Loretta A. Preska

Law Firm Retirement Account (H)

Fidelity Contrafund — Int/Div

Fidelity Cash Reserves — Int/Div

Vanguard Midcap Index Fund — None — Sold

Brown Bros Core Select Fund — Int/Div

Vanguard Small Cap Index Fund — None — Sold

Glenmeade Lg Cap Core Inst Fund — Int/Div — Buy

Fidelity Total Market Index — Int/Div — Buy

Fidelity Total Market Index — Buy (add'l)

Law Firm Capital A/C and Int. in A/R — None

Citibank Accounts — Interest

M&T Bank Accounts — Interest

Trust #2 10(H)

Fidelity Municipal MMF — Int/Div

MS Global Long Short Fund — Int/Div — Sold (part)

SPDR Mid Cap 400 ETF — Int/Div — Sold (part)

SPDR Mid Cap 400 ETF — Sold (part)

NY State Loc Govt Assistance Corp Subordinate Lien Ref-A Bonds — Interest

NY State Dorm Auth Revs Bonds — Interest — Redeemed

Florida State Brd Ed Pub Ed Ref-B Bonds — Interest

Palm Beach FI Rep Ref Cap Impt Pro-A Bonds — Interest

Harris County TX Met Tran Auth Sales & Use Tax Red Bonds — Interest

WA State Var Purp-C Bonds — Interest

McHenry County IL Cnty Unit Ach Dist Ref-B Bonds — Interest — Buy

Humtsville AL General Oblig Ref Cap Imp Warrants — Interest

BIOC LLC — None

A Fin Auth Rev Bonds — Interest

Cary NC Pub Impt Ref-B Bonds — Interest

Boston MA Water and Sewer Commn Gen Rev Ref-A Bonds — Interest

Marion and Polk Counties OR sch Dist No 24 J Salem Bonds — Interest

DC Washington DC Income Tax Seed Rey Ref-A Bonds — Interest

Downtown Association Bond — Interest

Sustainable Waste Power Systems, Inc Common Stock — None — Buy (add'l)

Blackrock Strategic Municipal Opportunity's Fund — Int/Div

CT Hsg Fin Auth Mtg Ref-A Bonds — Interest

Deutsche Intermediate Tax Free Fund — Int/Div — Buy

Deutsche Intermediate Tax Free Fund — Buy (add'l)

Blackrock National Muni Fund — Int/Div — Buy

Blackrock National Muni Fund — Sold

Glendale AZ Ln HS Dist Bonds — Int/Div — Buy

Corona CA Pub Fin Auth Leave Rev Bonds — Int/Div — Buy

Vanguard Intermediate Tax Exempt Fund — None — Buy

Trust# 11 (H)

S + P Midcap SPDRS — Int/Div — Sold (part)

S + P Midcap SPDRS — Sold

Fidelity Cash Reserves — Int/Div

Fidelity 500 Index Fund — Int/Div

IRA 49H)

Fidelity Contrafund — Int/Div

Blackrock Global Allocation Fund — Int/Div — Buy (add'l)

Vanguard Midcap Fund — Int/Div

SPDR Midcap 400 ETF — Int/Div — Sold (part)

SPDR Midcap 400 ETF — Buy (add'l)

SPDR Midcap 400 ETF — Sold

Tweedy Browne Global Value Fund — None — Sold

Brown Bros Core Select Fund — Int/Div

SPDRS&PSOOETF — Int/Div

Fudelity 500 Index Fund — Int/Div — Buy

Fudelity 500 Index Fund — Buy (add'l)

Baron Growth Fund — None — Sold

Fidelity Total Market Index — Int/Div — Buy (add'l)

Fidelity Total Market Index — Buy (add'l)

Fidelity Total Market Index — Buy (add'l)

Fidelity Gov't Cash Reserves — Int/Div

Glenmeade Lg Cap Core Inst Fund — Int/Div — Buy

DBX Europe Hedged Equity ETF — None — Buy

DBX Europe Hedged Equity ETF — None — Sold

WisdomTree Europe Hedged Equity ETF — None — Buy

WisdomTree Europe Hedged Equity ETF — None — Sold

iShares Core S&P Mid Cap ETF — Int/Div — Buy

IRA Z10(H)

Fidelity Gov't Cash Reserves — Int/Div

Tweedy Browne Global Value Fund — None — Sold

Vanguard Midcap Index Fund — Int/Div

Fudelity Low Priced Stock Fund — Int/Div

Blackrock Global Allocation Fund — Int/Div — Buy (add'l)

Brown Brothers Core Select Fund — Int/Div

SPDRS&PSOOETF — Int/Div

Fidelity Contrafund — Int/Div

iShares Core S&P Small Cap ETF — None — Sold

DBX Europe Hedged Equity ETF — None — Buy

DBX Europe Hedged Equity ETF — None — Sold

WisdomTree Hedged Equity ETT — None — Buy

WisdomTree Hedged Equity ETT — None — Sold

Fidelity Total Market Index — Int/Div — Buy

Fidelity Total Market Index — Buy (add'l)

Fidelity 500 Index Fund (X) — Int/Div — Buy

Fidelity 500 Index Fund (X) — Buy (add'l)

Fidelity 500 Index Fund (X) — Buy (add'l)

Vice-President, Fordham Law Alumni Association

Advisory Board, Federalist Society, New York Chapter

Trustee Ementa, Fordham University

Reimbursement — Federal Bar Association — November 29-30 — Miami, FL — Art Law Seminar — Asfare, Taxi, Meals & Hotel

Spouse's income — 2016 — Self Emploved Lawyer

Lime 5 - Typo last year - omitted "Core."

Line 24 - Accidentally omitted last year.

Lines 47, 58, and 61 - Name change.

Royce Total Retum Fund (line 77 last year) was sold on 11/15/16 with a value code of E and no gain,

Line 36 - Typo last year. Was listed as "International" instead of “Intermediate.”

Lime £7 - Accidentally omitted from Reports for 2014 and 2015 due to confusion with name of another fund that was reported.