Arthur B Federman

2012Annual

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Pull out the substance of this filing.

What was filed

  • 60

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • MMT -no detail req.
  • closed acct.
  • chkg - no detasl req
  • MMT - no detail req.
  • current vear addition
  • of reg. mo. adds
  • current vear addinon
  • Rec. From Parents
  • Gain or (loss)
  • source - parent gift
  • source-parent gift
  • principal paydowns
  • MMKT gcct-no detail req
  • MMKT acct-no detail req
  • come remvestmenst
  • come teimvestments
  • cludes Lite Ins div.
  • CV tor Life INS DIV
  • CV for Lite Ins Dv
  • acct - no detail eq
  • gam or {loss)
  • div. only
  • acct temporarily
  • the temporary acct
  • but renewed 8-24-12
  • no gam or (loss)
  • gam or (loss)
  • gam (loss)
  • 1990 and 1992 Federman Trusts, beneticianes are the reporting person and relatives. Assets are disclosed mn Part VII
  • Wells Fargo Bank NA

As filed

Second Mortgage Investment Co., Inc - a 1.58% shareholder — Interest

Commerce Bank NA, Lenexa Ks.- MMrkt — Interest — Sold (part) — MMT -no detail req.

Capitol Federal Savings, Topeka, Ks. Ckg Acct — None — Closed — closed acct.

Commerce Bank NA, Lenexa Ks - MMRKT — Interest — Open — chkg - no detasl req

Commerce Bank NA, Lenexa Ks - MMRKT — Interest — Open — MMT - no detail req.

Vanguard Fed MMT Fund — Int/Div

Vanguard - 500 Index Fund Admiral Shares « Total Bal — Int/Div

Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — current vear addition

Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — of reg. mo. adds

Vanguard - Total Intern. Stock Idx Adm: Total — Int/Div — Buy (add'l) — of reg. mo. adds

Vanguard - Total Stock Market Index Fund Admiral Shrs-Bal — Int/Div

Vanguard - Total Stock Market Index Fund Admiral Shrs — Buy (add'l) — current vear addinon

Vanguard - Total Stock Market Index Fund — Buy (add'l) — of reg. mo. adds

Northwestern Mutual Life Ins Policy — Interest

Federman Family L.P. - Limited Partnership Interest — Interest — Open — Rec. From Parents

Commerce Bank NA. , Kansas City, Mo Ckg Acct. — Interest

FANNIE MAE Stepup Callable - see part VIL — Interest — Redeemed — Gain or (loss)

Bank of China (NY -CD — Interest — Open — source - parent gift

Goldman Sachs Bank USA - CD — Interest — Open — source - parent gift

Goldman Sachs Bank USA - CD — Interest — Open — source - parent gift

Discover Bank - CD — Interest — Open — source-parent gift

State Bank of India - CD — Interest — Open

IRA Acct. ~Total Assets in Accounts - Detail Follows — Int/Div

IRA Acct. - (GNMA) Govt. Natl, Mig. Ass Pool - Commerce — Sold (part) — principal paydowns

IRA Acct - Vangaurd acct - Prime MM FD — Sold (part) — MMKT gcct-no detail req

IRA Acct - Vanguard acct - Prime MM FD — Sold (part) — MMKT acct-no detail req

IRA Acct - Fidelity Select Health Care — Buy (add'l) — come remvestmenst

IRA Acct - T.Rowe Price New ERA — Buy (add'l) — come teimvestments

Trust # - Total Assets of Trust -Asset Detail Follows — Int/Div — Buy (add'l) — cludes Lite Ins div.

Trust # 1 - Guardian Life Ins . - Cash Value — Buy (add'l) — CV tor Life INS DIV

Trust # 1 - Northwestern Mutual Life Cash Value — Buy (add'l) — CV for Lite Ins Dv

Trust # 1 {now) Met Life Ins. Policy Term «

Trust # 1 - Commerce Bank NA, Ckg accel,

Trust # 1 « Comm Bank NA - Kansas City Mo — Buy (add'l) — acct - no detail eq

Trust #2 1 -US Treas Note — Matured — gam or {loss)

Trust #1 - FHLB Callable 02/24/12 — Redeemed — gam or {loss)

Trust # 1 - GE Capital Bank - CD — Buy

Trust # 2 - Total Assets of Trust -Detail Follows — Int/Div

Trust #2 - Vanguard Fed MM Portfolio, Philadelphia, Pa.

Trust # 2 - Vanguard Health Care Fund Inv — Buy (add'l) — div. only

Trust # 2 - Vanguard Total Stock Mkt Idx FundFund — Buy (add'l) — div. only

Trust # 2 - Goldman Sachs ILA Federal Portfolio

Trust # 2 - Commerce Bank NA - ckg acct.

Trust # 2 - Commerce Bank NA - Ckg acct, — Open — acct temporarily

Trust # 2 - Commerce Bank NA - Ckg acct, — Closed — the temporary acct

Trust #2 - Johnson Cnty Ks Unified School GO

Trust 22 - CD at Commerce Bank, KC. Mo — Matured — but renewed 8-24-12

Trust #2 - Columbus Bk & Trust - CD — Matured — no gam or (loss)

Trust 4 2 - Derby Ks. Gen Oblig Bds — Matured — gam or (loss)

Trust #2 - GE Mony Bank - CD - 7-1-13

Trust #2 -CIT Bank CD 11/25/13

Trust #2 - FHLB callable 5/23/12 — Redeemed — gam or {loss)

Trust #2 - FFCB Callable - 8/15/12 — Redeemed — gam (loss)

Trust #2 FHLB - callable - 2/24/12 — Redeemed — gam (loss)

Trust 2 2 FANNIE MAE callable 9-28-12 — Redeemed — gam (loss)

Trust # 2 - Goldman Sachs Bk USA CD S13 — Buy

Trust # 2 - Bank of China (NY) - CD 9-13 — Buy

Trust # 2 - Sallie Mae Bk Murray - CD 1128/13 — Buy

Trust 4 2 - State Bank of India — Buy

Trust #2 - Ally Bunk - CD - 12/05/14 — Buy

Trustee, with no significant management duties - all assets are listed @ VII, 1990 and 1992 Federman Trusts, beneticianes are the reporting person and relatives. Assets are disclosed mn Part VII

Liability — Wells Fargo Bank NA — 1 was a guarantor on a real est, mortgage for the benefit of my adule child Guarantee released- 4-16-12

The assets and value amount references shown in Part VII which are identified as Trust # | are for the full value of the assets held in Trust even though | only own

a 1/3 beneficial interest in the Trust, 1 am the trustee of the Trust,

The assets and value references shown in Part VIT which are identified as Trust # 2 are for the full value of the assets held in Trust even though I only own a 173

interest in the Trust. I am the trustee of the Trust.

Asset # 16 1s a limited partnership interest - | have received periodic gifts from my parents of additonal limited ownbership interests in this limited partnership

from January of 2003 through December 31, 2012. My ownership interest is 33% as of 12-31-12, The partnership's investments are almost exclusively in State

Tax Exempt Bonds and Certificates of Deposit, 1 have no management responsibilitites for the activities of this partnership.

Asset # 17 (Fanme Mae Stepup Callable) which was also asset # 17 on prior year report was mislabled in the prior year report as "FHLB Multi Stepup Callable”.

That error was corrected on this report by replacing the incorrect label name with the correct label name.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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