John A. Kazen

BBVA Compass (cash) — Interest — Exempt

USAA Federal Savings Bank (cash) — Interest

Mineral Interest, Shackelford County, Texas — Rovalty

Kazen, Meurer & Perez LLP (buyout note) — Interest

IRA#I(H)

Fidelity Govt Cash Reserves (FDRXX) — Int/Div

Fidelity Canada (FICDX) — None

Fidelity 500 Index Premium Cl {FUSVX) — Int/Div

Fidelity Select Health Care (FSPHX) — None

Fidelity Select Defense & Aerospace (FSDAX) — None

AMG Yacktman Fund 1 {YACKX) — None

Icon Energy CIS (ICENX) — None

Janus Henderson Gl Life Sciences T UAGLX) — None

Third Ave Real Estate Val Inst] (TAREX) — None

Direxion Monthly 10 Yr Note Bull 2x Inv (DXKLX) — None

Looms Sayles Bond Retail Shares (LSBRX) — Int/Div

IRA £2 (H)

Fidelity Independence (FDFFX) — None

IRA #3 (H)

Hennessy Gas Utility Investor C1 (GASFX) — Int/Div

BROKERAGE #1 (H)

Fidelity Govt Money Mkt (SPAXX) — Int/Div

Driehaus Emerging Mkts (DREGX) — None

First Eagle Gold Class A (SGGDX) — None

Hennessy Gas Utility Inv C1 (GASFX) — Int/Div

Pimco Income Fund C1 D (PONDX) — Int/Div

Pimco Income Fund C1 A (PONAX) — Int/Div

Fidelity Municipal Money Market (FTEXX) — Int/Div

Apple Inc (AAPL) — Int/Div

Board of Directors

Board of Directors

Agreement — 2018 — Three year buyout of my partnership terest in my former law firm, Kazen, Meurer & Perez LLP

Liability — Texas Community Bank — Line of credit for former law firm

Liability — BBVA Compass — Commercial Mortgage for former law firm

Income — 2007 — Hilton Buffalo Thunder Resort Casino (slot win) — $2,164.00

Part I, line 1: Terminated upon taking the bench.

Part VII, line 3: Assessed in 2018 at $1,005.00,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.