Michael J. Kaplan

Rio Timo ADR common stock — Int/Div — Buy

Mitsubishi Electric ADR common stock — None — Buy

Siemens ADR common stock — None — Buy

Mitsubishi Heavy Industry ORDregistered — None — Buy

Vale SA ADR common stock — Int/Div — Buy

Citizens Bank money market account — Interest

Citizens Bank savings account — Interest

M&T Bank Checking account — None

Parts V1 and VIL. As | reported m 2011, | received a monetary settlement for a broken leg suffered in a 2008 slip-and-fall. With benefit of those funds | fininshed

(in 2012 and 2013) paying-off marital debts (pursuant to 2008 divorce decree) and education loans regarding one son, and in 2013 began accumulating savings

and opened an investment account with $3500, (The total cost of all stock reported in Part VII was almost exactly S3500; their aggregate value has not exceeded

$4000 at any time.) Additionally, I began receiving over $2300/mao from Social Security after my 66th birthday in 2013. (Social Security receipts are not

reportable in Part 111) Thus the elimination of reportable liabilities, and the first-time appearance of reportable investments,