Sarah Evans Barker

2013Annual

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Pull out the substance of this filing.

What was filed

  • 26

    investments

  • 7

    positions

  • 2

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • note at Part VIII
  • The Gathering
  • Indiana University Distinguished Alumni Service Assocation
  • Federal Judges Association
  • Indhana Historical Society
  • Spirit and Place, Community Festival
  • Spencer Wilhams Foundation
  • State of Indu, Office of the Lt. Governor
  • Larry Rudolech
  • Susman Godfrey, LLP
  • IU Health Morgan Hospital «= Nonemployee compensation

As filed

Indianapolis Post Office Credit Union, Account — Interest

JP Morgan Chase Bank — Interest

BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Int/Div — Sold (part)

FIA Card Services NA RASP (IRA #1, cash eq) — Interest

CISCO Systems, Inc. Common Stock — Int/Div — Sold

JP Morgan Chase Bank — Interest

Hartford Whole Life — None

General Electric Common Stock — Int/Div — Sold

Ivy Global Natural Resources A (Mutual Fund) (IRA #2) — None

Ivy International Core bquaty A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Core Inv A (Mut Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Sciences Technology A (MF)(IRA #2) — Int/Div

Waddell & Reed Advisors High Income A (MutualFund) (IRA #2) — Int/Div

Ivy Real Estate Securities A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Small Cap A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Asset Strategy A (Mut Fund) (IRA#2) — Int/Div

Waddell & Reed Advisors New Concepts A (Mut Fund) (IRA#2) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) {IRA #2) — Int/Div — Sold (part)

American Balanced Fund CL A (Mutual FundXIRA#I) — Int/Div

BlackRock Low Duration Bond Fund CL A (Mutual Fund IRA#1) — Int/Div

BlackRock Large Cap Core Fund A (Mutual Fund IRAXI) — Int/Div

Franklin Templeton Balanced Fund (FBMOCX (Mutual Fund) — Int/Div

Waddell & Reed Advisors Accumulative A (Mutual Fund) — Int/Div — Buy

Waddell & Reed Advisors Accumulative A (Mutual Fund) — Buy (add'l)

Waddell & Reed Advisors Cash Management A (Mutual Fund) — Int/Div — Buy

BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Int/Div — Buy — note at Part VIII

Member, Executive Board, 986-present, The Gathering

Member, 1996-present, Indiana University Distinguished Alumni Service Assocation

Director/Officer, 2001-2013, Federal Judges Association

Trustee, Board of Trustees, 2003-2013, Indhana Historical Society

Member, Board of Advisors, 2005-2013, Spirit and Place, Community Festival

Director, 2010-present, Spencer Wilhams Foundation

Commussioner, Indwuna Bicentennial Commussion, 201 -present, State of Indu, Office of the Lt. Governor

Gift — Larry Rudolech — Painting gifted by artist in connection with other painting purchase — $400.00

Gift — Susman Godfrey, LLP — Pro bono legal services from 11/2012-12/2013, — $26,658.91

Reimbursement — Federal Judges Association — February 21-23, 2013 — Dallas, TX — Strategic planning mecting — Transportation, lodging, and meals

Reimbursement — Federal Judges Association — April 23-24, 2013 — Washington, DC — Board of directors meeting — Transportation, lodging, and meals

Spouse's income — 2013 — IU Health Morgan Hospital «= Nonemployee compensation

Part V. Gifts, Line (2): 1 was one of seven named plaintiffs in Barker, et al. v. United States, Case No. 1:12-cv-00826 (Fed.Cl.), brought to challenge the denial of

Article 111 judges’ cost-of-living adjustments (COLAs) over multiple years, Attorneys fees and costs were expended between November 2012 through December

31,2013 in the total amount of $186,612.35 on 4 pro bono basis by the law firm of Susman Godfrey, LLP, 1201 Third Avenue, Suite 3800, Seattle, WA 98101,

who served as plaintiffs’ counsel without compensation or reimbursement from me or the other plaintiffs. The litgation has not been finalized at this point, so

additional legal services are anticipated in 2014.

Part VIL Investments and Trusts, Line (26): The BlackRock Global Allocation Fund listed at line 26 wus purchased for and is held in a non-IRA account. It is,

however, the same fund entity which is listed at Line 3, except that the Line 3 asset is held in an IRA. If the two holdings were combined, their combined value

code would be "L," and their combined income code would be "A"

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Sarah Evans Barker | Frix