Michael Walter Fitzgerald

Bank of America -- Cash Accounts — Interest

Brokerage Account #2 (Personal) (H)

Elements Int'l Small Cap (ELISX) — Int/Div — Sold (part)

Schwab Amt TF MMF (SWFXX) — None — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Brokerage Account #3 (IRA) (H)

Doubleline Strategic (DBCMX) — Int/Div — Buy

Doubleline Total Return (DBLTX) — Int/Div

Elements International (ELINX) — Int/Div — Sold (part)

Elements Emerging Mkts (ELMMX) — Int/Div

Elements Int'l Small Cap Port (ELISX) — Int/Div — Sold (part)

Elements US Port (ELUSX) — Int/Div — Sold (part)

Elements US Small Cap (ELSMX) — Int/Div

Glenmede Secured Options (GLSOX) — Int/Div

Goldman Sachs MLP Energy Infrastructure Inst (GMLPX) — Int/Div — Buy

Guggenheim Macro Oppty (GIOIX) — Int/Div — Sold

Riverpark Short Term High Yid Fd Insti CL (RPHIX) — Int/Div

Robinson Tax Advantaged (ROBNX) — Int/Div — Buy

Schwab Govt Money Fund (SWGXX) — Int/Div — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Stone Ridge All Asset Variance Risk Prem (AVRPX) — None — Sold (part)

Stone Ridge Reinsurance Risk Prem Interval (SRRIX) — Int/Div — Sold (part)

Stone Ridge Alt Lending (LENDX) — Int/Div — Buy

Vova Securitized Credit (VCFIX) — Int/Div

Wells Fargo Bank - Cash Accounts — Interest

Brokerage Account #4 (Personal) (H)

TD Ameritrade Cash Account (Y)

FDIC Insured Deposit Account — Interest

DFM Emerging Markets Portfolio ({DFEMX) — Int/Div — Sold

Dreyfus Nattural Resources Fund C1 A (DNLAX) — Int/Div — Buy

Van Eck FDS Global Hard Assets (GHAYX) — None — Buy

Van Eck FDS Global Hard Assets (GHAYX) — Sold

Van Eck Inernat’l Investors Gold Fd (INIYX) — None — Sold

Caatalyst Alphacentric Income Opptys (10FIX) — Int/Div — Sold (part)

Advisors Inner Circle Intl Fund 1 (KGIX) — Int/Div — Buy

S10. — Buy (add'l)

S10. — Buy (add'l)

Lord Abbett Intl Opportunities (LINYX) — None — Buy

Lord Abbett Intl Opportunities (LINYX) — Sold

Catalyst Millburn Hedge Strtgy Fd C11 (MBXIX) — Int/Div — Sold (part)

Van Eck NDR Managed Allocation C1 A INDRYX) — None — Sold (part)

Van Eck NDR Managed Allocation C1 A INDRYX) — Sold

Pimco Commodities Plus Strat (PCLIX) — Int/Div — Buy

Pimco Income Fund Institutional Fund (PIMIX) — Int/Div — Sold

Pimco FDS Stockplus Small 1 (PSCSX) — None — Buy

Pimco FDS Stockplus Small 1 (PSCSX) — Sold (part)

Pimco FDS Stockplus Small 1 (PSCSX) — Sold

Northern Lights Altegris! AACA Oppt RE (RAAIX) — Int/Div — Buy

Northern Lights Altegris! AACA Oppt RE (RAAIX) — Sold (part)

USA Mutuals Navigator Institutional (UNAVX) — Int/Div — Buy

USA Mutuals Navigator Institutional (UNAVX) — Sold (part)

Virtus Funds Kar Intl Small Cap 1 (VIISX) — None — Buy

Virtus Funds Kar Intl Small Cap 1 (VIISX) — Buy (add'l)

Virtus Funds Kar Intl Small Cap 1 (VIISX) — Sold

Sharepost 100 Fund Single Class Fund (PRIVY) — None

Sprott Physical Gold Trust Unit Common Stock — None

Carter Validus Mission Critical REIT Inc Com — Distribution

Brokerage Account #5 (IRA) (H)

TD Ameritrade Cash Account (Y)

FDIC Insured Deposit Account — Interest

Van Eck FDS Emerging Markets (EMRYX) — None — Buy

Van Eck FDS Emerging Markets (EMRYX) — Buy (add'l)

Van Eck FDS Emerging Markets (EMRYX) — Sold

Van Eck FDS Global Hard Assets (GHAYX) — None — Buy

Van Eck FDS Global Hard Assets (GHAYX) — Sold

Van Eck FDS Intl Investors Gold Fund Y {INIYX) — Int/Div — Buy

Catalyst Alphacentric Income Opportunities CHHIOFIX) — Int/Div

Michael Kors Holdimgs Com (KORS) — Sold

Mutual Fd Ser Trust Catalyst/Mullburn Hedge Strt 1 (MBXIX) — Int/Div

Pimco Commodities Plus Strat (PCLIX) — Int/Div — Buy

Pimeo Income Fund Institutional Fund (PIMIX) — Int/Div — Sold (part)

Pimeo Income Fund Institutional Fund (PIMIX) — Sold

Pimco FDS Stockplus Small (PSCSX) — None — Buy

Pimco FDS Stockplus Small (PSCSX) — Sold

Sharepost 100 Fund A (PRIVX) — None

Pension Fund #2 (H)

Vova Intermediate Bond (HCIX) — Int/Div — Sold (part)

Loomis Sayles Bond Inst] (LSBDX) — Int/Div — Sold (part)

Loomis Sayles Bond Inst] (LSBDX) — Sold (part)

Vanguard Morgan Growth Adm (VMRAX) — Int/Div — Buy

Vanguard Morgan Growth Adm (VMRAX) — Sold (part)

Wells Fargo Spec Mdep Val R6 (WFPRX) — None — Sold

Vanguard Mid Cap Val Idx Adm (VMVZX) — Int/Div — Sold (part)

Vanguard Mid Cap Val Idx Adm (VMVZX) — Sold (part)

Hartford Midcap Y — Int/Div — Buy

Hartford Midcap Y — Buy (add'l)

Vanguard Sm Cap Val 1dx Adm — Int/Div — Sold

Calvert Small Cap 1 (CSVIX) — Int/Div — Sold (part)

Calvert Small Cap 1 (CSVIX) — Sold (part)

T. Rowe Price Intl Discovery (TIDDX) — Int/Div — Buy

T. Rowe Price Intl Discovery (TIDDX) — Sold (part)

Vanguard Sm Cap Grth Idx Adm — Int/Div — Buy

Vanguard Sm Cap Grth Idx Adm — Sold (part)

DFA Emerging Mrkts Core Eq (X) — Int/Div

Brokerage Account #6 (Personal) (H)

FDIC Insured Deposit Account — Interest

Activision Blizzard Inc Com (ATVI) — None — Buy

Alphabet Inc Com Cl A (GOOGL) — None — Buy

Amazon.com Inc Com (AMZN) — None — Buy

Apple Inc Com (AAPL) — Int/Div — Buy

Edwards Life Sciences Com (EW) — None — Buy

Eli Lilly & Co Com (LLY) — Int/Div — Buy

Ericsson ADR Sponsored (ERIC) — None — Buy

Fleetcor Technologies Inc. Com (FLT) — None — Buy

Grubhub Inc Com (GRUB) — None — Buy

IAC InteractiveCorp Com (IAC) — None — Buy

Mumina Inc Com (ILMN) — None — Buy

JP Morgan Chase & Co Com (JPM) — Int/Div — Buy

Microsoft Corp Com (MSFT) — Int/Div — Buy

Netflix.com Inc Com (NFLX) — None — Buy

Nvidia Corp Com (NVDA) — Int/Div — Buy

Paypal Hidgs Inc Com (PYPL) — None — Buy

PTC Inc Com (PTC) — None — Buy

Salesforce.com Ine Com (CRM) — None — Buy

Schwab Charles Corp Com (SCHW) — Int/Div — Buy

Service Now Inc Com (NOW) — None — Buy

Tesla Inc Com (TSLA) — None — Buy

Twitter Inc Com (TWTR) — None — Buy

Union Pac Corp Com (UNP) — Int/Div — Buy

Unitedhealth Group Inc Com (UNH) — Int/Div — Buy

Veeva Systems Inc Com Cl A (VEEV) — None — Buy

Verisk Analytics Com (VRSK) — None — Buy

Verizon Communications Com (VZ) — Int/Div — Buy

Vertex Pharmaceuticals Inc Com (VRTX) — None — Buy

Walt Disney Co Com (DIS) — None — Buy

Workday Inc Com Cl A (WDAY) — None — Buy

Workday Inc Com Cl A (WDAY) — Sold (part)

Arista Networks Inc Com (ANET) — None — Buy

Arista Networks Inc Com (ANET) — Sold

Michael Kors Holdimgs Com (KORS) — None — Buy

Pioneer Natural Resources Co Com (PXD) — None — Buy

Pioneer Natural Resources Co Com (PXD) — Sold

United Rentals CV Com (URI) — None — Buy

United Rentals CV Com (URI) — Sold

Visa lnc Com Cl A (V) — Int/Div — Buy

Visa lnc Com Cl A (V) — Sold

XPO Logistics Inc Com (XPO) — None — Buy

XPO Logistics Inc Com (XPO) — Sold

Director and President-Elect, Federal Bar Association, Los Angeles Chapter

Liability — Citibank — Revolving Credit

Reimbursement — & Time Management in Int'l Disputes — BA At vr met Tle [ewe

Reimbursement — White Collar Crime Institute

Spouse's income — 2018 — NALEO Education Fund; salary

Spouse's income — 2018 — State of California, In-Home Supportive Services; miscellancous income