Stephen Roy Reinhardt

What was filed

227
investments
2
positions
0
gifts
0
agreements
0
debts
1
reimbursements
0
income
1
spouse income

Named parties

Note 2
Note
Note 3
RUST £2 - I - NON-EXEMPT (
RUST #4 - ll UAD 4/21/95
YALE UNIVERSITY
AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA CONSULTING FEES

As filed

BROKER ACCT #1 - STONNINGTON a (H

FEDERATED CLOVER VALUE FD CL <1 — Int/Div — Sold (part)

FEDERATED CLOVER VALUE FD CL <1 — Sold (part)

FDIC LIQUID INSURED DEPOSITS MONEY MARKET 1 — Interest

CITY NATIONAL BANK CHECKING mm — None

UNION BANK CHECKING — None

JOHN HANCOCK LIFE INS CO. ANNUITY — Int/Div

IRA - ACCT #7 - STONNINGTON mm tH — Int/Div

PERSHING GOVT MONEY MARKET FUNDS 7

VANGUARD BD INDEX TOTAL BD MKTFUND 7 — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND? — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND 7 — Sold (part)

MSIF INC INTERNATIONAL FUND? — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 7 — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD - — Sold (part)

GATEWAY FUNDCLASS Y 7 — Sold (part)

DRIEHAUS ACTIVE INCOME FUND 7 — Sold (part)

DRIEHAUS SELECT CREDIT FUND?

AQR DIVERSIFIED ARBITRAGE FUND 7

WASATCH LONG/SHORT FUND 7 — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 7 — Sold (part)

STCW EMERGING MARKETS FUND 7 — Sold (part)

VIRTUS EMERGING MARKETS FUND - — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND? — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND 7 — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND 7 — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND 7 — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 7 — Sold (part)

NEUBERGER BERMAN LONG SHORT FUND 7 — Buy

NEUBERGER BERMAN LONG SHORT FUND 7 — Sold (part)

DEFERRED SALARY PLAN/TRUST ACLU - ACCT #8 - MILYNCH [ml — Distribution

BROKER ACCT #3 - STONNINGTON -a (H) — with line 204) — Note 2

FDIC LIQUID INSURED DEPOSITS MONEY MARKET 3 — Int/Div

AQR DIVERSIFIED ARBITRAGE FUND 3 — Int/Div — Sold (part)

AQR DIVERSIFIED ARBITRAGE FUND 3 — Sold (part)

AQR MANAGED FUTURES STRATEGY FD 3 — Int/Div — Buy (add'l)

DRIEHAUS SELECT CREDIT FUND 3 — Int/Div

DRIEHALS ACTIVE INCOME FUND 2 — Int/Div — Sold (part)

GATEWAY FUNDCLASSY 3 — Int/Div — Sold (part)

GATEWAY FUNDCLASSY 3 — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND} — Int/Div — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND} — Sold (part)

MSIF INC INTERNATIONAL FUND 3 — Int/Div — Sold (part)

MSIF INC INTERNATIONAL FUND 3 — Sold (part)

S10. — Buy (add'l)

NUVEEN LIMITED TERM MUNI BONDCLASS A — Interest — Sold (part)

NUVEEN LIMITED TERM MUNI BONDCLASS A — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Int/Div — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND 3 — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND 3 — Int/Div — Sold (part)

TCW EMERGING MARKETS FUND 2 — Int/Div

THE TAX EXEMPT BOND FUND OF AMERICA 3 — Interest — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA 3 — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND 3 — Interest — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND 3 — Sold (part)

WASATCH LONG/'SHORT FUND 3 — Int/Div — Sold

ISHARES TR BARCLAYS TIPS BD FD 1 — Int/Div — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD 1 — Buy (add'l)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 3 — Int/Div — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 3 — Buy (add'l)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND 3 — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 3 — Int/Div — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND 3 — Sold (part)

VIRTUS EMERGING MARKETS FUND 1 — Int/Div — Buy (add'l)

VIRTUS EMERGING MARKETS FUND 1 — Sold (part)

VIRTUS EMERGING MARKETS FUND 1 — Buy (add'l)

VIRTUS EMERGING MARKETS FUND 1 — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND 3 — Int/Div — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND 3 — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 3 — Int/Div — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND 3 — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND 3 — Int/Div — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND 3 — Sold (part)

NEUBERGER BERMAN LONG SHORT FUND 3 — Buy

NEUBERGER BERMAN LONG SHORT FUND 3 — Sold (part)

CHASE CHECKING mm — None

CHASE SAVINGS mmm — Interest

NATIONWIDE ACHIEVER ANNUITY — None

TRUST #1 «EXEMPT C(H) — Int/Div — Note

FDIC LIQUID INSURED DEPOSITS []

AQR DIVERSIFIED ARBITRAGE FUND mm — Sold

DRIEHAUS SELECT CREDIT FUND [] — Sold

DRIEHAUS ACTIVE INCOME FUND [] — Sold

GATEWAY FUND CLASS Y mmm — Sold

ISHARES TR BARCLAYS TIPS BD FD [ — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD [ — Buy (add'l)

ISHARES TR BARCLAYS TIPS BD FD [ — Sold

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND fmm — Sold

MSIF INC INTERNATIONAL FUND [ — Sold

NUVEEN LIMITED TERM MUNI BOND CLASS A [mmm — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A [mmm — Buy (add'l)

PRUDENTIAL JENNISON HEALTH SCIENCES FUNT mm — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND mmm — Buy (add'l)

TCW EMERGING MARKETS FUND [] — Buy (add'l)

THE TAX EXEMPT BOND FUND OF AMERICA mmm — Buy (add'l)

THE TAX EXEMPT BOND FUND OF AMERICA mmm — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND [mmm — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND [mmm — Buy (add'l)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND [mm — Sold

WASATCH LONG/SHORT FUND [] — Sold

VIRTUS EMERGING MARKETS FUND __ — Buy (add'l)

AMERICAN CENTURY MID CAP VALUE FUND mmm — Sold

SCHWAB FUNDMNTL US. LARGE CO FUND am — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND jm — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUND mmm — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND fm — Buy (add'l)

ASTON FAIRPOINTE MID CAP FUND [] — Buy

ASTON FAIRPOINTE MID CAP FUND [] — Buy (add'l)

AQR MOMENTUM FUND CLASS L [] — Buy

AQR MOMENTUM FUND CLASS L [] — Buy (add'l)

BERWYN FUND mmm — Buy

BERWYN FUND mmm — Buy (add'l)

INVESCO DEVELOPING MARKETS FUND — Buy

INVESCO DEVELOPING MARKETS FUND — Buy (add'l)

HARBOR INT'L FUND mmm — Buy

HARBOR INT'L FUND mmm — Buy (add'l)

HARBOR HIGH YIELD BOND FUND [ — Buy

INVESCO INTL SMALL COMPANY [] — Buy

INVESCO INTL SMALL COMPANY [] — Buy (add'l)

VIRTUS FOREIGN OPP FUND CLASS ARES — Buy

VIRTUS FOREIGN OPP FUND CLASS ARES — Buy (add'l)

KEELEY SMALL CAP VALUE FUND [] — Buy

KEELEY SMALL CAP VALUE FUND [] — Buy (add'l)

MAINSTAY HIGH YIELD CORP BOND FUND mm — Buy

MAINSTAY HIGH YIELD CORP BOND FUND mm — Buy (add'l)

MAINSTAY HIGH YIELD CORP BOND FUND mm — Sold

AMERICAN CENTURY INTMDT TAX FREE BOND FUND mmm — Buy

AMERICAN CENTURY INTMDT TAX FREE BOND FUND mmm — Buy (add'l)

VANGUARD SCOTTSDALE FDS __ — Buy

VANGUARD SCOTTSDALE FDS __ — Buy (add'l)

ACACIA PARTNERS. L.P

POETIC LICENSE PARTNERS. LP — Note

TRUST #2 « NON-EXEMPT C(H) — Int/Div

FDIC LIQUID INSURED DEPOSITS []

TRUST #3 - REINHARDT LVG TRUST {Hy — Int/Div — Note 3

FDIC LIQUID INSURED DEPOSITS [

AQR DIVERSIFIED ARBITRAGE FUND im — Sold (part)

AQR MANAGED FUTURES STRATEGY FUND mmm — Sold (part)

DRIEHAUS SELECT CREDIT FUND [ — Sold (part)

DRIEHAUS ACTIVE INCOME FUND [ — Sold (part)

GATEWAY FUND CLASS Y mmm — Sold (part)

ISHARES TR BARCLAYS TIPS BD FD [ — Sold (part)

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND mm — Sold (part)

LEGG MASON BW ABSOLUTE RETURN FUN pm — Sold (part)

MSIF INC INTERNATIONAL FUND [] — Sold (part)

NUVEEN LIMITED TERM MUNI BOND CLASS A gm — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND pam — Sold (part)

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND mm — Sold (part)

TCW EMERGING MARKETS FUND [] — Sold (part)

THE TAX EXEMPT BOND FUND OF AMERICA names — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND fmm — Sold (part)

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND [ml — Sold (part)

WASATCH LONG/SHORT FUND [ — Sold

VIRTUS EMERGING MARKETS FUND [ — Sold (part)

AMERICAN CENTURY MID CAP VALUE FUND mm — Sold (part)

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND fm — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND pm — Sold (part)

NEUBERGER BERMAN LONG SHORT i — Buy

NEUBERGER BERMAN LONG SHORT i — Sold (part)

CITY NATIONAL BANK CHECKING []

TRUST 24 - RIPSTON LVG TRUST (H) — Int/Div — Note 2

FDIC LIQUID INSURED DEPOSITS [

AQR MANAGED FUTURES STRATEGY FUN pm — Sold (part)

PRUDENTIAL JENNISON HEALTH SCIENCES FUND [mmm — Sold (part)

SCHWAB FUNDMNTL US. LARGE CO FUND — Sold (part)

VANGUARD SPECIALIZED PORT DIV APPREC FUND fmm — Sold (part)

DRIEHAUS SELECT CREDIT FUND [1] — Buy (add'l)

MSIF INC INTERNATIONAL FUND [] — Buy (add'l)

VIRTUS EMERGING MARKETS FUND [ — Buy (add'l)

AQR DIVERSIFIED ARBITRAGE FUND mmm — Buy (add'l)

AMERICAN CENTURY MID CAP VALUE FUND mas

DRIEHAUS ACTIVE INCOME FUND []

GATEWAY FUND CLASS Y mmm

LEGG MASON BW ABSOLUTE RETURN FUND

NEUBERGER BERMAN LONG SHORT FUND mam

NUVEEN LIMITED TERM MUNI BOND CLASS A mm

RIDGEWORTH SEIX FLOATING RATE HIGH YLD FUND fmm

RIVERNORTH DOUBLE LINE STRATEGIC INC FUND mmm

TCW EMERGING MARKETS FUND [

THE TAX EXEMPT BOND FUND OF AMERICA pm

VANGUARD INTMDT TERM TAX EXEMPT BOND FUND fm

ISHARES TR BARCLAYS TIPS BD FD [

ISHARES TR BARCLAYS 1-3 YR TSRY BOND FUND pm

BANK OF THE WEST CHECKING mm

TRUSTEE, RUST £2 - I - NON-EXEMPT (

CO-TRUSTEE, RUST #4 - ll UAD 4/21/95

Reimbursement — YALE UNIVERSITY — 10/23/14 - 1027/14 — NEW HAVEN. CT — PROF ASSOC ACTIVITY CIVIC ORGANIZATION — AIRFARE, LODGING, TRANSPORTATION

Spouse's income — 2014 — AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA CONSULTING FEES

NOTE 1: Part VII, lines 100 and | 58 - We are still waiting for the year 2014 form K-| relating to the Poetic License Partners, LP partnership on line 158. As

a result, both the income and gross value codes in columns B and C for the Trust #1 Exempt C on line 100 have been estimated. If necessary, an amended

disclosure report will be filed upon our receipt of the K-1 form. In addition, in this section from year 2013, u security called Princeton Futures Strategy Fund

Class A was sold in it's entirity in 2013. It was erroneously reflected as "sold part”, on line 122 of Part VII of the 2013 Disclosure Report. Accordingly. that

security does not appear in the Trust #1 - Exempt C area on this 2014 report.

NOTE 2; Part VII, line 32 - This individual broker account closed during December 2014 and all cash and securities were transferred in kind wl

living trust brokerage accoun{ill . This applies to all items listed on lines 32 through 96, which in future years will no longer appear on the report. From

December 2014 and forward, these securities will report in the aggregate as part of Ripston living trust. See line 204, part VII, and for the specific assets now m

the living trust account JI, see lines 205 through 226. Also, line 227 of part VIL, "Bank of the West" is included in the Ripston living trust as of 12/31/14, This

item had previously appeared as an individual account on line 94, part VII of the 2013 disclosure report. Note that prior to December 2014, SE

living trust had never been funded

NOTE 3: Part VII, Ime 161 - This header line was formerly called "Trust #3 - Lvg Trust”. We are now calling it “Trust #3 - Remhbardt Lvg Trust”, so as to

distinguish it from "Ripston Lvg Trust", which appears on lines 204 to 227 of part VIL