Kirtan K. Khalsa

PruLife Custom Premier II Life Insurance Policy (2 policies) — Int/Div

Scholars Edge 529 Plan Age 9:11 Years Portfolio A — None

Kennedy & Han 401k Retirement Fund {referenced in Part 11) — None

Transamerica Partners Stock Index Retirement Option — None

Transamerica Asset Allocation Conservative Portfolio R — None

Land Tract 1, Bernalillo County, NM — None

Land Tract 2, Bernalillo County, NM — None

Land Tract 1, Sandoval County, NM — None

Land Tract 2, Sandoval County, NM — None

Land Tract 3, Sandoval County, NM — None

SEP-IRA

Cisco Systems Inc. (CSCO) — Int/Div — Sold

EMC Corp Mass (EMC) — Int/Div — Sold

Oracle Corp. (ORCL) — Int/Div — Sold

Yahoo Inc. (YHOO) — None — Sold

Merge Healthcare Inc. (MRGE) — None

Apple Inc. Stock (AAPL) — Int/Div — Buy (add'l)

Cowen Group Inc. New CL A (COWN) — None — Sold

Orexigen Therapeutics Inc (OREX) — None

Vanguard Prime Money Market Fund — Int/Div — Buy (add'l)

Ecrypt Technologies Inc. (ECRY) — None

Sandridge Energy Inc. (SD) — None

Vanguard 500 Index Fund Admiral Shares Mutual Fund — Int/Div — Closed

American Express Company (AXP) — None — Buy

Google Inc. Class C (GOOG) — None — Buy

Google Ine. Class A (GOOGL) — None — Buy

Vanguard Target Retirement 2035 Mutual Fund — Int/Div — Buy (add'l)

Vanguard NM Unif, Transfer to Minors Account

Vanguard Prime Money Market — None

Vanguard Target Retirement 2025 Mutual Fund — Int/Div

SOLTA Med Inc. (SLTM) — None — Closed

Hawaiian Holdings Inc. (HA) — None

Vanguard NM Uniform Transfer to Minors Account — Int/Div

Vanguard Prime Money Market — None

Vanguard Target Retirment 2020 Mutual Fund — Int/Div

Alimera Sciences (ALIM) — None

Exone (XONE) — None

Sole Practitioner Attomey, Khalsa Law Office (1/1/2012 to 9W%/2014)

Agreement — 2003 — Kennedy & Han 401k Retirement Plan with former law firm of which I was an associate attorney, no control (in process of rolling over into SEP-IRA)

Liability — Internal Revenue Service — Income axes

Income — 2014 — Khalsa Law Office Sole Practitioner Eamings — $137,026.00