Robert Michael Dow jr

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Buy (add'l)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST First Trust Cap Appr Target Portfolio — None — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST Bond Portfolio 2021 — None — Sold (part)

AST Bond Portfolio 2021 — Sold (part)

AST Bond Portfolio 2021 — Sold

AST Bond Portfolio 2022 (X) — None — Buy

AST Bond Portfolio 2022 (X) — Sold (part)

AST Bond Portfolio 2022 (X) — Buy (add'l)

AST Bond Portfolio 2022 (X) — Sold (part)

AST Bond Portfolio 2022 (X) — Buy (add'l)

AST Bond Portfolio 2022 (X) — Sold (part)

AST Bond Portfolio 2022 (X) — Sold (part)

Harms Bank accounts — Interest

GOOG Mutual Fund

American Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GCG 529 Fund #1

BEuroPacific Growth Fund S29A — Int/Div

American Funds New Economy Fund — Int/Div

GOG 529 Fund #2

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America <20A — Int/Div

GOOG 529 Fund #3

New Perspective Fund S29A — Int/Div

American Funds Fundamental Investors S29A — Int/Div

GOOG Fund 24

American Funds SmallCap World Fund S$29A — Int/Div

American Funds Capital Income Builder $20A — Int/Div

Podesta (Millenium Trust) HSA Account

Shares Dow Jones Select Dividend Index Fund — Int/Div — Sold

Shares TR S&P 500 Index Fund — Int/Div — Sold

Cash Account (X) — Interest — Buy

First Community Bank Common Stock (Y)

Sauk Valley Community Bank Common Stock — Int/Div

MSIL Inc. Common Stock — None

Minnesota Life: Variable Adjustable Life Insurance — Interest

Travelers: Variable Life Policy — Interest — Expired

Northwestern Mutual Life Policy ) — Int/Div — Redeemed

MetLife: Umversal Life Policy — Interest — Expired

Buffalo Jayhawk China Fund — Int/Div — Buy (add'l)

Buffalo International Fund £1449 — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Small Cap Fund — Int/Div — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Buy (add'l)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Northern Inst Tax-Exempt — None

Bailey & Glasser 401k Profit Sharing Plan

Vanguard Wellington Admiral — Int/Div

T Rowe Price Blue Chip Growth (X) — Int/Div

Morgan Stanley Inst] MidCap Gr (X) — Int/Div

Goldman Sachs Growth Opp C1 1 (X) — Int/Div

Oukmark Global (X) — Int/Div

Sequella, Inc. (X) — None — Buy — K. Hoskins

IRX Therapeutics, Inc. (X) — None — Buy — K. Hoskins

Director, Arthur J. Schimatt Foundation

Liability — Chase Bank — credit card

Reimbursement — ANTE SM Arian dad international arbitration; served as moot court judge

Reimbursement — Northern Hlinois University ) Law School — 3/2/2012 to 3/3/2012 — DeKalb. IL — Served as moot court judge for final round — Meals, lodging

Spouse's income — 2012 — Bailey & Glasser LLP «« mcome as partner at law firm

Part IV:

1, For line 2, | do not know the value of a night's stay at the on-campus hotel and meals that were provided in connection with moot court competition. It may well

be less than $350 but I thought it prudent to be over-inclusive than under-inclusive.

Part VII:

1. Lines 3, 33, 39, 42, 45, 48, 51, and 80 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines

below each header.

2. For lines 51-54, the securities in my HSA account which was left over from my time at Mayer Brown have been sold and the cash proceeds are being held in the

account and spent down to pay for medical expenses. | anticipate that all of the funds will be spent and the account closed by the end of 2013. The HSA account

was transferred from Podesta to Millenium Trust during 2012.

3. For line 55, 1 donated the stock to a school in 2011.

4. For lines 86 and 87, in December 2012

assigned his interests in the two listed companies in equal shares