Thomas Selby Ellis 3

Sensor — None

Wachovia Bank Accts — Interest

IRA#)

Cambiar Opp Fd — Int/Div

Goldman Sachs Tr Finl Sq Mmkt — None — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Buy (add'l)

Goldman Sachs Tr Finl Sq Mmkt — Sold (part)

Hotchkiss & Wiley Mid Cap Value — Int/Div — Sold (part)

Legg Mason Value Trust — None

DWS Dreman Sm Cap Value CLS — Int/Div — Sold (part)

Artio Intl Equity Fd CL 1 — None

Security EQ Fd Mid Cap Value Ser CLA — Int/Div — Sold (part)

Touchstone Large Cap Growth Fd CL — Int/Div

Wells Fargo Fds Tr Emerging Growth Fd Instit CL — Int/Div — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Instl CL — Int/Div

Delaware Grp Equit Fds 11 Value fd Inst CL — Int/Div — Sold (part)

John Hancock Classic Value Fd CL 1 — Int/Div — Sold (part)

John Hancock Classic Value Fd CL 1 — Sold (part)

Harbor Int'l Inst] CL — Int/Div

Oppenheimer Dev Mkts CL Y — Int/Div

Morgan Stanley Instl Fd Tr Mid Cap Growth Port 1 — Int/Div

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Stedt Fd Inst! CL — Int/Div

AIM Global Rea Est FA C1 Y — None — Sold

Blair William FDS Intl Growth Fd CL — Int/Div

Dreyfus Appreciation FD Inc — Int/Div

RS Invt TR Emerging Mkts FD CL Y — None — Sold

Sentinel Mut. Fds Small Co CL — None — Sold

Managers AMG Fds Timessquare Mid Cap Grwth Fd — Int/Div

Keeley Fds Sm Cap Value Fd — Int/Div — Sold (part)

First Eagle Fds Sogen Overseas Fd CL — Int/Div

Eagle Sm Cap Grwth FACL — Int/Div

Invesco Global Real Estate Y — Int/Div

Lazard Fds Inc Emerging Mkts Instl shs — Int/Div — Buy

Victory Portfolios Small Co Opp Fd C1 1 shs — Int/Div — Buy

IRA #2

GS Finl Sq Mmkt Inst] — None — Sold

GS TR Finl Sq Treas Instrs Fd Inst] C1 — None — Buy

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Buy (add'l)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Sold (part)

GS TR Finl Sq Treas Instrs Fd Inst] C1 — Buy (add'l)

Touchstone Large Cap Grwth Fd CL — Int/Div — Buy (add'l)

Managers Times Sq M/C GRW-PR — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Sold (part)

Harbor Int'l Inst'l CL — Int/Div — Sold (part)

Hotchkiss & Wiley Fds Mid Cap Value Fd CLI — Int/Div — Sold (part)

Legg Mason Value Tr Inc Nav Value Trust — None — Sold

Security Equity Fd Mid Cap Value Ser CLA — Int/Div — Sold (part)

Wells Fargo FDS TR Small Cap Growth Fd Adm — None — Sold

AIM Global Real Estate FD CL Y — Int/Div — Sold

Blair Williams Fds Intl Growth Fd CL — Int/Div — Sold (part)

RS Invst Tr Park Ave Portfolio RS Emerging Mkts Fd CLA — None — Sold (part)

Artio Global Invt Fds Int'l Equity Fd 11 CL — None

PIMCO Fds PAC Invt Mgmt Ser-Comm — Int/Div — Buy (add'l)

Brandywine Blue Fd Inc — None

Dreyfus Appreciation Fd Inc — Int/Div — Buy (add'l)

DWS Value Ser Inc Small Cap Value Fd CL S — Int/Div — Sold (part)

Morgan Stanley Instl Fd Trust Mid Cap Gewth Port CL 1 — Int/Div — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Sentinel Mut Fds Small Co CL — None

Wells Fargo Fds TR Emerging Grwth Fd — Int/Div — Sold (part)

Keeley Fds Sm Cap Value Fd — Int/Div — Sold (part)

Mainstay Large Cap Grwth Fd — Int/Div — Sold (part)

Cambiar Opp Fd — Int/Div — Sold (part)

Eagle Sm Cap Grwth Fd CL — Int/Div — Sold (part)

Delaware Grp Equi Fds 11-Value Fd Inst) C1 — Int/Div — Sold (part)

First Eagle Fds Sogen Overseas Fd CL — Int/Div — Buy (add'l)

Invesco Global Real Estate Y — Int/Div — Buy (add'l)

Victory Portfolios Sm Co. Opp. Fd. CL 1 — Int/Div — Buy

Lazard Fds Emerging Mkts Port Inst] SHS — Int/Div — Buy

Lazard Fds Emerging Mkts Port Inst] SHS — Buy (add'l)

Reimbursement — Duke University Law School Center for Judicial Studies — OS 15/13 1005/16/13 — Durham, NC — Cave presentation — Air ture and lodging expenses

Spouse's income — 2013 — County of Albemarle - salary