Laura Taylor Swain

Neuberger & Berman Genesis Fund — None — Sold

HSBC Bank - account — Interest

Charles Schwab Rollover IRA

Dreyfus Appreciation Fund — None — Sold

Wells Fargo Adv. Income Plus Fund — None — Sold

Deutche Core Equity Fund — None — Sold

Newberger & Berman Socially Resp. Fund — None — Sold

TCW Select Equities Fund — None — Sold

Firsthand Technology Value Fund — None — Sold

Broadview Opportunity Fund — None — Sold

Allianz RCM Global Technology Fund — None — Sold

GAMCO Growth Fund — None — Sold

Managers Bond Fund — None — Sold

Touchstone Cap Growth Fund — None — Sold

Schwab Cash Reserves Sweep Shares — Int/Div — Buy

Schwab Cash Reserves Sweep Shares — Buy (add'l)

Schwab Cash Reserves Sweep Shares — Buy (add'l)

Schwab Cash Reserves Sweep Shares — Sold (part)

Schwab Cash Reserves Sweep Shares — Sold (part)

Schwab Cash Reserves Sweep Shares — Sold (part)

IShares TR Bond 3-7 Yr Treas Bond ETF {IED — Int/Div — Buy

IShares TR Bond 3-7 Yr Treas Bond ETF {IED — Sold (part)

IShares IBOXX Investment Grade Corporate Bond ETF (LOD) — Int/Div — Buy

ISharees Trust MBS ETF (MBB) — None — Buy

ISharees Trust MBS ETF (MBB) — Sold

IShares TR Russell 1000 ETF (IWB) — Int/Div — Buy

IShares TR Russell 1000 ETF (IWB) — Buy (add'l)

IShares TR Russell 1000 ETF (IWB) — Sold (part)

Sector SPDR Fincl SelectShares of Beneficial Int (XLF) — Int/Div — Buy

IShares China Large-Cap ETF (FX) — Int/Div — Buy

SPDR Dow Jones REIT (RWR) — Int/Div — Buy

SPDR Dow Jones REIT (RWR) — Buy (add'l)

IShares Trust MSCI EAFE Small-Cap ETF (SCZ) — Int/Div — Buy

Shares ETF Core MSCI Emerging Mkts (IEMG) — Int/Div — Buy

United St Commodity ETF Index Fund (uscn — None — Buy

United St Commodity ETF Index Fund (uscn — Sold

IShares Tr MSCI EAFE ETF (EFA) — None — Buy

IShares Tr MSCI EAFE ETF (EFA) — Sold

IShares Bond ETF Agency Bond (AGZ) — Int/Div — Buy

IShares Tr Russell 2000 ETF (IWM) — Int/Div — Buy

Highland IBOXX ETF Senior Loan (SNLN) — Int/Div — Buy

SPDR S&P Semiconductor (XSD) — None — Buy

SPDR S&P Semiconductor (XSD) — Sold

Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — Int/Div — Buy

Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — istmbution — Buy (add'l)

Deustche X-Trackers ETF MSCI EAFE Hedged Equity (DBEF) — Sold (part)

PIMCO 11 0-5 YR High Yield Corp Bond Index Exchange (HYS) — Int/Div — Buy

Flexshares Exg Trd FD IBOXX S yr TGT Dur TIPS Index Fund (TDTF) — Int/Div — Buy

Flexshares Exg Trd FD IBOXX S yr TGT Dur TIPS Index Fund (TDTF) — Buy (add'l)

SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Int/Div — Buy

IShares Russell Microcap ETF (IWC) — Int/Div — Buy

Sector SPDR Consumer FD Shares of Beneficial Int (XLY) — Int/Div — Buy

Powershares DB Multi Sector Powershs DC Base Metals FD (DBB) — None — Buy

Powershares DB Multi Sector Powershs DC Base Metals FD (DBB) — Sold

Powershares DB Multisector Powershares DB Oil Fund (DBO) — None — Buy

Powershares DB Multisector Powershares DB Oil Fund (DBO) — Sold

Powershares DB Multisector Powershares DB Agric Fund (DBA) — None — Buy

Powershares DB Multisector Powershares DB Agric Fund (DBA) — Sold

IShares Gold Trust (IAL) — None — Buy

IShares Gold Trust (IAL) — Sold

Vanguard Mirg-Backd ETF Mortg-Backed Secs (VMBS) — Int/Div — Buy

Vanguard FTSE ETF Dev Mkts (VEA) — Int/Div — Buy

IShares MSCI ETF Minimum Volatility (USMV) — Int/Div — Buy

IShares MSCI ETF Minimum Volatility (USMV) — Sold

Powershares DB Optm Y1d Dvrsfd Strig ETF (PDBC) — None — Buy

HE Corporation 201K) Plan

Vanguard Mid-Cap Index Fund — Int/Div

Vanguard Total Stock Mkt Index Fund — Int/Div

Anerican Funds Growth Fund — Int/Div

American Funds New Perspective — Int/Div

American Funds Bond Fund Am — Int/Div

Eagle Small Cap Growth Fund — Int/Div

JP Morgan Equity Income Fund — Int/Div

Neuberger Berman High Inc. Bond Fund — Int/Div

Vova Fixed Account — Interest

HEE Corporation Profit Sharmg Plan — None

II mployees Stock Ownership Plan — None

Citibank mterest bearing accounts — Interest

Citibank Rollover IRA

FDIC insured deposits — Interest

IShares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy (add'l)

IShares TR Russell 1000 Value ETF (IWD) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Int/Div — Buy (add'l)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 2000 Value ETF (IWN) — Int/Div — Buy (add'l)

IShares TR Russell 2000 Growth ETF {IWO) — Int/Div — Buy (add'l)

SPDR SER TR Barclays High Yield Bond ETF (JNK) — Int/Div — Sold (part)

SPDR SER TR Barclays Intl Treas Bd ETF (BWX) — Int/Div — Sold

9. — Distribution

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Distribution — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l)

Vanguard TaxManaged Intl Fd FTSE {(VEA) — Int/Div — Sold (part)

Vanguard TaxManaged Intl Fd FTSE {(VEA) — Sold (part)

Vanguard TaxManaged Intl Fd FTSE {(VEA) — Sold (part)

Vanguard TaxManaged Intl Fd FTSE {(VEA) — Buy (add'l)

Vanguard Intl Equity Index Fds FTSE (VWO) — Int/Div — Sold (part)

Vanguard Intl Equity Index Fds FTSE (VWO) — Buy (add'l)

Vanguard Intl Equity Index Fds FTSE (VWO) — Sold (part)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Int/Div — Buy

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l)

IShares Tr JP Morgan USD Emergmg Mkts Bd ETF (EMB) (X) — Int/Div

Dreyfus Liquid Assets C1 2 (Money Market) (X) — Interest

Deutsche X-Trackers MCSI EAFE Hedged Equity ETF (DBEF) — Int/Div — Buy

Deutsche X-Trackers MCSI EAFE Hedged Equity ETF (DBEF) — Sold (part)

Nationwide Bank CD — Interest

Board Member, Havens Relief Fund Society

Trustee, Trust No.

Reimbursement — NYU and Columbia Law Schools — 11/13-15720158 — Manhasset, NY — Human Rights Law Seminar — Lodging, Meals

Income — 2015 — Benjpmm N. Cardozo Law School - Teaching — S17.000.00

Spouse's income — 2015 — I - Salary and bonus

(Part I, line 2) The Trust has no reportable assets.

(Part VI, line 77) The investments of this profit sharing plan are not participant-directed and the positions held by the plan are not reported in the statements issued

10 participants,

(Part VIL, line 78) The investments of this ESOP, which was established in 2009, are not participant-directed. The information reported 1s the most recent available

information, which is as of 12/31/2014,

(Part VII, line 106) All transactions in this security were under $1000.