Sheila M. Finnegan

Templeton Growth Fund-A (TEPLX) — Int/Div

New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div

Everbank Checking — Interest

US. Employee Credit Union Checking and Saving — Interest

Schwab Bank (credit card reward program) — Int/Div — Closed

leonix Brand Group, Inc. (ICON) — Int/Div

Brokerage Account (Fidelity)

Fidelity Municipal Money Market — Interest

Chicago IL Govt Bond 1/1/2016 — Interest

Collier Cnty FLA Bond 10/1/2013 — Interest

FL State Dept Gen Sves Bond 9/1/2014 — Interest

Midfirst Bank Okla City CD 9/24/2012 — Interest — Redeemed

U.S. Treas Nis TIPS 4/15/2014 — Interest

BWX ETF (Spdr Ser Tr Lehman Intl Treas Bd) — Interest — Sold

EFA (Ishares Tr MSCI EAFE Index Fd) — Int/Div — Sold

HYG (shares Tr 1Boxx & high yield corp Bd Fd) — Int/Div — Sold

UH (Ishares Tr S&P Midcap 400 Index Fd) — Int/Div — Sold

IVV (Ishares Tr S&P S00 Index Fd) — Int/Div — Sold

IWD (Ishares Tr Russell 1000 Value Index Fd) — Int/Div — Sold

IWF (Ishares Tr Russell 1000 Growth Index Fd) — Int/Div — Sold

IWO (Ishares Tr Russell 2000 Growth Index Fd) — Int/Div — Sold (part)

IWO (Ishares Tr Russell 2000 Growth Index Fd) — Donated

PAUAX (Pimco All Assets All Auth-A) — Buy

IWP (shares Tr Russell Midcap Growth Index Fd) — Int/Div — Donated

Merck & Co(formerly Schering Plough) — Int/Div

VEU (Vanguaard Intl Equity Index Fd FTSE All World Ex US) — Int/Div

MOS (Mosaic) — None — Sold

POT (Potash) — None

SPY (SPDR S&PSO0O ETF) — Sold

Brokerage Acct 2 (UBS- 08 to Fidelity )

RMA Money Mkt Portfolio — Int/Div

Charlottesville Va Bond 7/15/15 — Interest

Charleston Cnty SC BE/R 4.250 dud 0 — Interest

New York NY Fiscal Ser Bond Mand Sink Fd 1715/16 — Interest

Chicago IL Wstwir Transm Rev Ser B FGIC Dd — Interest

Dallas Fort Worth Tx In Sr A Rv BER 5.000 DTD — Interest

Denton Texas Util Sys Rev FSA B/E /R 5.000 — Interest

Georgia State Ser V /R/S.000 Did — Interest

Illinois St NPFG BA/R/S.000 DTD — Interest

Illinois St Sync Cr/R/5.500 DTD — Interest

Western Minn Mun Pwr Agy Ser B Rey NPFG B/E /R/5.000 ¢ — Interest

Humble Tx Indpt Sch Bond 2/15/19 — Interest

Port St. Lucie Fl L/Rev Rev NPFG B/E /R/ — Interest

Monroe Cnty NY AGC BE/R/ — Interest

Hamilton Caty Oh SWR Sys Imp Rev NPFG B/E /R/ — Interest

Marvland St. Sr A BE/R/ — Interest

NARAX (Virtus Mult-sector Short term bond) — Int/Div

PDINX {Putnam Diversified Income Trust Class A) — Int/Div — Sold

EVBLX (Eaton Vance Floating Rate Fund Class A) — Int/Div

PUBAX (Pimco Unconstrained Bond Fund Class A) — Int/Div

PTTAX (Pimco Total Return Fund Class A) — Int/Div

HFLAX (Hartford Floating Rate Fund Class A) — Int/Div

DLTNX (Double Le Total Return Fund) — Int/Div — Buy

DLTNX (Double Le Total Return Fund) — Buy (add'l)

Brokerage acct 3 (Fad! )

Hawaii Cnty 0 BDS Ser 5.0% TRD — Buy

Rollover IRA SF (UBS — Int/Div

UBS Liquid Assets Fund

GE Bond 2/1/13

CVS Corp Bond 9/15/14

Goldman Sachs Group Inc Bond 1/15/15

Anheuser Busch Co. Bond 2/1/15

Cisco Systems Inc Bond 2/22/16

Metlife Inc NTS 05.000% call@M/W

TimeWamer Cable Inc 05.850% call

EVBLX (Eaton Vance Floating Rate Fund)

PDINX (Putnam Diversified Income Trust) — Sold

NARAX (Virtus Multi-Sector Short Term Bond Fund)

PUBAX (Pimco Unconstrained Bond Fund Class A)

HFLAX (Hartford Floating Rate Fund Class A)

PTTAX (Pimco Total Return Fund Class A)

DLTNX (Double Line Total Return Fund) — Buy

DLTNX (Double Line Total Return Fund) — Buy (add'l)

Rollover IRA (UBS- ) — Int/Div

UBS Liquid Assets Fund

JIWM (shares Trust Russell 2000 Index Fd) — Buy (add'l)

IWD (Ishares Trust Russell 1000 Value Index Fd) — Sold (part)

IWF (shares Trust Russell 1000 Growth Index Fd) — Buy (add'l)

IWF (shares Trust Russell 1000 Growth Index Fd) — Buy (add'l)

IWR (Ishares Trust Russell Midcap Index Fd) — Buy (add'l)

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF) — Buy (add'l)

VEU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US — Buy (add'l)

PGMAX (Pimco Global Multi Asset Fund CIA) — Sold (part)

EWG (Ishares Inc MISCI Germany Index Fund)

EWI (Ishares Inc MSC Japan Index Fd)

HDSAX (JPM Highbridge Dynamic Commaod Strategy FBOID) — Sold

PAUAX (Pimco All Assets All Auth-A) — Sold

ARBFX (Arbitrage Fund No Load Class) — Buy

PDMAX (Putnam Absolute Return 700 Class A) — Sold

PIMDX (Putnam Absolute Return 500 Class A) — Buy

WASAX (Ivy Asset Strategy Fund Class A) — Sold

JSOAX (JP Morgan Strategic Income Opportunities Fund) — Buy

EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Buy

EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Buy

CLSVX (CBRE Clarion Long/Short Fd Inv) — Buy

IRA Rollover Acct KS (Fidelity) — Int/Div

U.S. Treas Nts TIPS 4/15/2014

BEARX (Fed. Prudent Bear Fund Class A)

OPGSX (Oppenheimer Gold & Spec Minerals C1 A)

PRPFX (Permanent Portfolio)

TIP (Ishares Barclays TIP Secs Fd)

WASAX (Ivy Asset Strategy C1 A)

Roth IRA Accts (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

POT (P:otash Corp)

CUT (Claymore Exch Traded Fd Tr Global Bimber)

DBV (Powershares DB G10 Currency Harvest Com Ut Ben Int)

DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int)

MEDAX (MFS Emergmg Mkts Debt C1 A)

TPINX (Templeton Global Bond Class A)

Roth IRA (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

POT (Potash Corp)

Roth IRAUBS (toFid ) — Int/Div

UBS Bank USA Deposit Acct — Sold

PCEXX (UBS Pace Money Mkt Investment Fd) — Sold

EVBLX (Eaton Vance Floating Rate Fund) — Sold

PUBAX (Pimco Unconstrained Bond Fun Class A) — Sold (part)

PUBAX (Pimco Unconstrained Bond Fun Class A) — Sold (part)

PUBAX (Pimco Unconstrained Bond Fun Class A) — Sold

WASAX (Ivy Asset Strategy Fund) — Sold

PGMAX (Pimco Global Multi Asset Fund) — Sold

PDMAX (Putnam Absolute Return 700 Class A) — Sold

EAGMX (Eaton Vance Global cro Absolute Return Fund A) — Buy

EAGMX (Eaton Vance Global cro Absolute Return Fund A) — Sold

Pr1AX (Pimeo Total Return Fund Class A) — Buy

Pr1AX (Pimeo Total Return Fund Class A) — Sold (part)

Pr1AX (Pimeo Total Return Fund Class A) — Sold (part)

Pr1AX (Pimeo Total Return Fund Class A) — Sold

PAUAX (Pimco All Assets) — Sold (part)

PAUAX (Pimco All Assets) — Sold (part)

PAUAX (Pimco All Assets) — Sold

NARAX (Virtus Multi-Sector Short-terEm bond Fund - Class A) — Buy

NARAX (Virtus Multi-Sector Short-terEm bond Fund - Class A) — Sold (part)

NARAX (Virtus Multi-Sector Short-terEm bond Fund - Class A) — Sold

HEMZX (Virtus Emergmg Mkis Opportunitiesi Fund Class A) — Buy

HEMZX (Virtus Emergmg Mkis Opportunitiesi Fund Class A) — Buy (add'l)

HEMZX (Virtus Emergmg Mkis Opportunitiesi Fund Class A) — Sold

JSOAX (JP Morgan Strategic Income Opportunites Fund) — Buy

JSOAX (JP Morgan Strategic Income Opportunites Fund) — Sold

PVSAX (Putnam Capital Spectrum A) — Buy

PVSAX (Putnam Capital Spectrum A) — Sold

DLTNX (Double Line Total Return Fund NE uUB- — Buy

DLTNX (Double Line Total Return Fund NE uUB- — Sold (part)

DLTNX (Double Line Total Return Fund NE uUB- — Sold

VAPAX (Virtus Premium Alpha Sector Fund A) — Buy

VAPAX (Virtus Premium Alpha Sector Fund A) — Buy (add'l)

VAPAX (Virtus Premium Alpha Sector Fund A) — Sold

AFJAX (Allianz NFJ Intl Value Fund Class A) — Buy

AFJAX (Allianz NFJ Intl Value Fund Class A) — Buy (add'l)

AFJAX (Allianz NFJ Intl Value Fund Class A) — Sold

HFLAX (Hartford Floating Ratge Fund Class A) — Buy

HFLAX (Hartford Floating Ratge Fund Class A) — Sold

ARBFX (Arbitrage Fund NO Load Class) — Buy

ARBFX (Arbitrage Fund NO Load Class) — Sold

BOSOX (Boston Trust Small Cap Fund) — Buy

BOSOX (Boston Trust Small Cap Fund) — Buy (add'l)

BOSOX (Boston Trust Small Cap Fund) — Sold

CLSVX (CBRE clarion Long/Short FD nv) — Buy

CLSVX (CBRE clarion Long/Short FD nv) — Buy (add'l)

CLSVX (CBRE clarion Long/Short FD nv) — Sold

PIMDX (Putnam Absolute Return 500 Class A) — Buy

PIMDX (Putnam Absolute Return 500 Class A) — Sold

Roth IRA 2(Fd ) — Int/Div

ARDNX (Arden Alternative Strategies Class 1) — Buy

FAUDX (Strategic Advisers Short Duration Fund) — Buy

FAUDX (Strategic Advisers Short Duration Fund) — Buy (add'l)

FCSAX (Strategic Advisers Core Fund) — Buy

FCSAX (Strategic Advisers Core Fund) — Buy (add'l)

FILFX (Strategic Advisers Intl Fund) — Buy

FILFX (Strategic Advisers Intl Fund) — Buy (add'l)

FNSXX (FIMM Mmkt Port Inst Ch) — Buy

FNSXX (FIMM Mmkt Port Inst Ch) — Buy (add'l)

EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Buy

EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Sold

FPCIX (Strategic Advisers Core Income Fund) — Buy

FPCIX (Strategic Advisers Core Income Fund) — Buy (add'l)

FSAGX (Fidelity Select Gold) — Buy

FSAGX (Fidelity Select Gold) — Buy (add'l)

FSAMX (Strategic Advisers Emerging Markets) — Buy

FSAMX (Strategic Advisers Emerging Markets) — Buy (add'l)

FSCFX (Strategic Advisers Small-Mid Cap Fd) — Buy

FSCFX (Strategic Advisers Small-Mid Cap Fd) — Buy (add'l)

FSGFX (Strutegic Advisers Growth Fund) — Buy

FSGFX (Strutegic Advisers Growth Fund) — Buy (add'l)

FTBFX (Fidelity Total Bond) — Buy

FTBFX (Fidelity Total Bond) — Buy (add'l)

FUSOX (Strategic Advisers US Oppty Fund) — Buy

FUSOX (Strategic Advisers US Oppty Fund) — Buy (add'l)

FVSAX (Strategic Advisers Value Fund) — Buy

FVSAX (Strategic Advisers Value Fund) — Buy (add'l)

MERFX {Merger Fund) — Buy

MERFX {Merger Fund) — Buy (add'l)

MWLDX (Metropolitan West Low Duration M) — Buy

MWLDX (Metropolitan West Low Duration M) — Buy (add'l)

PSFAX (Pimco Short Term Administrative SHS) — Buy

PTRAX (Pimco Total Return Administrative SHS) — Buy

PTRAX (Pimco Total Return Administrative SHS) — Buy (add'l)

TPINX (Templeton Global Bond Class A) — Buy

FPIOX (Strategic Advisers Income Opportunities Fund) — Buy

Health Savings Account IRA — Int/Div

VEU (Vanguard FTSE AllWorld Ex US ETF)

VFINX (Vanguard 500 Index Fund Investor Shares)

Federated Prime Cash Trust

Minois Bright Start 529 (Index Age Based 18 yrs) — Ine

Utah 529 Plan (Option 2) — Int/Div — Distnibuted

Ninois Bright Start 529 (Index Age Based 15-17 yrs) — Int/Div

Utah 529 Plan {Option 9) — Int/Div

Ninois Bright Start 529 (Index Age Based 12-14 Yrs) — Ine

Minois Bright Start 529 (Index Equity) — hy

Utah 529 Plan (Option 9) — Int/Div

Fidelity 529 Plan (MA Portfolio 2015) — Int/Div

Ninois College bonds — Interest

Brokerage Acct — Int/Div

FTEXX (Fidelity Municipal Money Market) — Int/Div

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

SPY (SPDR S&PSO0 ETF) — Int/Div — Sold

Brokerage Acct

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Brokerage Acct

FTEXX (Fidelity Municipal Money Market) — Interest

VTI {Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Roth IRA (Custodian Acct) — Int/Div

VEU (Vanguard Intl Eqty Index FTSE All World Ex US ETF)

VTI (Vanguard Total Stock Mkt)

Charles Schwab Bank

Roth IRA (Custodian Acct) — Int/Div

Charles Schwab Bank

Everbank checking - — Interest

Chase Bank checking - — Interest

Chase Bank saving - — Interest

Adpmunct Professor, Northwestern University Law School

Income — 2012 — Northwestern University Law School — S2.000.00

All UBS accounts were closed in December 2012. Assets in those accounts were transferred to Fidelity accounts. In this amended 2012 report, | am modifying

Section VIII to provide additional information in response to questions from the Committee on Financial Disclosure in a letter dated 9/12/2013, With respect to

Part VII, page 9, line 89 and page 11, Tine 125, where the report lists sales of PDMAX (Pumam Absolute Return 700 Class A). The shares of PDMAX identified

on line 89 were purchased on 11/9/2011 with value code K, The shares identified on line 125 were also purchased on 11/9/2011 with value code D. These

purchases were madvertently omitted from the 2011 report. With respect to the question as to whether certain assets identified in Part V11 of the 2011 report,

namely TGINX on line 120, XLY on line 182, and MDLOX on line 226, should have been listed in the 2012 report, | have confirmed that the 2012 report is

correct. These assets were all disposed of in 2011 but this was not reflected in the 2011 report. The 2011 report indicates on line 123 that shares of TGINX were

purchased on 11/9/2011. This was a mistake, No purchase occurred on that date. All shares were sold by 9/22/2011 and no new shares were purchased after this

date. As to XLY listed on line 120 of the 2011 report, these shares were sold on 9/23/2011, The value code is D and the gain code is A, Finally, as to MDLOX

listed on line 226 of the 2011 report, these shares were sold on 11/15/2011. The value code is F and the gain code is A.