Neil Vincent Wake

UTMA Acct #3

Wells Fargo accounts — Interest

Apache Peak Inv, LLC — None

Whetstone Dev. Co. (common stock) (X) — None

Interstate Ventures V Ltd. Ptshp — None

BROKERAGE ACCT #1

Morgan Stanley Active Assets Mon Tr {Liquid Asset Fund) — Int/Div — Closed

IRA#I

MS Charter Campbell LP — None

MS CharterMSFCM LP — None

MS Charter Grahan LP — None

BlackrockGlobal Allocation C (transfer from IRA # 6) — Int/Div

Morgan Stanely Liquid Assets Fund (transfer from IRA # 6) — Int/Div

IRA #3 (closed 12-31-11, transferred to IRA #7) — Int/Div

Morgan StanleyLiguid Asset Fund (MM) (below reporting) (Y)

Morgan Stanley Bk Deposit (formerly Liquid Asset Fund (MM) — Interest

BROKERAGE ACCT #3

SEI Tax-Free Fund (MM) — Int/Div — Sold (part)

SEI Intermediate-Term Municipal Fund (Mut Fd) — Int/Div — Sold (part)

SEI Short Duration Mumical Fd — Int/Div — Sold (part)

STET Tax-Advantaged Income Fd # 19 — Int/Div — Sold (part)

SEI Tax Managed Volatity Fd — Int/Div — Sold (part)

SEI Real Esate Fd — Int/Div — Sold (part)

ING LSA Annuity & Life Ins Co (annuity) — None

Amer. Inv. Life Ins. (AVIVA) Co. (annuity) — None

BROKERAGE ACCT 24

SEI Intermed. Term Municipal Fd — Int/Div

LCisco Systems Inc (common) — None

SEI Short Duration Municipal Fd — Int/Div

STET Tax-Advantaged Income Fd # 19 — Int/Div

SEI Tax Managed Volatity Fd — Int/Div

SEI RealEsate Fd — Int/Div

SEI Tax-Free Fd — Int/Div — Sold (part)

American Realty Capital (common stock) — Int/Div

Healthcare Trust of America (common stock) — Int/Div

Jackson Nat. Life Ins. Co. (annuity) — None

Pinal County, AZ, land — None

Mohave County, AZ, land — None

Nationwide Life Ins.--adustible life ins — None

Section 529 Account

Ivy Capital Apprec. E (fund merged 6-10-11) — None

IRA #5

Aviva Life and Annuity Co (annuity) — None

TrustdSo0000000000

SEI Prime Obligation Fund — Int/Div — Sold (part)

IRA #6 (closed 11-23-11, transferred to IRA# I)

BROKERAGE ACCT #6

Van Kampen Grw & Inc A — Int/Div

lvy Large Cap Grw A Fd — None

Amer Balanced Fd — Int/Div

Callon Petroleum Co (common) — None

BROKERAGE ACCT # § (closed 11-23-11; ransf'd to Bkr Act #9)

BROKERAGE ACCT 29

Morgan Stanley Bank (transferred from Bkr Acct # 8) — Int/Div

MS Bank Dep Prgm (merged with other bank acct) — None

MFS Total Return A — Int/Div

Blackrock Equity Dividend A — Int/Div

Columbia Select LG CP Growth A — Distribution

Eaton Vance Tax-Advantaged Bond Strategy — Int/Div — Buy

IRAZT — Int/Div

Morgan Stanley Bank (formerly MS Liquid Asset Fd) — Int/Div

Invesco Premier PTF Inst] (MM) (omitted in 2010 report) — Int/Div

Am Growth Fd of Amer F — Int/Div

Gabelli EQ Inc AAA — Int/Div

MS Strategist Fund A — Int/Div

American GR FD of America F (duplicate entry in 2010 ept)

MS Charter Aspect LP (transferred 12-31-11 from IRA #3) — None

MS Charter Graham A LP (transferred 12-31-11 from IRA #3) — None

MS Charter WCM LP — None

Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)