Chester J. Straub

What was filed

143
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
0
spouse income

Named parties

NYS RETIREMENT SYSTEM (RETIREMENT BENEFIT)

As filed

ROYCE TOTAL RETURN FUND — Int/Div — Buy (add'l)

FIDELITY INVESTMENTS**

BERKSHIRE HATHAWAY INC. CLASS B — None

HEWLETT PACKARD COMMON — Int/Div

ENZO BIOCHEM INC COMMON — None

HEALTH CARE PPTY INVS INC COMMON — Int/Div

GREAT PLAINS ENERGY - KANSAS CITY POWER & LIGHT COMMON — Int/Div

IBM COMMON — Int/Div

GENERAL ELECTRIC COMMON — Int/Div

LOCKEED MARTIN COMMON — Int/Div

EXXON COMMON — Int/Div

EQUITY COMMONWEALTH USD — None

COHEN & STEERS REALTY SHARES — Int/Div — Buy (add'l)

COHEN & STEERS REALTY SHARES — Buy (add'l)

DEUTSCHE INTERMEDIATE TAX/AMT FREE FD — Int/Div — Buy

DEUTSCHE INTERMEDIATE TAX/AMT FREE FD — Buy (add'l)

DEUTSCHE INTERMEDIATE TAX/AMT FREE FD — Sold (part)

HEWLETT PACKARD ENTERPRISE CO — None — from line 3)

FIDELITY MUNICIPAL MONEY MARKET — Interest

NEW YORK NY GO BDS SUBERIES 5% BOND — Interest

METROPOLITAN TRANSN AUTH NY £59, BOND — Interest

FORTESCUE METALS GROUP LTD COMMON — Int/Div

GOLDMAN SACHS GROUP INC COMMON — Int/Div

WALMART STORES INC COMMON — Int/Div

FIDELITY MUNI MM — Interest

SPDR S&P MIDCAP 400 ETF FUND — Int/Div

FIDELITY CONTRAFUND — Int/Div — Buy (add'l)

FIDELITY LOW PRICED STOCK FUND — Int/Div

BARRON GROWTH FUND INSTL CLASS — Int/Div — Buy (add'l)

ROYCE TOTAL RETURN FUND — Buy (add'l)

ROYCE TOTAL RETURN FUND — Sold

TWEEDY BROWNE GLOBAL VALUE FUND — Int/Div

VANGUARD LIMITED TERM TAX EXEMPT ADMIRAL FUND — Interest — Buy (add'l)

VANGUARD LIMITED TERM TAX EXEMPT ADMIRAL FUND — Buy (add'l)

BBH CORE SELECT FUND — Int/Div

DEUTSCHE INTERMEDIATE TAX/AMT FREE FUND — Int/Div — Buy (add'l)

DEUTSCHE INTERMEDIATE TAX/AMT FREE FUND — Buy (add'l)

S10. — Buy (add'l)

VANGUARD INTERMEDIATE TAX EXEMPT ADMIRAL — Int/Div — Buy

VANGUARD INTERMEDIATE TAX EXEMPT ADMIRAL — Buy (add'l)

ISHARES CORE S&P SMALL-CAP ETF — Int/Div — Buy

CITIBANK ACCOUNTS*"

CHECKING — None

FIDELITY IRA ROLLOVER**

MARSH & MCLENNAN COMMON — Int/Div

FIDELITY CASH RESERVES — Interest

S&P MID CAP 400 DEP RCPTS MID CAP SPDRS — Int/Div — Buy (add'l)

TWEEDY BROWNE GLOBAL VALUE FUND — Int/Div

BARON GROWTH FUND — Int/Div — Buy (add'l)

BLACKROCK GLOBAL ALLOC FUND — Int/Div — Sold (part)

BLACKROCK GLOBAL ALLOC FUND — Buy (add'l)

ROYCE TOTAL RETURN FUND — Int/Div — Buy (add'l)

ROYCE TOTAL RETURN FUND — Buy (add'l)

ROYCE TOTAL RETURN FUND — Sold

ALPHABET INCCAPSTK CL A — None

ALPHABET INC CAPSTK CLC — None — Sold (part)

FIDELITY CONTRAFUND — Int/Div — Buy (add'l)

IVY ASSET STRATEGY FUND — None — Sold

BERKSHIRE HATHAWAY INC COMMON — None — Sold

INTEL CORP COMMON — Int/Div

JP MORGAN CHASE & CO COMMON — Int/Div

MATTHEWS CHINA FUND — Int/Div

MORGAN STANLEY GLOBAL LONG! SHORT FUND — Int/Div — Sold (part)

APPLE INC COMMON — Int/Div

BANK OF AMERICA COMMON — Int/Div

CANON INC ADR — Int/Div

COMPAGNIE FINANCIERE RICHEMONT ADR — Int/Div

WALT DISNEY CO COMMON — Int/Div

SCHLUMNBERGER LIMITED COMMON — Int/Div

SIEMENS AG ADR — Int/Div

NOVO NORDISK ADR COMMON — Int/Div

HERZFELD CARIBBEAN BASIN FUND INC — Int/Div

BBH CORE SELECT FUNDCLN — Int/Div

CEMPRA INC COMMON — None

SPDR S&P S00 ETF TRUST — Int/Div

FIDELITY SPARTAN TOTAL MKT INDEX FD — Int/Div — Buy (add'l)

FIDELITY SPARTAN 500 INDEX FUND ADVANTAGE — Int/Div — Buy (add'l)

FIDELITY SPARTAN 500 INDEX FUND ADVANTAGE — Buy (add'l)

FIDELITY LOW PRICED STOCK FUND — Int/Div

BLACKROCK STRATEGIC MUNI OPPS INSTL — Int/Div — Buy (add'l)

BLACKROCK STRATEGIC MUNI OPPS INSTL — Buy (add'l)

DEUTSCHE INTERMEDIATE TAX/AMT FREE FD INST — Int/Div — Buy (add'l)

DEUTSCHE INTERMEDIATE TAX/AMT FREE FD INST — Buy (add'l)

ISHARES CORE S&P SMALL-CAP EFT — Int/Div — Buy

FIDELITY IRA**

FIDELITY CASH RESERVES — None

FIDELITY CONTRAFUND — Int/Div — Buy (add'l)

FIDELITY CONTRAFUND — Sold (part)

FIDELITY LOW PRICED STOCK — Int/Div — Buy

FIDELITY IRA**

FIDELITY CASH RESERVES — Interest

TWEEDY BROWNE GLOBAL VALUE FUND — Int/Div

BARON GROWTH FUND — Int/Div

FIDELITY CONTRAFUND — Int/Div — Buy (add'l)

BANK OF AMERICA CORP COMMON — Int/Div

FIDELITY LOW PRICED STOCK — Int/Div — Buy

MORGAN STANLEY **

MORGAN STANLEY US GOVT MM TRUST — Interest

CHATTANOOGA TENN ELEC REV 5.0% — Interest — Matured

NEW YORK NY SER A-1 5.0% — Interest

HUNTSVILLE ALA RFDG & CAP SER A 4.0% — Interest

MIAMI-DADE CNTY FLA TRAN SYS SER A 5.00 — Interest

CALIFORNIA ST DEPT WTR RES PWR SER L S.0% — Interest — Sold (part)

CALIFORNIA ST DEPT WTR RES SER L S0% — Interest — from line 134)

NY ST DORM AUTH ST PERS 5% — Interest

OREGON ST DEPT ADMINISTRATIVE SERVICES 5% — Interest

LUBBOCK TEX OBLIG WATERWORKS Soy — Interest

SEATTLE WASHINGTON MUN LT & PWR REV BOND — Interest

GEORGIA ST GENL OBLIG BOND — Interest

CHARLOTTE NC GENL OBLIG REF-A — Interest

HARPER CREEK MICH CMNTY SCH DIST REF — None — Buy

FENTON MICH AREA PUB SCHS GENL OBLIG REF — Interest — Buy

Income — 2015 — NYS RETIREMENT SYSTEM (RETIREMENT BENEFIT) — $6,621.00

PART VII LINE 22 - ON NOVEMBER 1, 2015, HP INC,, NYSE: HPQ, COMPLETED THE SPIN-OFF OF HEWLETT PACKARD ENTERPRISE COMPANY,

NYSE: HPE. THROUGH THE SPIN-OFF, SHAREHOLDERS OF HPQ RECEIVED ONE SHARE OF HPE COMMON STOCK FOR EACH SHARE OF HPQ

COMMON STOCK HELD AS OF THE CLOSE OF BUSINESS ON OCTOBER 21, 2015, THE RECORD DATE. ON NOVEMBER 2, 2015, SHARES OF

HPE BEGAN TRADING 'REGULAR-WAY' ON NYSE,

PART VII LINE 75 & 76 - ON OCTOBER 5, 2015, GOOGLE INC. CHANGED ITS NAME TO ALPHABET INC.

PART VII LINE 134 & 135 - THE CALIFORNIA CUSIP BUREAU HAS ISSUED TWO NEW CUSIP

IMBERS FOR EACH PARTIALLY-DEFEASED

MATURITY, ONE OF WHICH HAS BEEN ASSIGNED TO THE RELATED MATURITY OF THE

NDED BONDS, AND THE OTHER OF WHICH

HAS BEEN ASSIGNED TO THE RELATED MATURITY OF THI

N-REFUNDED BONDS. THE REFUNDED BONDS WILL BE REDEEMED PRIOR

TO THEIR STATED RESPECTIVE MATURITY DATES AT THE REDEMPTION PRICE OF 100% PLUS ANY ACCRUED INTEREST THEREON TO THE

DATE FIXED FOR REDEMPTION.