div

Johnson & Johnson common stock — Int/Div

US. Savings Bonds — Interest

Citibank (checking & savings) — Interest

Disney common stock — Int/Div

Intel common stock — Int/Div

Johnson & Johnson 401(k) — Interest

US. Treasury Strips — Interest

GE common stock — Int/Div

Phizer common stock — Int/Div

Comcast common stock — Int/Div

Wells Fargo (formerly Wachovia) Securities IRA money market — Ine

Northwestern Mutual Life Insurance — None

Vanguard 401K Midcap Index Fund — Int/Div — Sold

Vanguard 401K Healthcare Fund — Int/Div

Vanguard 401K Total Stock Market Index — Int/Div

Vanguard 401K Dividend Growth — Int/Div

Alphabet common stock — None

Apple common stock — Int/Div

Ameriprise common stock — Int/Div — Sold

AllianceBemstein Large-Cap Growth Fund — None

AllianceBerstein Global Thematic Growth Fund — None

Oppenheimer Main Street Fund — Int/Div

ADP common stock — Int/Div

Facebook — None

Vanguard Windsor Fund — Int/Div

Vanguard 401K Value Index Fund — Int/Div

Vanguard 401K Prime Money Market Fund — Int/Div

Chase Bank — Interest

Vanguard I-T Investment Grade Fund — Int/Div — Buy

Vanguard S-T Investment Grade Fund — Int/Div — Buy

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Int/Div — Buy

Neuberger Bermann Absolute Return MultiManager CLA — None

Trustee, Columbia University Board of Trustees

Trustee, Cromwell Foundation

Agreement — 9496 — Johnson & Johnson Employee Savings Plan

Agreement — 96 — Johnson & Johnson Pension Plan

Liability — American Express — Credit Card

Liability — Citibank Mastercard — Credit Card

Reimbursement — Columbia University — October 8-10, 2015 — New York, NY — Attend Board of Trustees meeting — transportanon, lodging, meals

Reimbursement — Columb University — December 3-6, 2018 — New York, NY — Attend Board of Trustees meeting — transportation, lodgimg, meals

Income — 2015 — Cardozo School of Law - teaching — $26,925.00

Spouse's income — 2015 — self-employed legal consultant

Comments to Section VII.

On line 17, | show a sale of Vanguard 401K Midcap Index Fund. | did not include a date, because my wife, who died last year, had sold it on April 11, 2014 and

the report will not allow me to include that date. The sale should have been reported on my report last year, but I inadvertently omitted it.

On line 21, Google changed its name to Alphabet.

On line 37, I added Neuberger Berman Absolute Return MultiManager CLA. | had inadvertently omitted this asset from last year's report. My wife, who died last

year, had purchased it on April 11,2014, July 22, 2014 and October 17, 2014. In preparing last year’s report, 1 simply overlooked the purchase of this investment,

On lines 33-35, | have added the purchase date for these funds, which | inadvertently omitted from my original report.

On lines 25 and 27 of my 2014 report, | had listed Vanguard 401K GNMA and Vangueard 401K Total Bond Market Index, showing that partial sales of both of

these funds on July 15, 2014 and then showing partial sales again on October 17, 2014 and December 1, 2014, respectively. The second sale for each of the funds

disposed of the remainder of my interest in the funds, and should have been listed as "Sold." rather than "Sold {part)." Since both funds were sold in their entirety

in 2014, 1 did not list them on this report.

On line 16, I list Northwestern Mutual Life Insurance. This policy is a whole life policy.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Joseph A. Greenaway jr | Frix