Jeremy D. Fogel

Vanguard Small Cap ETF — Int/Div — Sold (part)

Morgan Stanley brokerage account (assets listed below)

Vanguard Financials ETF — Int/Div — Sold (part)

Vanguard Small Cap ETF — Sold (part)

Vanguard Mid-Cap ETF — Int/Div

IShares S&P 500 Growth ETF — Int/Div — Sold (part)

IShares S&P 500 Growth ETF — Sold (part)

IShares S&P 500 Value ETF — Int/Div — Sold (part)

IShares Select Dividend ETF — Int/Div

Vanguard FTSE Developed Mkts E — Int/Div — Sold (part)

Vanguard FTSE Developed Mkts E — Sold (part)

ISharesNat Amt-Free Mun Bd ETF — Int/Div

IShares Interim Credit Bd ETF — Int/Div — Buy (add'l)

IShares Interim Credit Bd ETF — Buy (add'l)

IShares Interim Credit Bd ETF — Sold

EV ADV Floating Rate — Int/Div — Buy (add'l)

EV ADV Floating Rate — Buy (add'l)

Morgan Stanley Bank — Interest

DC College Savings 2031 Portfolio — Int/Div

Energy Sel Sect Spdr Bd — Int/Div — Buy (add'l)

Energy Sel Sect Spdr Bd — Buy (add'l)

IShares Core MSCI Emerging — Int/Div — Buy (add'l)

IShares Core MSCI Emerging — Buy (add'l)

Delaware Natl Hi YId Muni Bd — Int/Div

First Tr Exchange Traded Fd VI — Int/Div — Sold (part)

First Tr Exchange Traded Fd VI — Sold (part)

Vanguard FTSE Emerging Markets — Int/Div — Buy

Vanguard FTSE Emerging Markets — Buy (add'l)

IShares Tips Bond ETF — Int/Div — Buy

IShares Tips Bond ETF — Buy (add'l)

Vanguard Short-Term Corporate — Int/Div — Buy

Vanguard Short-Term Corporate — Buy (add'l)

Federated Muni Obligation WS — Int/Div — Buy

Federated Muni Obligation WS — Sold (part)

Federated Muni Obligation WS — Sold (part)

Federated Muni Obligation WS — Sold (part)

Federated Muni Obligation WS — Sold (part)

Morgan Stanley IRA (assets listed below)

Morgan Stanley Bank — Interest

Vanguard Financials ETF — Int/Div — Sold (part)

Vanguard Small Cap ETF — Int/Div

Vanguard Mid-Cap ETF — Int/Div

iShares S&P 500 Growth ETF — Int/Div — Sold

IShares S&P Value ETF — Int/Div — Sold

Vanguard FTSE Emerging Markets — Int/Div — Sold

IShares Interim Credit Bd ETF — Int/Div — Buy (add'l)

Spdr Barclays Capital High Yield — Int/Div — Sold

E V Adv Floating Rate — Int/Div — Buy (add'l)

Industrial Sel Sec Spdr Rd — Int/Div — Sold (part)

First Tr Exchange Traded Fd VI — Int/Div — Sold

First Trust Hith Care Alpha ETF — Int/Div — Sold

IShares Tips Bond ETF — Int/Div — Buy (add'l)

Energy Sel Sect Sprdr Fd — Int/Div — Buy

Vanguard FTSE Developed Mkts E — Int/Div — Buy

Vanguard Short-Term Corporate — Int/Div — Buy

IShares Core MSC Emerging — Int/Div — Buy

Morgan Stanley IRA #2 (assets listed below)

Morgan Stanley Bank — Interest

Vanguard Financials ETF — Int/Div — Sold (part)

Vanguard Small Cap ETF — Int/Div — Sold (part)

Vanguard Mid-Cap ETF Index — Int/Div

Ishares S&P S00 Growth ETF — Int/Div — Sold

IShares S&P Value ETF — Int/Div — Sold

IShares Dividend Select ETF — Int/Div

Vanguard FTSE Developed Mkts E — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Mkts — Int/Div — Sold

IShares Interim Credit Bd ETF — Int/Div — Buy (add'l)

Spdr Barclays High Yield — Int/Div — Sold

First Tr Exchange Traded Fd VI — Int/Div — Sold

First Trst Hlth Care Alpha ETF — Int/Div — Sold

Industrial Sel Sec Spdr Fd — Int/Div — Sold

IShares Tips Bond ETF — Int/Div — Buy

Energy Sel Sect Spdr Fd — Int/Div — Buy

Vanguard Short-Term Corporate — Int/Div — Buy

IShares Core MSCI Emerging — Int/Div — Buy

EV Adv Floating Rate — Int/Div — Buy

Trsut #1 (assets listed below)

Doublehne Fds Total Return Bd Fd — Int/Div

Pioneer Ser Tr VI Flig Rate Fd — Int/Div

Templeton Income Tr Global Bd FD — Int/Div

Intel Corp. — None

Potash Corp. of Saskatchewan — None

Realty Income REIT — None

Teradata Corp. — None

Transocean Ltd. Ordinary Shares — None

Pointright Holdings, Inc — None

Undeveloped lot--Placer County, CA — None

Agreement — 09/30/81 — Cahforma Judicial Retirement System: entitled to receive approximately 61% of the current salary of a Cahtorma Superior Court Judge

Liability — Morgan Stanley — Liquid Access Line of Credit

Reimbursement — Berkeley Law School, ) University of California — February 17-22 — Berkeley, Califorma — Meetings with faculty and administration — Transportation and lodging

Reimbursement — The American Legal System — SEMAN RvR on judicial discipline — RA RY»

Income — 2018 — Casliforiia Judicial Retirement System (payments received through end of final reporting period) — $75,486.64